Institutional Manager · CIK 0001463217

UNITED CAPITAL FINANCIAL ADVISORS, LLC

IRVING, TX · File #028-13508

Latest AUM

$16.61B

Positions

1,370

Top-10 Concentration

50.9%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	ISHARES CORE S&P 500 ETF	464287200	+417,817	+$286.2M	+$13.4M
NEW	SOUNDWATCH HEDGED EQUITY ETF	00777X603	+4,985,122	+$160.9M	$0
REDUCE	VANGUARD SHORT-TERM BOND ETF	921937827	-1,135,094	-$89.5M	-$390,445
NEW	VANECK MORNINGSTAR WIDE MOAT ETF	92189F643	+596,396	+$61.8M	$0
NEW	GOLDMAN SACHS ETF TR	NVGLF	+934,273	+$47.5M	$0
ADD	SCHWAB US DIVIDEND EQUITY ETF	808524797	+1,549,082	+$42.5M	+$39,877
ADD	ISHARES S&P 500 VALUE ETF	464287408	+194,625	+$41.3M	+$3.0M
ADD	ISHARES U.S. TECHNOLOGY ETF	464287721	+196,862	+$39.3M	+$465,521
EXITED	UNILEVER PLC ADR	904767704	-627,379	-$37.2M	$0
NEW	UNILEVER PLC	UNLYF	+557,360	+$36.5M	$0

Sector Allocation

11.0%$1.83B

5.8%$967.8M

5.7%$953.5M

2.5%$421.9M

Consumer Discretionary

2.5%$414.0M

Communication Services

0.9%$158.4M

0.9%$145.3M

0.6%$104.6M

0.3%$55.5M

0.2%$37.5M

0.2%$30.1M

Filing History

Feb 17, 202613F HOLDINGS REPORTQ/E Dec 20251,370 pos · $16.61B
Nov 14, 202513F HOLDINGS REPORTQ/E Sep 20251,203 pos · $13.93B
Aug 11, 202513F HOLDINGS REPORTQ/E Jun 20251,098 pos · $12.40B
May 13, 202513F HOLDINGS REPORTQ/E Mar 20251,063 pos · $11.69B
Feb 13, 202513F HOLDINGS REPORTQ/E Dec 20241,059 pos · $11.85B
Nov 12, 202413F HOLDINGS REPORTQ/E Sep 20241,060 pos · $12.14B
Aug 14, 202413F HOLDINGS REPORTQ/E Jun 20241,030 pos · $11.64B
May 15, 202413F HOLDINGS REPORTQ/E Mar 20241,077 pos · $12.14B
Nov 14, 202313F HOLDINGS REPORTQ/E Dec 2023830 pos · $15.26B

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	VANGUARD S&P 500 ETF	922908363	1,595,889	$1.00B	10.07%
2	ISHARES CORE S&P 500 ETF	464287200	1,271,953	$871.2M	8.77%
3	SPDR S&P 500 ETF TRUST	SPY	762,991	$520.3M	5.24%
4	APPLE INC.	AAPL	1,785,601	$485.4M	4.88%
5	REPLIGEN CORPORATION	RGEN	2,770,862	$454.0M	4.57%
6	ISHARES CORE MSCI EAFE ETF	46432F842	4,968,670	$444.5M	4.47%
7	NVIDIA CORPORATION	NVDA	1,964,878	$366.4M	3.69%
8	MICROSOFT CORPORATION	MSFT	755,628	$365.4M	3.68%
9	VANGUARD VALUE ETF	922908744	1,451,534	$277.2M	2.79%
10	VANGUARD INTERMEDIATE-TERM BOND ETF	921937819	3,538,190	$275.6M	2.77%
11	VANGUARD GROWTH ETF	922908736	542,351	$264.6M	2.66%
12	ALPHABET INC. CLASS A	GOOG	843,079	$263.9M	2.66%
13	ISHARES CORE MSCI EMERGING MARKETS ETF	46434G103	3,821,180	$256.9M	2.58%
14	VANGUARD SHORT-TERM BOND ETF	921937827	2,769,491	$218.3M	2.20%
15	ISHARES CORE TOTAL USD BOND MARKET ETF	46434V613	3,993,982	$185.9M	1.87%
16	ISHARES U.S. TREASURY BOND ETF	46429B267	7,600,137	$175.0M	1.76%
17	ALPHABET INC. CLASS C	GOOG	530,787	$166.6M	1.68%
18	SOUNDWATCH HEDGED EQUITY ETF	00777X603	4,985,122	$160.9M	1.62%
19	ISHARES S&P 500 VALUE ETF	464287408	731,518	$155.1M	1.56%
20	AMAZON.COM, INC.	AMZN	665,873	$153.7M	1.55%