Institutional Manager · CIK 0001632097

NorthRock Partners, LLC

MINNEAPOLIS, MN · File #028-16755

Latest AUM

$5.93B

Positions

619

Top-10 Concentration

57.3%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
REDUCE	SPDR S&P 500 ETF TR	SPY	-304,345	-$207.5M	+$4.8M
REDUCE	NVIDIA CORPORATION	NVDA	-555,466	-$103.6M	-$44,433
NEW	ISHARES TR	464288372	+1,444,781	+$88.7M	$0
ADD	ISHARES TR	464287622	+218,122	+$81.5M	+$641,852
ADD	MICROSOFT CORP	MSFT	+146,675	+$70.9M	-$68,656
ADD	VANGUARD INDEX FDS	922908363	+86,050	+$54.0M	+$6.9M
ADD	ISHARES TR	464287655	+190,106	+$46.8M	+$1,680
REDUCE	AMAZON COM INC	AMZN	-194,086	-$44.8M	+$2.2M
ADD	INVESCO QQQ TR	IVZ	+70,666	+$43.4M	+$4.2M
ADD	J P MORGAN EXCHANGE TRADED F	46654Q575	+788,197	+$40.2M	+$496,923

Sector Allocation

Financials

7.5%$442.5M

Technology

6.5%$387.5M

Consumer Discretionary

1.1%$67.1M

Healthcare

1.0%$59.9M

Consumer Staples

0.8%$45.9M

Industrials

0.7%$44.1M

Communication Services

0.4%$22.1M

0.2%$14.8M

0.1%$7.3M

0.1%$5.5M

0.0%$1.6M

Filing History

Feb 17, 202613F COMBINATION REPORTQ/E Dec 2025619 pos · $5.93B
Nov 14, 202513F HOLDINGS REPORTQ/E Sep 2025871 pos · $5.54B
Nov 14, 202513F HOLDINGS REPORT (Amended)Q/E Sep 2025682 pos · $3.84B
Jul 25, 202513F HOLDINGS REPORTQ/E Jun 2025910 pos · $3.87B
May 8, 202513F HOLDINGS REPORTQ/E Mar 2025852 pos · $2.98B
Apr 22, 202513F HOLDINGS REPORT (Amended)Q/E Mar 2025775 pos · $3.07B
Apr 22, 202513F HOLDINGS REPORT (Amended)Q/E Mar 2025810 pos · $2.66B
Apr 22, 202513F HOLDINGS REPORT (Amended)Q/E Mar 2025750 pos · $2.39B
Apr 22, 202513F HOLDINGS REPORT (Amended)Q/E Mar 2025814 pos · $2.61B
Apr 22, 202513F HOLDINGS REPORT (Amended)Q/E Mar 2025833 pos · $3.04B
Feb 14, 202513F HOLDINGS REPORTQ/E Dec 2024593 pos · $3.06B
Oct 30, 202413F HOLDINGS REPORTQ/E Sep 2024368 pos · $1.13B
Aug 6, 202413F HOLDINGS REPORTQ/E Jun 2024387 pos · $1.12B
May 7, 202413F HOLDINGS REPORTQ/E Mar 2024411 pos · $1.18B
Oct 24, 202313F HOLDINGS REPORTQ/E Dec 2023354 pos · $958.6M

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	J P MORGAN EXCHANGE TRADED F	46654Q575	9,072,433	$463.2M	9.83%
2	VANGUARD INDEX FDS	922908363	554,355	$347.7M	7.38%
3	SPDR SERIES TRUST	78464A854	3,809,436	$305.6M	6.49%
4	VANGUARD SCOTTSDALE FDS	92206C102	4,732,147	$277.9M	5.90%
5	SPDR SERIES TRUST	78464A508	4,417,191	$250.9M	5.33%
6	INVESCO QQQ TR	IVZ	375,518	$230.7M	4.90%
7	SPDR SERIES TRUST	78464A409	2,095,412	$223.6M	4.75%
8	ISHARES TR	46436E718	2,019,427	$202.7M	4.30%
9	APPLE INC	AAPL	730,854	$198.7M	4.22%
10	SPDR S&P 500 ETF TR	SPY	289,992	$197.7M	4.20%
11	ISHARES TR	46434V803	2,712,794	$112.2M	2.38%
12	ISHARES TR	464287622	298,766	$111.6M	2.37%
13	SPDR SERIES TRUST	78464A839	1,303,671	$110.4M	2.34%
14	SPDR SERIES TRUST	78464A821	1,054,792	$97.5M	2.07%
15	ISHARES TR	464288372	1,444,781	$88.7M	1.88%
16	LATTICE STRATEGIES TR	518416409	1,339,244	$77.3M	1.64%
17	MICROSOFT CORP	MSFT	148,675	$71.9M	1.53%
18	SPDR SERIES TRUST	78464A300	781,673	$71.1M	1.51%
19	ISHARES TR	464287499	718,922	$69.2M	1.47%
20	ISHARES TR	464287465	682,820	$65.6M	1.39%