Institutional Manager · CIK 0001297376
Advisors Asset Management, Inc.
Monument, CO · File #028-12578
Latest AUM
$5.96B
Positions
1,440
Top-10 Concentration
49.8%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | SERVICENOW INC | NOW | +79,961 | +$12.2M | -$13.0M |
| ADD | NETFLIX INC | NFLX | +121,842 | +$11.4M | -$12.3M |
| EXITED | PREMIER INC | 74051N102 | -272,598 | -$7.6M | $0 |
| REDUCE | CISCO SYS INC | CSCO | -93,006 | -$7.2M | +$5.3M |
| EXITED | INTERPUBLIC GROUP COS INC | 460690100 | -251,345 | -$7.0M | $0 |
| REDUCE | INTERNATIONAL BUSINESS MACHS | INTR | -20,967 | -$6.2M | +$2.6M |
| EXITED | EATON VANCE CALIF MUN BD FD | 27828A100 | -593,337 | -$5.6M | $0 |
| ADD | NUVEEN CALIFORNIA AMT QLT MU | NU | +447,711 | +$5.6M | -$118,952 |
| ADD | NUVEEN CA QUALTY MUN INCOME | NU | +469,939 | +$5.5M | +$272,679 |
| REDUCE | PALANTIR TECHNOLOGIES INC | PLTR | -29,841 | -$5.3M | -$752,958 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 20251,440 pos · $5.96B
- 13F HOLDINGS REPORTQ/E Sep 20251,453 pos · $5.89B
- 13F HOLDINGS REPORTQ/E Jun 20251,472 pos · $5.59B
- 13F HOLDINGS REPORTQ/E Mar 20251,494 pos · $5.32B
- 13F HOLDINGS REPORTQ/E Dec 20241,472 pos · $5.43B
- 13F HOLDINGS REPORTQ/E Sep 20241,460 pos · $5.44B
- 13F HOLDINGS REPORTQ/E Jun 20241,436 pos · $5.13B
- 13F HOLDINGS REPORTQ/E Mar 20241,395 pos · $5.20B
- 13F HOLDINGS REPORTQ/E Dec 20231,404 pos · $4.64B
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | ALPHABET INC | GOOG | 597,363 | $187.0M | 8.59% |
| 2 | AMAZON COM INC | AMZN | 772,660 | $178.3M | 8.19% |
| 3 | APPLE INC | AAPL | 547,716 | $148.9M | 6.84% |
| 4 | MICROSOFT CORP | MSFT | 281,432 | $136.1M | 6.25% |
| 5 | META PLATFORMS INC | META | 154,451 | $102.0M | 4.68% |
| 6 | WALMART INC | WMT | 807,302 | $89.9M | 4.13% |
| 7 | VISA INC | V | 195,685 | $68.6M | 3.15% |
| 8 | MASTERCARD INCORPORATED | MA | 116,164 | $66.3M | 3.05% |
| 9 | SHOPIFY INC | SHOP | 346,289 | $55.7M | 2.56% |
| 10 | BROADCOM INC | AVGO | 148,698 | $51.5M | 2.36% |
| 11 | VERIZON COMMUNICATIONS INC | VZ | 1,235,425 | $50.3M | 2.31% |
| 12 | INTERNATIONAL BUSINESS MACHS | INTR | 164,025 | $48.6M | 2.23% |
| 13 | CISCO SYS INC | CSCO | 518,256 | $39.9M | 1.83% |
| 14 | AMERICAN EXPRESS CO | AXP | 105,835 | $39.2M | 1.80% |
| 15 | JOHNSON & JOHNSON | JNJ | 179,884 | $37.2M | 1.71% |
| 16 | MERCK & CO INC | MRK | 342,689 | $36.1M | 1.66% |
| 17 | AMGEN INC | AMGN | 106,880 | $35.0M | 1.61% |
| 18 | AT&T INC | T-PC | 1,330,744 | $33.1M | 1.52% |
| 19 | UNITED PARCEL SERVICE INC | UPS | 323,285 | $32.1M | 1.47% |
| 20 | COSTCO WHSL CORP NEW | 22160K105 | 36,326 | $31.3M | 1.44% |