13F QoQ Ownership Changes
UEC Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 108 new · 134 added · 163 reduced · 63 exited
New Positions(108)
Added To(134)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | 47,247,813 | +11,521,597 | $551.9M | +$75.3M | 32.2% |
| CAXTON ASSOCIATES LLP | 8,862,693 | +4,647,478 | $103.5M | +$47.3M | 110.3% |
| BNP PARIBAS FINANCIAL MARKETS | 2,473,374 | +1,958,885 | $30.2M | +$18.6M | 380.7% |
| BANK OF AMERICA CORP /DE/ | 2,269,373 | +1,472,325 | $26.5M | +$15.9M | 184.7% |
| BlackRock, Inc. | 38,396,147 | +4,041,965 | $448.5M | -$9.8M | 11.8% |
| STATE STREET CORP | 22,521,502 | +3,509,848 | $263.1M | +$9.4M | 18.5% |
| MORGAN STANLEY | 5,199,199 | +119,165 | $60.7M | -$7.0M | 2.3% |
| NEUBERGER BERMAN GROUP LLC | 604,202 | +590,724 | $7.1M | +$6.9M | 4382.9% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 5,193,569 | +141,843 | $60.7M | -$6.7M | 2.8% |
| WELLINGTON MANAGEMENT GROUP LLP | 1,003,614 | +578,194 | $11.7M | +$6.0M | 135.9% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 29,907,780 | +3,308,094 | $349.3M | -$5.5M | 12.4% |
| Point72 Asset Management, L.P. | 458,100 | +448,900 | $5.4M | +$5.2M | 4879.3% |
| Walleye Capital LLC | 896,451 | +466,744 | $10.5M | +$4.7M | 108.6% |
| NORTHERN TRUST CORP | 4,214,831 | +189,796 | $49.2M | -$4.5M | 4.7% |
| GOLDMAN SACHS GROUP INC | 3,309,648 | +106,881 | $38.7M | -$4.1M | 3.3% |
| ALPS ADVISORS INC | 17,462,284 | +2,453,744 | $204.0M | +$3.7M | 16.3% |
| Freestone Grove Partners LP | 519,381 | +312,283 | $6.1M | +$3.3M | 150.8% |
| TimesSquare Capital Management, LLC | 1,664,320 | +447,575 | $19.4M | +$3.2M | 36.8% |
| BARCLAYS PLC | 901,107 | +213,957 | $6.1M | -$3.0M | 31.1% |
| Neo Ivy Capital Management | 509,312 | +286,842 | $5.9M | +$3.0M | 128.9% |
| Walleye Trading LLC | 480,880 | +269,624 | $5.6M | +$2.8M | 127.6% |
| D. E. Shaw & Co., Inc. | 544,899 | +238,111 | $6.4M | +$2.3M | 77.6% |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | 2,875,810 | +191,765 | $33.6M | -$2.2M | 7.1% |
| Qube Research & Technologies Ltd | 341,955 | +199,580 | $4.0M | +$2.1M | 140.2% |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 4,026,004 | +349,003 | $47.0M | -$2.0M | 9.5% |
| Goehring & Rozencwajg Associates, LLC | 1,821,094 | +91,859 | $21.3M | -$1.8M | 5.3% |
| Kercheville Advisors, LLC | 120,900 | +52,000 | $2.4M | +$1.5M | 75.5% |
| Banque Cantonale Vaudoise | 121,277 | +46,552 | $1.4M | +$1.4M | 62.3% |
| Nuveen, LLC | 1,326,220 | +66,404 | $15.5M | -$1.3M | 5.3% |
| Lighthouse Investment Partners, LLC | 148,547 | +108,547 | $1.7M | +$1.2M | 271.4% |
| NewEdge Advisors, LLC | 121,859 | +102,461 | $1.4M | +$1.2M | 528.2% |
| Bank of New York Mellon Corp | 1,322,013 | +82,845 | $15.4M | -$1.1M | 6.7% |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 1,460,614 | +103,972 | $17.1M | -$975.3K | 7.7% |
| GEODE CAPITAL MANAGEMENT, LLC | 11,449,334 | +1,355,701 | $133.8M | -$918.9K | 13.4% |
| Legal & General Group Plc | 532,475 | +9,051 | $6.2M | -$763.2K | 1.7% |
| Parallax Volatility Advisers, L.P. | 596,308 | +22,408 | $7.0M | -$690.9K | 3.9% |
| COMMONWEALTH EQUITY SERVICES, LLC | 58,791 | +809 | $686.7K | +$685.9K | 1.4% |
| DNB Asset Management AS | 255,091 | +78,644 | $3.0M | +$625.7K | 44.6% |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 251,590 | +76,009 | $2.9M | +$597.1K | 43.3% |
| WELLS FARGO & COMPANY/MN | 763,856 | +55,042 | $8.9M | -$533.7K | 7.8% |
| Cetera Investment Advisers | 255,014 | +70,884 | $3.0M | +$522.3K | 38.5% |
| JONES FINANCIAL COMPANIES LLLP | 61,053 | +46,674 | $713.1K | +$516.5K | 324.6% |
| CITIGROUP INC | 397,439 | +11,757 | $4.6M | -$502.9K | 3.0% |
| Hennion & Walsh Asset Management, Inc. | 159,793 | +56,671 | $1.9M | +$490.7K | 55.0% |
| LPL Financial LLC | 468,867 | +23,169 | $5.5M | -$469.2K | 5.2% |
| JANUS HENDERSON GROUP PLC | 519,642 | +34,605 | $6.1M | -$402.2K | 7.1% |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 229,520 | +10 | $2.7M | -$380.9K | 0.0% |
| Swiss National Bank | 952,600 | +91,000 | $11.1M | -$367.4K | 10.6% |
| Nicholas Investment Partners, LP | 432,292 | +26,935 | $5.0M | -$358.3K | 6.6% |
| AMERICAN CENTURY COMPANIES INC | 45,953 | +30,880 | $536.7K | +$335.7K | 204.9% |
| UBS AM, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS LLC | 1,185,486 | +171,440 | $13.8M | +$319.1K | 16.9% |
| Riggs Asset Managment Co. Inc. | 190,129 | +1,236 | $2.2M | -$299.1K | 0.7% |
| SPROTT INC. | 651,839 | +61,347 | $7.6M | -$263.7K | 10.4% |
| MetLife Investment Management, LLC | 263,202 | +14,758 | $3.1M | -$240.0K | 5.9% |
| STIFEL FINANCIAL CORP | 156,411 | +2,828 | $1.8M | -$221.9K | 1.8% |
| Tower Research Capital LLC (TRC) | 33,761 | +20,278 | $394.3K | +$214.5K | 150.4% |
| Arizona State Retirement System | 133,656 | +2,168 | $1.6M | -$192.9K | 1.6% |
| INTECH INVESTMENT MANAGEMENT LLC | 175,745 | +35,983 | $2.1M | +$188.3K | 25.7% |
| Legato Capital Management LLC | 79,567 | +23,421 | $929.3K | +$180.4K | 41.7% |
| PRUDENTIAL FINANCIAL INC | 126,645 | +28,830 | $1.5M | +$174.4K | 29.5% |
| BANK OF MONTREAL /CAN/ | 114,507 | +3,631 | $1.3M | -$141.6K | 3.3% |
| Abel Hall, LLC | 23,554 | +13,439 | $275.1K | +$140.2K | 132.9% |
| AQR CAPITAL MANAGEMENT LLC | 229,368 | +18,227 | $2.7M | -$137.6K | 8.6% |
| Creative Planning | 273,310 | +44,147 | $3.2M | +$135.2K | 19.3% |
| U.S. Capital Wealth Advisors, LLC | 15,778 | +778 | $184.3K | +$117.9K | 5.2% |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 464,677 | +50,520 | $5.4M | -$97.4K | 12.2% |
| Police & Firemen's Retirement System of New Jersey | 128,524 | +9,034 | $1.5M | -$92.8K | 7.6% |
| DEUTSCHE BANK AG\ | 389,100 | +55,308 | $4.5M | +$91.9K | 16.6% |
| Russell Investments Group, Ltd. | 170,840 | +27,957 | $2.0M | +$89.4K | 19.6% |
| Prospera Financial Services Inc | 22,024 | +8,333 | $257.2K | +$74.6K | 60.9% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 78,197 | +4,149 | $913.3K | -$74.5K | 5.6% |
| Smartleaf Asset Management LLC | 6,661 | +6,135 | $78.4K | +$71.1K | 1166.3% |
| CIBC Asset Management Inc | 19,882 | +7,640 | $232.2K | +$68.9K | 62.4% |
| Quantinno Capital Management LP | 41,113 | +9,511 | $480.2K | +$58.6K | 30.1% |
| Miracle Mile Advisors, LLC | 32,533 | +6 | $380.0K | -$53.9K | 0.0% |
| FRANKLIN RESOURCES INC | 70,089 | +4,695 | $818.6K | -$53.7K | 7.2% |
| SBI Securities Co., Ltd. | 22,199 | +6,725 | $259.3K | +$52.9K | 43.5% |
| Callan Family Office, LLC | 28,245 | +7,458 | $329.9K | +$52.6K | 35.9% |
| Empowered Funds, LLC | 38,637 | +879 | $451.3K | -$52.4K | 2.3% |
| ProShare Advisors LLC | 87,224 | +14,384 | $1.0M | +$47.1K | 19.7% |
| Independent Wealth Network Inc. | 30,514 | +597 | $356.4K | -$42.7K | 2.0% |
| Altshuler Shaham Ltd | 64,294 | +5,005 | $751.0K | -$40.0K | 8.4% |
| Clear Creek Financial Management, LLC | 28,949 | +655 | $338.1K | -$39.3K | 2.3% |
| Sound Income Strategies, LLC | 3,094 | +1,900 | $55.3K | +$39.1K | 159.1% |
| AlphaQuest LLC | 22,731 | +153 | $265.5K | -$35.7K | 0.7% |
| Farther Finance Advisors, LLC | 27,170 | +824 | $317.3K | -$34.1K | 3.1% |
| KLP KAPITALFORVALTNING AS | 103,000 | +10,300 | $1.2M | -$33.6K | 11.1% |
| Balboa Wealth Partners | 27,045 | +856 | $315.9K | -$33.5K | 3.3% |
| US BANCORP \DE\ | 15,589 | +4,287 | $182.1K | +$31.3K | 37.9% |
| Sequoia Financial Advisors, LLC | 22,981 | +5,942 | $257.0K | +$29.7K | 34.9% |
| &PARTNERS | 21,622 | +525 | $252.5K | -$28.9K | 2.5% |
| Pictet Asset Management Holding SA | 72,973 | +6,942 | $852.3K | -$28.5K | 10.5% |
| GREAT VALLEY ADVISOR GROUP, INC. | 20,588 | +434 | $240.4K | -$28.4K | 2.1% |
| Focus Partners Wealth | 40,536 | +7,155 | $473.5K | +$28.2K | 21.4% |
| VICTORY CAPITAL MANAGEMENT INC | 54,644 | +4,739 | $638.2K | -$27.5K | 9.5% |
| Sterling Capital Management LLC | 3,119 | +2,087 | $36.4K | +$22.7K | 202.2% |
| MML INVESTORS SERVICES, LLC | 33,842 | +2,574 | $395.3K | -$21.8K | 8.2% |
| VAN ECK ASSOCIATES CORP | 19,665,665 | +3,969,046 | $229.7K | +$20.3K | 25.3% |
| PRICE T ROWE ASSOCIATES INC /MD/ | 66,352,123 | +7,013,279 | $775.0K | -$16.6K | 11.8% |
| MGO ONE SEVEN LLC | 17,784 | +1,027 | $207.7K | -$15.8K | 6.1% |
| Heritage Family Offices, LLP | 15,785 | +785 | $184.4K | -$15.7K | 5.2% |
| Rathbones Group PLC | 90,888 | +10,221 | $1.1M | -$14.5K | 12.7% |
| Ameritas Investment Partners, Inc. | 39,575 | +4,000 | $462.2K | -$12.3K | 11.2% |
| STRS OHIO | 41,300 | +6,000 | $482.4K | +$11.5K | 17.0% |
| Ascent Wealth Partners, LLC | 20,778 | +3,442 | $242.7K | +$11.4K | 19.9% |
| Stone House Investment Management, LLC | 2,007 | +1,000 | $23.4K | +$10.0K | 99.3% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,076 | +861 | $12.6K | +$9.7K | 400.5% |
| J.W. COLE ADVISORS, INC. | 13,147 | +1,646 | $144.4K | -$9.1K | 14.3% |
| SG Americas Securities, LLC | 1,280,011 | +719,524 | $15.0K | +$7.5K | 128.4% |
| XPONANCE, INC. | 39,668 | +4,451 | $463.3K | -$6.5K | 12.6% |
| HARBOUR INVESTMENTS, INC. | 3,466 | +5 | $40.5K | -$5.7K | 0.1% |
| Vanguard Personalized Indexing Management, LLC | 20,532 | +2,169 | $239.8K | -$5.2K | 11.8% |
| CANADA LIFE ASSURANCE Co | 882,076 | +409,545 | $10.3K | +$3.8K | 86.7% |
| QUADRANT CAPITAL GROUP LLC | 1,905 | +59 | $22.3K | -$2.4K | 3.2% |
| ROTHSCHILD INVESTMENT LLC | 1,453 | +18 | $17.0K | -$2.2K | 1.3% |
| EverSource Wealth Advisors, LLC | 1,418 | +41 | $16.6K | -$1.8K | 3.0% |
| CenterBook Partners LP | 95,009 | +11,936 | $1.1M | +$1.5K | 14.4% |
| Bare Financial Services, Inc | 253 | +129 | $3.0K | +$1.3K | 104.0% |
| Janney Montgomery Scott LLC | 105,139 | +86,516 | $1.2K | +$980 | 464.6% |
| Foundations Investment Advisors, LLC | 13,076 | +1,556 | $152.7K | -$949 | 13.5% |
| ENVESTNET ASSET MANAGEMENT INC | 14,639 | +1,758 | $171.0K | -$849 | 13.6% |
| GAMMA Investing LLC | 5,683 | +651 | $66.4K | -$750 | 12.9% |
| Newbridge Financial Services Group, Inc. | 7,625 | +1,000 | $89.1K | +$682 | 15.1% |
| MAI Capital Management | 530 | +25 | $6.2K | -$546 | 5.0% |
| Global Retirement Partners, LLC | 1,386 | +172 | $15.7K | +$463 | 14.2% |
| Cambridge Investment Research Advisors, Inc. | 120,612 | +1,222 | $1.4K | -$184 | 1.0% |
| Handelsbanken Fonder AB | 141,900 | +5,100 | $1.7K | -$168 | 3.7% |
| Greenwich Wealth Management LLC | 107,226 | +2,496 | $1.3K | -$145 | 2.4% |
| DiNuzzo Private Wealth, Inc. | 46 | +9 | $538 | +$142 | 24.3% |
| TD Waterhouse Canada Inc. | 641 | +55 | $7.5K | -$138 | 9.4% |
| Physician Wealth Advisors, Inc. | 207 | +33 | $2.4K | +$96 | 19.0% |
| Parkside Financial Bank & Trust | 299 | +42 | $3.5K | +$64 | 16.3% |
| AMALGAMATED BANK | 15,003 | +809 | $175 | -$14 | 5.7% |
| Aberdeen Group plc | 12,788 | +1,592 | $149.4K | +$9 | 14.2% |
Reduced(163)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | 2,280,522 | -2,656,891 | $26.6M | -$39.2M | -53.8% |
| PEAK6 LLC | 704,100 | -2,719,900 | $8.2M | -$37.5M | -79.4% |
| FMR LLC | 1,403,628 | -2,253,900 | $16.4M | -$32.4M | -61.6% |
| Invesco Ltd. | 569,540 | -2,274,699 | $6.7M | -$31.3M | -80.0% |
| MILLENNIUM MANAGEMENT LLC | 237,600 | -1,880,723 | $2.8M | -$25.5M | -88.8% |
| NORGES BANK | 10,104,378 | -4,958,875 | $118.0M | +$24.5M | -32.9% |
| CITADEL ADVISORS LLC | 4,052,077 | -1,278,844 | $47.3M | -$23.8M | -24.0% |
| Royal Bank of Canada | 277,698 | -3,361,510 | $3.2M | -$21.2M | -92.4% |
| Driehaus Capital Management LLC | 9,112,072 | -375,744 | $106.4M | -$20.1M | -4.0% |
| JANE STREET GROUP, LLC | 1,603,850 | -1,306,646 | $18.7M | -$20.1M | -44.9% |
| MARSHALL WACE, LLP | 99,341 | -1,422,452 | $1.2M | -$19.1M | -93.5% |
| DIMENSIONAL FUND ADVISORS LP | 5,471,528 | -711,692 | $63.9M | -$18.6M | -11.5% |
| UBS Group AG | 2,077,248 | -1,067,044 | $24.3M | -$17.7M | -33.9% |
| Vident Advisory, LLC | 969,167 | -1,192,561 | $11.3M | -$17.5M | -55.2% |
| TUDOR INVESTMENT CORP ET AL | 259,939 | -1,131,621 | $3.0M | -$15.5M | -81.3% |
| MMCAP International Inc. SPC | 1,248,363 | -842,835 | $14.6M | -$13.3M | -40.3% |
| NEW YORK STATE COMMON RETIREMENT FUND | 214,219 | -605,100 | $2.5M | -$8.4M | -73.8% |
| TWO SIGMA INVESTMENTS, LP | 640,553 | -543,028 | $7.5M | -$8.3M | -45.9% |
| GROUP ONE TRADING LLC | 374,546 | -538,356 | $4.4M | -$7.8M | -59.0% |
| Voya Investment Management LLC | 1,315,037 | -290,949 | $15.4M | -$6.1M | -18.1% |
| SAPIENT CAPITAL LLC | 1,861,633 | -19,914 | $21.9M | -$4.2M | -1.1% |
| PINNACLE ASSOCIATES LTD | 1,394,204 | -69,357 | $16.3M | -$3.2M | -4.7% |
| JPMORGAN CHASE & CO | 1,263,077 | -57,964 | $14.8M | -$2.9M | -4.4% |
| Man Group plc | 1,105,532 | -57,238 | $12.9M | -$2.6M | -4.9% |
| Lombard Odier Asset Management (USA) Corp | 37,519 | -184,531 | $438.2K | -$2.5M | -83.1% |
| Schonfeld Strategic Advisors LLC | 13,048 | -157,075 | $152.4K | -$2.1M | -92.3% |
| Mirae Asset Global Investments Co., Ltd. | 510,002 | -95,011 | $6.0M | -$2.1M | -15.7% |
| FIRST TRUST ADVISORS LP | 684,545 | -64,632 | $8.0M | -$2.0M | -8.6% |
| XTX Topco Ltd | 59,466 | -139,145 | $694.6K | -$2.0M | -70.0% |
| Bridgewater Associates, LP | 585,538 | -70,211 | $6.8M | -$1.9M | -10.7% |
| BOOTHBAY FUND MANAGEMENT, LLC | 234,500 | -109,716 | $2.7M | -$1.9M | -31.9% |
| RHUMBLINE ADVISERS | 617,497 | -41,493 | $7.2M | -$1.6M | -6.3% |
| De Lisle Partners LLP | 208,783 | -82,489 | $2.4M | -$1.4M | -28.3% |
| Brevan Howard Capital Management LP | 23,689 | -102,278 | $276.7K | -$1.4M | -81.2% |
| GTS SECURITIES LLC | 10,245 | -88,530 | $119.7K | -$1.2M | -89.6% |
| SIMPLEX TRADING, LLC | 97,892 | -152,778 | $1.1M | +$1.1M | -60.9% |
| Summit Financial, LLC | 612,865 | -7,131 | $7.2M | -$1.1M | -1.1% |
| Federation des caisses Desjardins du Quebec | 84,685 | -63,320 | $989.1K | -$985.3K | -42.8% |
| Marex Group plc | 36,000 | -68,000 | $420.5K | -$966.9K | -65.4% |
| ALLIANCEBERNSTEIN L.P. | 542,182 | -2,211 | $6.3M | -$929.5K | -0.4% |
| GENERAL AMERICAN INVESTORS CO INC | 700,000 | 0 | $8.4M | -$830.0K | 0.0% |
| CAPITAL FUND MANAGEMENT S.A. | 25,100 | -56,200 | $293.2K | -$791.4K | -69.1% |
| State of New Jersey Common Pension Fund D | 188,372 | -32,736 | $2.2M | -$749.4K | -14.8% |
| SEI INVESTMENTS CO | 50,531 | -47,352 | $590.2K | -$715.6K | -48.4% |
| SANDLER CAPITAL MANAGEMENT | 146,980 | -29,483 | $1.7M | -$637.3K | -16.7% |
| OSAIC HOLDINGS, INC. | 135,102 | -51,383 | $1.6M | -$589.6K | -27.6% |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 15,986 | -42,001 | $186.7K | -$586.8K | -72.4% |
| RAYMOND JAMES FINANCIAL INC | 171,224 | -22,532 | $2.0M | -$584.8K | -11.6% |
| STATE OF WISCONSIN INVESTMENT BOARD | 293,940 | -2,084 | $3.4M | -$515.7K | -0.7% |
| Integrated Wealth Concepts LLC | 11,219 | -34,940 | $131.0K | -$484.7K | -75.7% |
| Jump Financial, LLC | 17,939 | -33,441 | $209.5K | -$475.9K | -65.1% |
| Cresset Asset Management, LLC | 259,796 | -301 | $3.0M | -$435.3K | -0.1% |
| Rockefeller Capital Management L.P. | 2,900 | -29,556 | $33.9K | -$399.1K | -91.1% |
| BAILARD, INC. | 10,416 | -27,969 | $121.7K | -$390.4K | -72.9% |
| NAVELLIER & ASSOCIATES INC | 58,861 | -17,115 | $687.5K | -$326.0K | -22.5% |
| Verition Fund Management LLC | 16,400 | -20,660 | $191.6K | -$302.8K | -55.7% |
| Arax Advisory Partners | 26,305 | -19,141 | $307.2K | -$299.0K | -42.1% |
| Scientech Research LLC | 19,659 | -19,658 | $229.6K | -$294.9K | -50.0% |
| Pathstone Holdings, LLC | 83,543 | -11,458 | $975.8K | -$291.5K | -12.1% |
| BLAIR WILLIAM & CO/IL | 157,150 | -1,850 | $1.8M | -$285.5K | -1.2% |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 35,242 | -16,711 | $411.6K | -$281.4K | -32.2% |
| Fulcrum Asset Management LLP | 19,405 | -27,363 | $228.4K | -$242.6K | -58.5% |
| NATIONAL BANK OF CANADA /FI/ | 17,286 | -15,864 | $202.1K | -$240.4K | -47.9% |
| ROYCE & ASSOCIATES LP | 135,038 | 0 | $1.6M | -$224.2K | 0.0% |
| Financial Security Advisor, Inc. | 102,123 | -3,866 | $1.2M | -$221.1K | -3.6% |
| CAPTRUST FINANCIAL ADVISORS | 20,305 | -12,257 | $237.2K | -$197.2K | -37.6% |
| Ninepoint Partners LP | 112,625 | 0 | $1.3M | -$187.0K | 0.0% |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 105,040 | 0 | $1.2M | -$174.4K | 0.0% |
| Tidal Investments LLC | 60,026 | -5,495 | $701.1K | -$172.9K | -8.4% |
| One Capital Management, LLC | 102,950 | 0 | $1.2M | -$170.9K | 0.0% |
| Optiver Holding B.V. | 3,109 | -12,270 | $36.3K | -$168.8K | -79.8% |
| GARNET EQUITY CAPITAL HOLDINGS, INC. | 100,301 | 0 | $1.2M | -$166.5K | 0.0% |
| Ballentine Partners, LLC | 27,700 | -8,484 | $323.5K | -$159.2K | -23.4% |
| PNC Financial Services Group, Inc. | 75,956 | -2,452 | $887.2K | -$158.8K | -3.1% |
| Riverwater Partners LLC | 97,388 | 0 | $1.1M | -$153.0K | 0.0% |
| Steward Partners Investment Advisory, LLC | 33,718 | -7,017 | $393.8K | -$149.6K | -17.2% |
| Ancora Advisors LLC | 87,400 | 0 | $1.0M | -$145.1K | 0.0% |
| GRIMES & COMPANY, INC. | 83,745 | 0 | $978.1K | -$139.0K | 0.0% |
| HighTower Advisors, LLC | 20,066 | -6,989 | $234.4K | -$126.5K | -25.8% |
| WESTWOOD HOLDINGS GROUP INC | 60,327 | -1,762 | $704.6K | -$123.4K | -2.8% |
| SILVIA MCCOLL WEALTH MANAGEMENT, LLC | 25,000 | -5,000 | $292.0K | -$108.2K | -16.7% |
| PRINCIPAL FINANCIAL GROUP INC | 28,197 | -4,397 | $329.3K | -$105.5K | -13.5% |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 22,517 | -4,030 | $263.0K | -$91.1K | -15.2% |
| Vanguard Capital Wealth Advisors | 42,000 | -1,500 | $490.6K | -$89.7K | -3.4% |
| Spire Wealth Management | 38,450 | -1,875 | $449.1K | -$88.8K | -4.6% |
| Sigma Planning Corp | 17,510 | -4,395 | $204.5K | -$87.7K | -20.1% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 18,046 | -7,201 | $262.4K | -$79.5K | -28.5% |
| EAGLE GLOBAL ADVISORS LLC | 42,200 | 0 | $492.9K | -$70.1K | 0.0% |
| Deuterium Capital Management, LLC | 41,835 | 0 | $488.6K | -$69.4K | 0.0% |
| Pilgrim Partners Asia Pte Ltd | 16,600 | -3,000 | $193.9K | -$67.6K | -15.3% |
| CoreCap Advisors, LLC | 23,300 | -1,900 | $272.1K | -$64.0K | -7.5% |
| Vontobel Holding Ltd. | 37,082 | -69 | $433.1K | -$62.5K | -0.2% |
| Caption Management, LLC | 10,000 | -3,400 | $116.8K | -$62.0K | -25.4% |
| Fiduciary Trust Co | 20,950 | -1,382 | $244.7K | -$53.2K | -6.2% |
| MACKENZIE FINANCIAL CORP | 26,739 | -735 | $314.1K | -$52.4K | -2.7% |
| New Harbor Financial Group, LLC | 22,525 | -1,000 | $263.1K | -$50.7K | -4.3% |
| Coppell Advisory Solutions LLC | 23,200 | 0 | $273.1K | -$49.2K | 0.0% |
| Palo Duro Investment Partners, LP | 29,224 | -10 | $341.3K | -$48.6K | -0.0% |
| D.A. DAVIDSON & CO. | 24,591 | -557 | $287.2K | -$48.3K | -2.2% |
| Harbour Capital Advisors, LLC | 42,125 | -2,165 | $552.3K | -$47.4K | -4.9% |
| GUGGENHEIM CAPITAL LLC | 24,807 | -268 | $289.7K | -$44.8K | -1.1% |
| Chicago Partners Investment Group LLC | 18,253 | -1,203 | $339.9K | +$43.6K | -6.2% |
| Joel Isaacson & Co., LLC | 24,687 | 0 | $288.3K | -$41.0K | 0.0% |
| Saxony Capital Management, LLC | 10,838 | -1,665 | $126.6K | -$40.2K | -13.3% |
| NISA INVESTMENT ADVISORS, LLC | 13,116 | -854 | $153.2K | -$33.2K | -6.1% |
| Rossby Financial, LCC | 24,000 | 0 | $280.3K | -$31.4K | 0.0% |
| Fort Sheridan Advisors LLC | 18,466 | 0 | $215.7K | -$30.7K | 0.0% |
| Adams Wealth Management | 16,371 | 0 | $193.8K | -$26.4K | 0.0% |
| CacheTech Inc. | 16,371 | 0 | $193.8K | -$26.4K | 0.0% |
| Kaizen Financial Strategies | 47,511 | 0 | $554.9K | -$25.7K | 0.0% |
| Forum Financial Management, LP | 14,557 | 0 | $170.0K | -$24.2K | 0.0% |
| Powell Investment Advisors, LLC | 11,516 | 0 | $134.5K | -$19.1K | 0.0% |
| Blackhawk Capital Partners LLC. | 11,500 | 0 | $134.3K | -$19.1K | 0.0% |
| CIBC Private Wealth Group LLC | 11,357 | 0 | $132.7K | -$18.9K | 0.0% |
| DANSKE BANK A/S | 10,300 | 0 | $120.3K | -$17.1K | 0.0% |
| Total Wealth Planning, LLC | 10,000 | 0 | $116.8K | -$16.6K | 0.0% |
| Semus Wealth Partners LLC | 10,000 | 0 | $116.8K | -$16.6K | 0.0% |
| HOURGLASS CAPITAL, LLC | 10,000 | 0 | $116.8K | -$16.6K | 0.0% |
| Stonehage Fleming Financial Services Holdings Ltd | 8,833 | 0 | $103.2K | -$14.7K | 0.0% |
| SIGNATUREFD, LLC | 4,320 | -450 | $50.5K | -$13.2K | -9.4% |
| CVA Family Office, LLC | 6,000 | 0 | $70.1K | -$10.0K | 0.0% |
| Versant Capital Management, Inc | 4,875 | 0 | $56.9K | -$8.1K | 0.0% |
| Operose Advisors LLC | 4,000 | 0 | $46.7K | -$6.6K | 0.0% |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 332,243 | -420,839 | $3.9K | -$6.2K | -55.9% |
| ARMSTRONG ADVISORY GROUP, INC | 3,424 | 0 | $40.0K | -$5.7K | 0.0% |
| Strategic Advocates LLC | 3,000 | 0 | $35.3K | -$4.7K | 0.0% |
| Parallel Advisors, LLC | 934 | -218 | $10.9K | -$4.5K | -18.9% |
| HM PAYSON & CO | 531 | -445 | $6.2K | -$3.9K | -45.6% |
| Founders Capital Management | 1,870 | 0 | $21.8K | -$3.1K | 0.0% |
| ASSETMARK, INC | 832 | -73 | $9.7K | -$2.4K | -8.1% |
| Rosenberg Matthew Hamilton | 1,250 | 0 | $14.6K | -$2.1K | 0.0% |
| True Wealth Design, LLC | 1,191 | -7 | $13.9K | -$2.1K | -0.6% |
| Key Financial Inc | 1,500 | 0 | $17.5K | -$2.0K | 0.0% |
| Tradewinds Capital Management, LLC | 440 | -80 | $5.1K | -$1.8K | -15.4% |
| ADIRONDACK TRUST CO | 1,000 | 0 | $11.7K | -$1.7K | 0.0% |
| Virtu Financial LLC | 59,759 | -108,804 | $698 | -$1.6K | -64.5% |
| KELLEHER FINANCIAL ADVISORS | 893 | 0 | $10.4K | -$1.5K | 0.0% |
| TRUST CO OF TOLEDO NA /OH/ | 880 | 0 | $10.3K | -$1.5K | 0.0% |
| Root Financial Partners, LLC | 577 | -19 | $6.7K | -$1.2K | -3.2% |
| ORG Partners LLC | 570 | 0 | $6.7K | -$946 | 0.0% |
| CHELSEA COUNSEL CO | 520 | 0 | $6.1K | -$863 | 0.0% |
| MassMutual Private Wealth & Trust, FSB | 442 | 0 | $5.2K | -$733 | 0.0% |
| MEEDER ASSET MANAGEMENT INC | 206 | -10 | $2.4K | -$475 | -4.6% |
| TOTH FINANCIAL ADVISORY CORP | 275 | 0 | $3.2K | -$457 | 0.0% |
| Fortitude Family Office, LLC | 63 | -23 | $736 | -$411 | -26.7% |
| Truvestments Capital LLC | 225 | 0 | $2.6K | -$374 | 0.0% |
| Private Wealth Asset Management, LLC | 200 | 0 | $2.3K | -$332 | 0.0% |
| Cedar Mountain Advisors, LLC | 135 | 0 | $1.6K | -$224 | 0.0% |
| BARRETT & COMPANY, INC. | 100 | 0 | $1.2K | -$166 | 0.0% |
| JFS WEALTH ADVISORS, LLC | 85 | 0 | $993 | -$141 | 0.0% |
| McIlrath & Eck, LLC | 80 | 0 | $934 | -$133 | 0.0% |
| TANAKA CAPITAL MANAGEMENT INC | 77,051 | 0 | $900 | -$128 | 0.0% |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 53,897 | 0 | $630 | -$89 | 0.0% |
| DekaBank Deutsche Girozentrale | 13,860 | 0 | $103 | -$86 | 0.0% |
| CWM, LLC | 21,085 | -2,425 | $246 | -$68 | -10.3% |
| IAG Wealth Partners, LLC | 33 | 0 | $385 | -$55 | 0.0% |
| COMERICA BANK | 29 | 0 | $339 | -$48 | 0.0% |
| SJS Investment Consulting Inc. | 26 | 0 | $304 | -$43 | 0.0% |
| Bay Harbor Wealth Management, LLC | 20 | 0 | $233 | -$33 | 0.0% |
| Rialto Wealth Management, LLC | 18 | 0 | $211 | -$30 | 0.0% |
| HFM Investment Advisors, LLC | 13 | 0 | $152 | -$21 | 0.0% |
| HUNTINGTON NATIONAL BANK | 1 | 0 | $12 | -$1 | 0.0% |
| Covestor Ltd | 23 | -1 | $0 | $0 | -4.2% |