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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs

Institutional Manager · CIK 0001632097

NorthRock Partners, LLC

MINNEAPOLIS, MN · File #028-16755

Latest AUM
$5.93B
Positions
619
Top-10 Concentration
57.3%
Filings
18

Sector Allocation

Financials
7.5%$442.5M
Technology
6.5%$387.5M
Healthcare
1.0%$59.9M
Industrials
0.7%$44.1M
Energy
0.2%$14.8M
Materials
0.1%$7.3M
Utilities
0.1%$5.5M
Real Estate
0.0%$1.6M

Filing History

View all filings →

Top 20 Holdings — Dec 2025

#IssuerTickerSharesValue% of Portfolio
1J P MORGAN EXCHANGE TRADED F46654Q5759,072,433$463.2M9.83%
2VANGUARD INDEX FDS922908363554,355$347.7M7.38%
3SPDR SERIES TRUST78464A8543,809,436$305.6M6.49%
4VANGUARD SCOTTSDALE FDS92206C1024,732,147$277.9M5.90%
5SPDR SERIES TRUST78464A5084,417,191$250.9M5.33%
6INVESCO QQQ TRIVZ375,518$230.7M4.90%
7SPDR SERIES TRUST78464A4092,095,412$223.6M4.75%
8ISHARES TR46436E7182,019,427$202.7M4.30%
9APPLE INCAAPL730,854$198.7M4.22%
10SPDR S&P 500 ETF TRSPY289,992$197.7M4.20%
11ISHARES TR46434V8032,712,794$112.2M2.38%
12ISHARES TR464287622298,766$111.6M2.37%
13SPDR SERIES TRUST78464A8391,303,671$110.4M2.34%
14SPDR SERIES TRUST78464A8211,054,792$97.5M2.07%
15ISHARES TR4642883721,444,781$88.7M1.88%
16LATTICE STRATEGIES TR5184164091,339,244$77.3M1.64%
17MICROSOFT CORPMSFT148,675$71.9M1.53%
18SPDR SERIES TRUST78464A300781,673$71.1M1.51%
19ISHARES TR464287499718,922$69.2M1.47%
20ISHARES TR464287465682,820$65.6M1.39%