13F QoQ Ownership Changes
UPST Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 80 new · 120 added · 200 reduced · 94 exited
New Positions(80)
Added To(120)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| MORGAN STANLEY | 4,206,615 | +2,554,591 | $184.0M | +$100.0M | 154.6% |
| Clear Street Group Inc. | 2,574,714 | +2,003,502 | $112.6M | +$83.6M | 350.7% |
| BANK OF AMERICA CORP /DE/ | 2,538,426 | +1,389,467 | $111.0M | +$52.6M | 120.9% |
| BARCLAYS PLC | 1,441,771 | +542,361 | $93.3M | +$47.6M | 60.3% |
| NORGES BANK | 1,141,425 | +889,340 | $49.9M | +$39.8M | 352.8% |
| BlackRock, Inc. | 7,088,760 | +232,722 | $310.0M | -$38.3M | 3.4% |
| Point72 Asset Management, L.P. | 470,779 | +446,179 | $20.6M | +$19.3M | 1813.7% |
| GEODE CAPITAL MANAGEMENT, LLC | 2,068,515 | +26,734 | $90.5M | -$13.3M | 1.3% |
| DIMENSIONAL FUND ADVISORS LP | 278,590 | +220,829 | $12.2M | +$9.2M | 382.3% |
| GOLDMAN SACHS GROUP INC | 1,677,624 | +62,976 | $73.4M | -$8.7M | 3.9% |
| J. Goldman & Co LP | 277,152 | +207,152 | $12.1M | +$8.6M | 295.9% |
| Jericho Capital Asset Management L.P. | 5,011,809 | +531,000 | $219.2M | -$8.5M | 11.8% |
| Annex Advisory Services, LLC | 421,373 | +214,279 | $18.4M | +$7.9M | 103.5% |
| Halter Ferguson Financial Inc. | 415,321 | +209,915 | $18.2M | +$7.7M | 102.2% |
| WELLINGTON MANAGEMENT GROUP LLP | 489,219 | +331,675 | $21.4M | +$7.6M | 210.5% |
| Schonfeld Strategic Advisors LLC | 220,051 | +172,925 | $9.6M | +$7.2M | 366.9% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,208,201 | +29,524 | $52.8M | -$7.0M | 2.5% |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 745,836 | +4,406 | $32.6M | -$5.0M | 0.6% |
| PEAK6 LLC | 428,317 | +158,666 | $18.7M | +$5.0M | 58.8% |
| Jefferies Financial Group Inc. | 154,031 | +107,031 | $6.7M | +$4.3M | 227.7% |
| CAPITAL FUND MANAGEMENT S.A. | 1,384,745 | +269,237 | $60.6M | +$3.9M | 24.1% |
| CITIGROUP INC | 563,645 | +13,507 | $24.6M | -$3.3M | 2.5% |
| Neo Ivy Capital Management | 140,275 | +76,919 | $6.1M | +$2.9M | 121.4% |
| SummitTX Capital, L.P. | 85,223 | +66,752 | $3.7M | +$2.8M | 361.4% |
| CREDIT AGRICOLE S A | 165,801 | +72,889 | $7.3M | +$2.5M | 78.4% |
| Private Advisor Group, LLC | 71,323 | +55,591 | $3.1M | +$2.3M | 353.4% |
| D. E. Shaw & Co., Inc. | 2,173,387 | +259,597 | $95.0M | -$2.2M | 13.6% |
| FIRST TRUST ADVISORS LP | 318,547 | +81,416 | $13.9M | +$1.9M | 34.3% |
| Sepio Capital, LP | 33,405 | +28,000 | $1.5M | +$1.2M | 518.0% |
| Banco Santander, S.A. | 40,523 | +26,523 | $1.8M | +$1.1M | 189.4% |
| Swiss National Bank | 170,800 | +4,800 | $7.5M | -$963.7K | 2.9% |
| XTX Topco Ltd | 30,520 | +20,046 | $1.3M | +$802.6K | 191.4% |
| State of New Jersey Common Pension Fund D | 56,894 | +23,407 | $2.5M | +$786.8K | 69.9% |
| GC Wealth Management RIA, LLC | 249,474 | +19,402 | $10.9M | -$778.2K | 8.4% |
| VIRTUS ADVISERS, LLC | 20,507 | +14,837 | $1.1M | +$775.7K | 261.7% |
| Walleye Capital LLC | 368,769 | +36,462 | $16.1M | -$754.9K | 11.0% |
| LAZARD ASSET MANAGEMENT LLC | 23,450 | +18,068 | $1.0M | +$752.1K | 335.7% |
| Altshuler Shaham Ltd | 27,000 | +17,350 | $1.2M | +$690.5K | 179.8% |
| SANDLER CAPITAL MANAGEMENT | 48,400 | +19,000 | $2.1M | +$623.0K | 64.6% |
| BANK OF NOVA SCOTIA | 142,808 | +31,970 | $6.2M | +$614.5K | 28.8% |
| Creative Planning | 45,390 | +17,435 | $2.0M | +$564.8K | 62.4% |
| MARSHALL WACE, LLP | 563,568 | +67,487 | $24.6M | -$556.1K | 13.6% |
| MML INVESTORS SERVICES, LLC | 75,690 | +21,074 | $3.3M | +$535.4K | 38.6% |
| Centiva Capital, LP | 40,587 | +15,187 | $1.8M | +$484.6K | 59.8% |
| Kestra Advisory Services, LLC | 27,805 | +12,462 | $1.2M | +$436.5K | 81.2% |
| Counterpoint Mutual Funds LLC | 15,557 | +9,820 | $716.1K | +$424.6K | 171.2% |
| Vontobel Holding Ltd. | 21,255 | +10,265 | $929.5K | +$371.2K | 93.4% |
| Apollon Wealth Management, LLC | 34,858 | +12,077 | $1.5M | +$367.1K | 53.0% |
| BNP PARIBAS FINANCIAL MARKETS | 60,062 | +15,455 | $2.6M | +$360.5K | 34.6% |
| DEUTSCHE BANK AG\ | 74,003 | +3,575 | $3.2M | -$341.6K | 5.1% |
| AQR CAPITAL MANAGEMENT LLC | 60,309 | +15,076 | $2.6M | +$339.5K | 33.3% |
| KADENSA CAPITAL Ltd | 520,986 | +65,836 | $22.8M | -$338.9K | 14.5% |
| Integrated Financial Solutions, Inc. | 15,510 | +875 | $678.3K | +$331.7K | 6.0% |
| Tower Research Capital LLC (TRC) | 11,019 | +7,407 | $481.9K | +$298.4K | 205.1% |
| Miracle Mile Advisors, LLC | 40,471 | +20 | $1.8M | -$285.1K | 0.0% |
| Cetera Investment Advisers | 24,854 | +8,871 | $1.1M | +$274.9K | 55.5% |
| Cresset Asset Management, LLC | 9,284 | +3,844 | $536.1K | +$259.8K | 70.7% |
| Larson Financial Group LLC | 11,701 | +6,659 | $511.7K | +$255.6K | 132.1% |
| TCI Wealth Advisors, Inc. | 44,389 | +11,064 | $1.9M | +$248.2K | 33.2% |
| State of Wyoming | 6,227 | +5,314 | $272.3K | +$225.9K | 582.0% |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 50,382 | +9,545 | $2.3M | +$180.4K | 23.4% |
| PFG Investments, LLC | 12,900 | +5,100 | $564.1K | +$167.9K | 65.4% |
| MERCER GLOBAL ADVISORS INC /ADV | 45,167 | +13,205 | $1.5M | -$166.7K | 41.3% |
| Caprock Group, LLC | 7,719 | +1,188 | $337.6K | -$141.0K | 18.2% |
| Intellectus Partners, LLC | 26,700 | +1,250 | $1.2M | -$125.3K | 4.9% |
| KLP KAPITALFORVALTNING AS | 18,500 | +800 | $809.0K | -$90.2K | 4.5% |
| TWO SIGMA SECURITIES, LLC | 10,068 | +3,120 | $440.3K | +$87.3K | 44.9% |
| SBI Securities Co., Ltd. | 17,968 | +950 | $785.7K | -$78.8K | 5.6% |
| Mitsubishi UFJ Asset Management Co., Ltd. | 6,450 | +1,999 | $295.7K | +$69.6K | 44.9% |
| CoreCap Advisors, LLC | 1,481 | +1,471 | $64.8K | +$64.3K | 14710.0% |
| Prime Capital Investment Advisors, LLC | 9,870 | +126 | $431.6K | -$63.4K | 1.3% |
| Wealthfront Advisers LLC | 8,032 | +2,329 | $351.2K | +$61.5K | 40.8% |
| VICTORY CAPITAL MANAGEMENT INC | 9,753 | +147 | $426.5K | -$61.5K | 1.5% |
| Mirae Asset Global Investments Co., Ltd. | 18,323 | +1,543 | $801.3K | -$51.2K | 9.2% |
| ProShare Advisors LLC | 15,580 | +1,178 | $681.3K | -$50.3K | 8.2% |
| XPONANCE, INC. | 6,769 | +19 | $296.0K | -$46.9K | 0.3% |
| OneDigital Investment Advisors LLC | 6,767 | +35 | $295.9K | -$46.1K | 0.5% |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 30,211 | +3,329 | $1.3M | -$44.5K | 12.4% |
| WMG Financial Advisors, LLC | 17,462 | +1,600 | $763.6K | -$42.2K | 10.1% |
| Synergy Financial Group, LTD | 6,233 | +47 | $272.6K | -$41.7K | 0.8% |
| Clearstead Advisors, LLC | 1,500 | +1,000 | $65.6K | +$40.2K | 200.0% |
| Sequoia Financial Advisors, LLC | 6,007 | +49 | $262.7K | -$40.0K | 0.8% |
| SHELTON WEALTH MANAGEMENT, LLC | 5,500 | +1,500 | $240.5K | +$37.3K | 37.5% |
| Gerber Kawasaki Wealth & Investment Management | 5,332 | +9 | $233.2K | -$37.2K | 0.2% |
| Graham Capital Management, L.P. | 9,230 | +553 | $403.6K | -$37.2K | 6.4% |
| SG Americas Securities, LLC | 1,085,851 | +878,429 | $47.5K | +$36.9K | 423.5% |
| NEUBERGER BERMAN GROUP LLC | 6,532 | +266 | $285.6K | -$32.7K | 4.2% |
| Pictet Asset Management Holding SA | 13,510 | +1,349 | $590.8K | -$27.0K | 11.1% |
| Gotham Asset Management, LLC | 5,104 | +283 | $223.2K | -$21.7K | 5.9% |
| BROADWATER CAPITAL MANAGEMENT LLC | 15,136 | +12,936 | $100.0K | +$20.9K | 588.0% |
| Plante Moran Financial Advisors, LLC | 436 | +421 | $19.1K | +$18.3K | 2806.7% |
| JONES FINANCIAL COMPANIES LLLP | 14,009 | +3,044 | $612.6K | -$16.2K | 27.8% |
| Inspire Advisors, LLC | 7,742 | +1,370 | $338.6K | +$14.9K | 21.5% |
| Sterling Capital Management LLC | 565 | +361 | $24.7K | +$14.3K | 177.0% |
| Vanguard Personalized Indexing Management, LLC | 12,339 | +1,983 | $539.6K | +$13.5K | 19.1% |
| SIGNATUREFD, LLC | 1,223 | +428 | $53.5K | +$13.1K | 53.8% |
| Prestige Wealth Management Group LLC | 302 | +252 | $14.4K | +$11.9K | 504.0% |
| Fairbanks Capital Management, Inc. | 12,800 | +2,000 | $559.7K | +$11.1K | 18.5% |
| PNC Financial Services Group, Inc. | 2,699 | +163 | $118.0K | -$10.8K | 6.4% |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 27,168 | +2,924 | $1.2M | -$10.1K | 12.1% |
| Merit Financial Group, LLC | 4,993 | +547 | $218.3K | -$7.5K | 12.3% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 20,304 | +7,375 | $887.9K | +$6.9K | 57.0% |
| QUADRANT CAPITAL GROUP LLC | 291 | +137 | $12.7K | +$4.9K | 89.0% |
| OMERS ADMINISTRATION Corp | 26,841 | +3,641 | $1.2M | -$4.8K | 15.7% |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 109,636 | +108,811 | $4.8K | +$4.8K | 13189.2% |
| Smartleaf Asset Management LLC | 267 | +87 | $12.0K | +$2.5K | 48.3% |
| EverSource Wealth Advisors, LLC | 161 | +70 | $7.0K | +$2.4K | 76.9% |
| GAMMA Investing LLC | 1,812 | +208 | $79.2K | -$2.2K | 13.0% |
| Bare Financial Services, Inc | 57 | +33 | $2.5K | +$1.3K | 137.5% |
| Parallel Advisors, LLC | 947 | +109 | $41.5K | -$1.1K | 13.0% |
| CIBC Private Wealth Group LLC | 31 | +24 | $1.4K | +$1.0K | 342.9% |
| Cullen/Frost Bankers, Inc. | 383 | +37 | $16.7K | -$841 | 10.7% |
| MassMutual Private Wealth & Trust, FSB | 224 | +24 | $9.8K | -$364 | 12.0% |
| Parkside Financial Bank & Trust | 44 | +2 | $1.9K | -$209 | 4.8% |
| Transamerica Financial Advisors, LLC | 7 | +5 | $306 | +$204 | 250.0% |
| Main Management ETF Advisors, LLC | 23,490 | +240 | $1.0K | -$154 | 1.0% |
| Retirement Wealth Solutions LLC | 20 | +5 | $875 | +$113 | 33.3% |
| CWM, LLC | 3,443 | +1,047 | $151 | +$29 | 43.7% |
| Janney Montgomery Scott LLC | 13,111 | +2,084 | $573 | +$13 | 18.9% |
| Daiwa Securities Group Inc. | 1,372 | +397 | $60 | +$10 | 40.7% |