Institutional Manager · CIK 0001677044

OSAIC HOLDINGS, INC.

SCOTTSDALE, AZ · File #028-20288

Latest AUM

$68.44B

Positions

15,151

Top-10 Concentration

43.6%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	APPLE INC	AAPL	+5,382,245	+$1.46B	+$1.3M
ADD	ISHARES TR	464287200	+1,280,699	+$878.1M	+$561,137
ADD	SPDR SERIES TRUST	78464A854	+7,037,742	+$564.6M	+$40,625
ADD	BERKSHIRE HATHAWAY INC DEL	BRK-A	+973,480	+$489.3M	-$341
ADD	NORTHERN LTS FD TR IV	NTRSO	+6,346,651	+$409.6M	+$128,169
ADD	VANGUARD INDEX FDS	922908736	+838,064	+$409.2M	+$95,277
ADD	CAPITAL GROUP DIVIDEND VALUE	14020W106	+7,187,306	+$313.7M	+$1.3M
ADD	SCHWAB STRATEGIC TR	808524300	+9,527,251	+$310.8M	+$541,560
ADD	BROADCOM INC	AVGO	+890,720	+$308.4M	+$163,121
ADD	ISHARES TR	464287614	+617,777	+$292.5M	+$24,932

Sector Allocation

Technology

11.0%$7.56B

Financials

9.0%$6.19B

Consumer Discretionary

2.8%$1.91B

Healthcare

2.7%$1.84B

Industrials

2.4%$1.64B

Materials

1.9%$1.29B

Communication Services

1.3%$868.6M

1.0%$699.5M

1.0%$682.8M

0.4%$268.6M

0.3%$180.6M

Filing History

Feb 17, 202613F HOLDINGS REPORTQ/E Dec 202515,151 pos · $68.44B
Nov 14, 202513F HOLDINGS REPORTQ/E Sep 202516,502 pos · $71.45B
Sep 4, 202513F HOLDINGS REPORT (Amended)Q/E Sep 202514,706 pos · $56.17B
Aug 13, 202513F HOLDINGS REPORTQ/E Jun 202514,286 pos · $45.32B
Jun 6, 202513F HOLDINGS REPORT (Amended)Q/E Jun 202518,672 pos · $44.55B
May 12, 202513F HOLDINGS REPORTQ/E Mar 202514,089 pos · $44.88B
Feb 7, 202513F HOLDINGS REPORTQ/E Dec 202418,580 pos · $39.20B
Nov 13, 202413F HOLDINGS REPORTQ/E Sep 202422,856 pos · $44.35B
Aug 13, 202413F HOLDINGS REPORTQ/E Jun 202423,566 pos · $42.32B
May 10, 202413F HOLDINGS REPORTQ/E Mar 202423,062 pos · $44.77B
Nov 13, 202313F HOLDINGS REPORTQ/E Dec 202334,218 pos · $67.67B

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	APPLE INC	AAPL	5,457,883	$1.48B	7.53%
2	NVIDIA CORPORATION	NVDA	6,569,799	$1.23B	6.22%
3	INVESCO QQQ TR	IVZ	1,630,792	$1.00B	5.09%
4	ISHARES TR	464287200	1,314,991	$901.6M	4.57%
5	MICROSOFT CORP	MSFT	1,775,296	$859.6M	4.36%
6	SPDR S&P 500 ETF TR	SPY	1,121,458	$765.7M	3.88%
7	AMAZON COM INC	AMZN	2,826,364	$652.4M	3.31%
8	VANGUARD INDEX FDS	922908363	1,010,622	$634.6M	3.22%
9	SPDR SERIES TRUST	78464A854	7,059,280	$566.3M	2.87%
10	BERKSHIRE HATHAWAY INC DEL	BRK-A	978,833	$492.0M	2.50%
11	VANGUARD INDEX FDS	922908769	1,306,292	$438.2M	2.22%
12	VANGUARD INDEX FDS	922908769	1,245,204	$417.5M	2.12%
13	NORTHERN LTS FD TR IV	NTRSO	6,431,524	$415.0M	2.11%
14	VANGUARD INDEX FDS	922908736	849,737	$414.9M	2.11%
15	APPLE INC	AAPL	1,435,904	$390.4M	1.98%
16	ALPHABET INC	GOOG	1,228,615	$384.8M	1.95%
17	VANGUARD INDEX FDS	922908744	1,951,214	$372.8M	1.89%
18	CAPITAL GROUP DIVIDEND VALUE	14020W106	7,966,653	$347.7M	1.76%
19	ALPHABET INC	GOOG	1,071,067	$336.2M	1.71%
20	SCHWAB STRATEGIC TR	808524300	10,287,587	$335.6M	1.70%