Institutional Manager · CIK 0001767989

Bay Harbor Wealth Management, LLC

Hunt Valley, MD · File #028-19245

Latest AUM

$382.8M

Positions

1,317

Top-10 Concentration

51.3%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
REDUCE	ISHARES MSCI USA QUALITY FACTOR ETF	46432F339	-29,251	-$5.8M	+$253,873
ADD	ISHARES S&P 500 VALUE ETF	464287408	+25,010	+$5.3M	+$323,537
ADD	ISHARES MSCI USA MOMENTUM FACTOR ETF	46432F396	+10,343	+$2.6M	-$95,557
ADD	ISHARES CORE MSCI EMERGING MARKETS ETF	46434G103	+33,334	+$2.2M	+$202,850
EXITED	ISHARES 0-5 YEAR TIPS BOND ETF	46429B747	-11,315	-$1.2M	$0
NEW	ISHARES SYSTEMATIC BOND ETF	46435U796	+10,249	+$919,950	$0
REDUCE	ISHARES MSCI EAFE VALUE ETF	464288877	-10,380	-$741,234	+$607,107
ADD	DIMENSIONAL US CORE EQUITY MARKET ETF	25434V104	+14,081	+$658,991	+$685,835
ADD	ISHARES S&P 500 GROWTH ETF	464287309	+5,064	+$624,189	+$273,085
EXITED	ISHARES MSCI EAFE GROWTH ETF	464288885	-5,437	-$619,163	$0

Sector Allocation

Financials

8.9%$34.1M

Technology

1.0%$4.0M

Consumer Discretionary

0.3%$1.1M

Healthcare

0.3%$1.0M

Industrials

0.2%$788,602

Consumer Staples

0.1%$397,351

Communication Services

0.1%$417,413

0.1%$331,131

0.0%$175,046

0.0%$137,711

0.0%$9,665

Filing History

Feb 2, 202613F HOLDINGS REPORTQ/E Dec 20251,317 pos · $382.8M
Oct 9, 202513F HOLDINGS REPORTQ/E Sep 20251,289 pos · $370.1M
Jul 22, 202513F HOLDINGS REPORTQ/E Jun 20251,275 pos · $344.8M
May 12, 202513F HOLDINGS REPORTQ/E Mar 20251,150 pos · $316.2M
Jan 27, 202513F HOLDINGS REPORTQ/E Dec 2024181 pos · $308.1M
Oct 24, 202413F HOLDINGS REPORTQ/E Sep 2024169 pos · $306.1M
Jul 24, 202413F HOLDINGS REPORTQ/E Jun 2024168 pos · $286.9M
Apr 22, 202413F HOLDINGS REPORTQ/E Mar 2024172 pos · $278.5M
Oct 25, 202313F HOLDINGS REPORTQ/E Dec 2023163 pos · $237.8M

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	DIMENSIONAL US CORE EQUITY MARKET ETF	25434V104	673,548	$31.5M	8.47%
2	VANGUARD GROWTH ETF	922908736	46,717	$22.8M	6.12%
3	VANGUARD FTSE DEVELOPED MARKETS ETF	921943858	359,099	$22.4M	6.03%
4	ISHARES CORE TOTAL USD BOND MARKET ETF	46434V613	447,303	$20.8M	5.59%
5	ISHARES S&P 500 VALUE ETF	464287408	83,200	$17.6M	4.74%
6	ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF	BLK	271,348	$16.5M	4.43%
7	VANGUARD VALUE ETF	922908744	85,748	$16.4M	4.40%
8	ISHARES CORE S&P 500 ETF	464287200	22,226	$15.2M	4.09%
9	ISHARES S&P 500 GROWTH ETF	464287309	112,578	$13.9M	3.73%
10	VANGUARD TOTAL INTERNATIONAL BOND ETF	92203J407	282,603	$13.7M	3.67%
11	VANGUARD SHORT-TERM BOND ETF	921937827	169,561	$13.4M	3.59%
12	ISHARES CORE MSCI EMERGING MARKETS ETF	46434G103	189,372	$12.7M	3.42%
13	ISHARES S&P 100 ETF	464287101	34,200	$11.7M	3.15%
14	ISHARES MSCI EAFE VALUE ETF	464288877	159,204	$11.4M	3.05%
15	DIMENSIONAL SHORT-DURATION FIXED INCOME ETF	25434V864	208,927	$10.0M	2.69%
16	DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF	25434V203	252,510	$9.6M	2.59%
17	VANGUARD FTSE EMERGING MARKETS ETF	922042858	155,521	$8.4M	2.25%
18	ISHARES 10-20 YEAR TREASURY BOND ETF	464288653	72,353	$7.4M	1.98%
19	DIMENSIONAL CORE FIXED INCOME ETF	25434V872	164,820	$7.0M	1.88%
20	VANGUARD MORTGAGE-BACKED SECURITIES ETF	92206C771	144,515	$6.8M	1.83%