Institutional Manager · CIK 0001541625

Prospera Financial Services Inc

Dallas, TX · File #028-14903

Latest AUM

$6.09B

Positions

1,359

Top-10 Concentration

43.6%

Filings

Portfolio Value Over Time

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	HONEYWELL INTL INC	438516106	+220,759	+$43.1M	-$1.3M
REDUCE	ISHARES TR	464287614	-72,778	-$34.5M	+$539,919
ADD	ISHARES TR	464287598	+154,423	+$32.5M	+$198,658
ADD	NETFLIX INC	NFLX	+270,651	+$25.4M	-$19.9M
ADD	MICRON TECHNOLOGY INC	MU	+52,089	+$14.9M	+$6.0M
ADD	CROWDSTRIKE HLDGS INC	CRWD	+27,304	+$12.8M	-$599,408
ADD	ALPHABET INC	GOOG	+37,971	+$11.9M	+$17.4M
REDUCE	ISHARES TR	464288786	-75,794	-$10.3M	+$169,976
NEW	PROFESIONALLY MANAGED PORTFO	74316P579	+149,508	+$9.8M	$0
ADD	CATERPILLAR INC	CAT	+16,785	+$9.6M	+$6.9M

Sector Allocation

15.7%$959.4M

9.0%$550.3M

3.8%$231.7M

3.7%$226.3M

Consumer Discretionary

3.6%$217.2M

Communication Services

2.0%$122.7M

1.9%$116.6M

1.6%$97.0M

1.1%$66.1M

0.7%$41.5M

0.3%$15.3M

Filing History

Feb 9, 202613F HOLDINGS REPORTQ/E Dec 20251,359 pos · $6.09B
Nov 6, 202513F HOLDINGS REPORTQ/E Sep 20251,352 pos · $5.86B
Aug 6, 202513F HOLDINGS REPORTQ/E Jun 20251,313 pos · $5.37B
May 15, 202513F HOLDINGS REPORTQ/E Mar 20251,167 pos · $4.35B
Feb 13, 202513F HOLDINGS REPORTQ/E Dec 20241,133 pos · $4.29B
Nov 7, 202413F HOLDINGS REPORTQ/E Sep 20241,116 pos · $3.92B
Aug 13, 202413F HOLDINGS REPORTQ/E Jun 20241,134 pos · $3.60B
Aug 13, 202413F HOLDINGS REPORTQ/E Jun 20241,091 pos · $3.36B
Nov 13, 202313F HOLDINGS REPORTQ/E Dec 20231,006 pos · $2.59B

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	APPLE INC	AAPL	844,258	$229.6M	8.55%
2	NVIDIA CORPORATION	NVDA	1,166,832	$217.6M	8.10%
3	MICROSOFT CORP	MSFT	275,124	$133.1M	4.96%
4	AMAZON COM INC	AMZN	425,315	$98.2M	3.65%
5	INVESCO QQQ TR	IVZ	153,898	$94.6M	3.52%
6	ALPHABET INC	GOOG	286,930	$89.8M	3.34%
7	ALPHABET INC	GOOG	248,629	$78.0M	2.90%
8	BERKSHIRE HATHAWAY INC DEL	BRK-A	154,785	$77.8M	2.90%
9	FIRST TR EXCHANGE TRADED FD	33738R506	1,113,908	$77.4M	2.88%
10	JPMORGAN CHASE & CO.	VYLD	233,284	$75.2M	2.80%
11	BROADCOM INC	AVGO	210,078	$72.7M	2.71%
12	SPDR S&P 500 ETF TR	SPY	98,585	$67.3M	2.50%
13	HONEYWELL INTL INC	438516106	301,746	$58.9M	2.19%
14	CAPITAL GROUP GROWTH ETF	14020G101	1,307,483	$58.2M	2.16%
15	ELI LILLY & CO	LLY	54,090	$58.1M	2.16%
16	ISHARES TR	464287200	80,570	$55.2M	2.06%
17	META PLATFORMS INC	META	77,523	$51.2M	1.91%
18	CATERPILLAR INC	CAT	88,450	$50.7M	1.89%
19	EXXON MOBIL CORP	XOM	417,546	$50.3M	1.87%
20	CAPITAL GROUP DIVIDEND VALUE	14020W106	1,121,607	$48.9M	1.82%