Institutional Manager · CIK 0001842013
Kaizen Financial Strategies
CAMPBELL, CA · File #028-20537
Latest AUM
$226.7M
Positions
165
Top-10 Concentration
62.1%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | SELECT SECTOR SPDR TR | 81369Y803 | +6,474 | +$932,037 | -$1.0M |
| ADD | CAPITAL GROUP DIVIDEND VALUE | 14020W106 | +14,641 | +$638,934 | +$377,386 |
| REDUCE | APPLE INC | AAPL | -2,069 | -$562,482 | +$128,318 |
| NEW | VANGUARD WHITEHALL FDS | 921946406 | +3,281 | +$470,876 | $0 |
| REDUCE | ELI LILLY & CO | LLY | -418 | -$449,145 | +$305,161 |
| REDUCE | NVIDIA CORPORATION | NVDA | -2,376 | -$443,126 | -$89,030 |
| ADD | NETFLIX INC | NFLX | +4,678 | +$438,609 | -$782,543 |
| NEW | GRAYSCALE BITCOIN MINI TR ET | 389930207 | +11,135 | +$431,259 | $0 |
| NEW | PROSHARES TR | 74347R214 | +5,315 | +$424,028 | $0 |
| ADD | ALPHABET INC | GOOG | +1,224 | +$384,088 | +$639,683 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025165 pos · $226.7M
- 13F HOLDINGS REPORTQ/E Sep 2025151 pos · $221.2M
- 13F HOLDINGS REPORTQ/E Jun 2025150 pos · $196.8M
- 13F HOLDINGS REPORTQ/E Mar 2025139 pos · $173.4M
- 13F HOLDINGS REPORTQ/E Dec 2024133 pos · $176.6M
- 13F HOLDINGS REPORTQ/E Sep 2024137 pos · $172.4M
- 13F HOLDINGS REPORTQ/E Jun 2024133 pos · $160.4M
- 13F HOLDINGS REPORTQ/E Mar 2024130 pos · $147.4M
- 13F HOLDINGS REPORTQ/E Dec 2023112 pos · $118.3M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | SPY | 27,768 | $18.9M | 10.43% |
| 2 | SCHWAB STRATEGIC TR | 808524300 | 543,716 | $17.7M | 9.77% |
| 3 | APPLE INC | AAPL | 59,258 | $16.1M | 8.87% |
| 4 | CAPITAL GROUP DIVIDEND VALUE | 14020W106 | 304,926 | $13.3M | 7.33% |
| 5 | NVIDIA CORPORATION | NVDA | 53,976 | $10.1M | 5.54% |
| 6 | VANGUARD MALVERN FDS | 922020748 | 129,117 | $10.1M | 5.54% |
| 7 | SCHWAB STRATEGIC TR | 808524698 | 348,578 | $8.0M | 4.41% |
| 8 | ALPHABET INC | GOOG | 23,703 | $7.4M | 4.10% |
| 9 | J P MORGAN EXCHANGE TRADED F | 46641Q134 | 79,310 | $5.9M | 3.27% |
| 10 | AMAZON COM INC | AMZN | 22,224 | $5.1M | 2.83% |
| 11 | BLACKSTONE INC | BX | 27,127 | $4.2M | 2.30% |
| 12 | SCHWAB STRATEGIC TR | 808524680 | 120,863 | $3.8M | 2.11% |
| 13 | VANGUARD SPECIALIZED FUNDS | 921908844 | 17,295 | $3.8M | 2.09% |
| 14 | MICROSOFT CORP | MSFT | 7,522 | $3.6M | 2.00% |
| 15 | ALPHABET INC | GOOG | 11,405 | $3.6M | 1.97% |
| 16 | VANECK ETF TRUST | 92189F676 | 9,528 | $3.4M | 1.89% |
| 17 | TESLA INC | TSLA | 6,669 | $3.0M | 1.65% |
| 18 | INVESCO QQQ TR | IVZ | 4,027 | $2.5M | 1.36% |
| 19 | SCHWAB STRATEGIC TR | 808524854 | 93,542 | $2.3M | 1.29% |
| 20 | SCHWAB STRATEGIC TR | 808524789 | 81,881 | $2.2M | 1.20% |