New Positions
82 managers initiated
Top five by reported value
Dynex Capital, Inc. NYQ:DX-PC
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
82 new110 added68 reduced31 exited
Total Institutional Holders
260
as of 2025-12-31
Top Holder
BlackRock, Inc.
$176.0M
Largest QoQ Increase
TWO SIGMA ADVISERS, LP
+2,808,500 sh
Largest QoQ Decrease
Algebris (UK) Ltd
-1,669,288 sh
New Positions(82)
Added To(110)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| TWO SIGMA ADVISERS, LP | 2,884,753 | +2,808,500 | $40.4M | +$39.5M | 3683.1% |
| BlackRock, Inc. | 12,562,473 | +889,608 | $176.0M | +$32.5M | 7.6% |
| TWO SIGMA INVESTMENTS, LP | 3,420,442 | +2,155,056 | $47.9M | +$32.4M | 170.3% |
| VANGUARD GROUP INC | 8,390,780 | +876,931 | $117.6M | +$25.2M | 11.7% |
| Balyasny Asset Management LLC | 2,136,636 | +998,736 | $29.9M | +$15.9M | 87.8% |
| GEODE CAPITAL MANAGEMENT, LLC | 3,489,121 | +257,719 | $48.9M | +$9.2M | 8.0% |
| STATE STREET CORP | 3,032,436 | +313,319 | $42.5M | +$8.6M | 11.5% |
| GOLDMAN SACHS GROUP INC | 895,477 | +521,430 | $12.5M | +$7.9M | 139.4% |
| Y-Intercept (Hong Kong) Ltd | 551,507 | +402,664 | $7.7M | +$5.9M | 270.5% |
| JANE STREET GROUP, LLC | 445,693 | +274,213 | $6.2M | +$4.1M | 159.9% |
| LPL Financial LLC | 421,758 | +268,901 | $5.9M | +$4.0M | 175.9% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,615,878 | +94,823 | $22.6M | +$3.9M | 6.2% |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,228,891 | +134,534 | $17.2M | +$3.8M | 12.3% |
| AMERIPRISE FINANCIAL INC | 1,768,685 | +32,040 | $24.8M | +$3.4M | 1.8% |
| NORTHERN TRUST CORP | 1,330,523 | +56,946 | $18.6M | +$3.0M | 4.5% |
| Bank of New York Mellon Corp | 549,957 | +163,217 | $7.7M | +$3.0M | 42.2% |
| Advisors Asset Management, Inc. | 403,876 | +151,679 | $5.7M | +$2.6M | 60.1% |
| Qube Research & Technologies Ltd | 1,231,694 | +32,810 | $17.3M | +$2.5M | 2.7% |
| FMR LLC | 1,175,593 | +16,878 | $16.5M | +$2.2M | 1.4% |
| WATERFALL ASSET MANAGEMENT, LLC | 277,300 | +127,300 | $3.9M | +$2.0M | 84.9% |
| Brevan Howard Capital Management LP | 189,269 | +136,544 | $2.7M | +$2.0M | 259.0% |
| AQR CAPITAL MANAGEMENT LLC | 265,247 | +122,660 | $3.7M | +$2.0M | 86.0% |
| FIRST TRUST ADVISORS LP | 217,988 | +117,698 | $3.1M | +$1.8M | 117.3% |
| BANK OF AMERICA CORP /DE/ | 181,323 | +114,926 | $2.5M | +$1.7M | 173.1% |
| Engineers Gate Manager LP | 151,377 | +112,644 | $2.1M | +$1.6M | 290.8% |
| COMMONWEALTH EQUITY SERVICES, LLC | 115,815 | +29,234 | $1.6M | +$1.6M | 33.8% |
| SIMPLEX TRADING, LLC | 115,448 | +41,974 | $1.6M | +$1.6M | 57.1% |
| CITADEL ADVISORS LLC | 893,386 | +4,112 | $12.5M | +$1.6M | 0.5% |
| JPMORGAN CHASE & CO | 167,059 | +99,627 | $2.3M | +$1.5M | 147.7% |
| WELLS FARGO & COMPANY/MN | 235,871 | +89,784 | $3.3M | +$1.5M | 61.5% |
| CITIGROUP INC | 408,478 | +43,760 | $5.7M | +$1.2M | 12.0% |
| Swiss National Bank | 256,133 | +48,400 | $3.6M | +$1.0M | 23.3% |
| Dynamic Technology Lab Private Ltd | 62,153 | +44,530 | $871.0K | +$654.0K | 252.7% |
| ALLIANCEBERNSTEIN L.P. | 139,631 | +31,867 | $2.0M | +$631.8K | 29.6% |
| Nuveen, LLC | 291,737 | +8,646 | $4.1M | +$608.0K | 3.0% |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 126,182 | +16,836 | $1.8M | +$423.9K | 15.4% |
| WCG Wealth Advisors LLC | 61,901 | +24,842 | $867.2K | +$411.8K | 67.0% |
| Summit Financial, LLC | 211,048 | +903 | $3.0M | +$374.1K | 0.4% |
| CAPTRUST FINANCIAL ADVISORS | 56,795 | +21,242 | $795.7K | +$358.7K | 59.7% |
| ADVISOR GROUP HOLDINGS, INC. | 49,898 | +20,363 | $699.1K | +$333.6K | 68.9% |
| Legal & General Group Plc | 130,001 | +7,300 | $1.8M | +$313.3K | 5.9% |
| DEUTSCHE BANK AG\ | 119,317 | +8,675 | $1.7M | +$311.8K | 7.8% |
| PEAK6 LLC | 33,972 | +19,472 | $475.9K | +$298.8K | 134.3% |
| Cetera Investment Advisers | 60,118 | +12,465 | $842.2K | +$256.6K | 26.1% |
| Quantinno Capital Management LP | 36,588 | +15,493 | $512.6K | +$253.3K | 73.4% |
| STIFEL FINANCIAL CORP | 33,590 | +14,632 | $470.6K | +$237.6K | 77.2% |
| Bramshill Investments, LLC | 120,279 | +1,327 | $1.7M | +$223.2K | 1.1% |
| STATE OF WISCONSIN INVESTMENT BOARD | 125,850 | +249 | $1.8M | +$219.5K | 0.2% |
| Allspring Global Investments Holdings, LLC | 51,162 | +9,682 | $720.4K | +$202.7K | 23.3% |
| INTECH INVESTMENT MANAGEMENT LLC | 54,934 | +8,564 | $769.6K | +$199.7K | 18.5% |
| Creative Planning | 33,438 | +11,363 | $468.5K | +$197.2K | 51.5% |
| Centiva Capital, LP | 33,998 | +10,880 | $476.3K | +$192.2K | 47.1% |
| GROUP ONE TRADING, L.P. | 17,105 | +13,070 | $239.6K | +$190.1K | 323.9% |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 66,706 | +5,290 | $934.6K | +$179.7K | 8.6% |
| VSM Wealth Advisory, LLC | 42,191 | +8,168 | $591.1K | +$173.0K | 24.0% |
| NEW YORK STATE COMMON RETIREMENT FUND | 42,374 | +7,600 | $593.7K | +$166.3K | 21.9% |
| PDS Planning, Inc | 43,444 | +6,864 | $608.6K | +$159.1K | 18.8% |
| Kingstone Capital Partners Texas, LLC | 30,105 | +6,433 | $422.0K | +$131.0K | 27.2% |
| Arizona State Retirement System | 36,418 | +4,707 | $510.2K | +$120.5K | 14.8% |
| Wealthspire Advisors, LLC | 23,519 | +5,520 | $329.5K | +$108.3K | 30.7% |
| ProShare Advisors LLC | 26,869 | +4,626 | $376.4K | +$103.1K | 20.8% |
| Founders Financial Alliance, LLC | 31,068 | +3,684 | $435.3K | +$98.7K | 13.4% |
| Police & Firemen's Retirement System of New Jersey | 37,248 | +2,313 | $521.8K | +$92.5K | 6.6% |
| RMB Capital Management, LLC | 47,759 | +429 | $669.1K | +$87.4K | 0.9% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 39,471 | +1,365 | $553.0K | +$86.2K | 3.6% |
| KLP KAPITALFORVALTNING AS | 27,700 | +3,100 | $388.1K | +$82.2K | 12.6% |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 16,788 | +4,090 | $235.2K | +$79.1K | 32.2% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 16,458 | +4,473 | $231.6K | +$77.1K | 37.3% |
| Russell Investments Group, Ltd. | 20,849 | +3,302 | $292.1K | +$76.4K | 18.8% |
| Ethic Inc. | 14,430 | +4,140 | $202.2K | +$75.7K | 40.2% |
| STRS OHIO | 25,900 | +2,300 | $362.9K | +$72.8K | 9.7% |
| EverSource Wealth Advisors, LLC | 7,118 | +4,792 | $99.7K | +$71.1K | 206.0% |
| Kovack Advisors, Inc. | 25,776 | +1,707 | $361.1K | +$65.3K | 7.1% |
| StoneX Group Inc. | 24,540 | +1,640 | $343.8K | +$58.8K | 7.2% |
| Voya Investment Management LLC | 19,678 | +1,570 | $275.7K | +$53.1K | 8.7% |
| Global Retirement Partners, LLC | 27,469 | +253 | $384.8K | +$50.4K | 0.9% |
| Brinker Capital Investments, LLC | 13,630 | +1,940 | $191.0K | +$47.3K | 16.6% |
| Resources Investment Advisors, LLC. | 26,160 | +82 | $366.5K | +$46.0K | 0.3% |
| Cambridge Advisors Inc. | 23,001 | +26 | $322.2K | +$39.9K | 0.1% |
| XPONANCE, INC. | 11,513 | +1,379 | $161.3K | +$36.8K | 13.6% |
| Ameritas Investment Partners, Inc. | 11,934 | +1,166 | $167.2K | +$34.9K | 10.8% |
| FIRETHORN WEALTH PARTNERS, LLC | 15,483 | +341 | $216.9K | +$30.8K | 2.3% |
| Parallel Advisors, LLC | 3,387 | +1,954 | $47.5K | +$29.8K | 136.3% |
| PNC Financial Services Group, Inc. | 3,433 | +1,645 | $48.1K | +$26.1K | 92.0% |
| Weaver Consulting Group | 14,234 | +126 | $199.4K | +$26.0K | 0.9% |
| EIGHT 31 FINANCIAL, LLC | 12,158 | +299 | $170.3K | +$24.6K | 2.5% |
| SIGNATUREFD, LLC | 3,290 | +1,510 | $46.1K | +$24.2K | 84.8% |
| HUNTINGTON NATIONAL BANK | 5,856 | +1,066 | $82.0K | +$23.2K | 22.3% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,378 | +1,318 | $33.3K | +$20.3K | 124.3% |
| BARCLAYS PLC | 211,143 | +2,500 | $2.6M | +$15.9K | 1.2% |
| GAMMA Investing LLC | 1,870 | +928 | $26.2K | +$14.6K | 98.5% |
| HARBOUR INVESTMENTS, INC. | 1,190 | +770 | $16.7K | +$11.5K | 183.3% |
| QUADRANT CAPITAL GROUP LLC | 1,877 | +423 | $26.3K | +$8.4K | 29.1% |
| Lido Advisors, LLC | 53,742 | +421 | $670.3K | +$5.9K | 0.8% |
| VAN ECK ASSOCIATES CORP | 1,303,182 | +180,104 | $18.3K | +$4.5K | 16.0% |
| NATIONAL BANK OF CANADA /FI/ | 1,935 | +9 | $27.1K | +$3.4K | 0.5% |
| True Wealth Design, LLC | 1,067 | +87 | $14.9K | +$2.9K | 8.9% |
| MASSMUTUAL TRUST CO FSB/ADV | 385 | +114 | $5.4K | +$2.1K | 42.1% |
| Farther Finance Advisors, LLC | 311 | +105 | $4.4K | +$1.8K | 51.0% |
| AdvisorNet Financial, Inc | 718 | +28 | $10.1K | +$1.6K | 4.0% |
| ROTHSCHILD INVESTMENT LLC | 104 | +94 | $1.5K | +$1.3K | 940.0% |
| UMA Financial Services, Inc. | 137 | +34 | $1.9K | +$654 | 33.0% |
| Thrivent Financial for Lutherans | 62,759 | +35,141 | $868 | +$528 | 127.2% |
| Cornerstone Planning Group LLC | 71 | +16 | $1.0K | +$317 | 29.1% |
| PRICE T ROWE ASSOCIATES INC /MD/ | 82,828 | +13,163 | $1.2K | +$304 | 18.9% |
| KERR FINANCIAL PLANNING Corp | 228 | +8 | $3.2K | +$201 | 3.6% |
| Cambridge Investment Research Advisors, Inc. | 54,619 | +8,341 | $765 | +$196 | 18.0% |
| CWM, LLC | 14,257 | +7,938 | $200 | +$122 | 125.6% |
| AMALGAMATED BANK | 4,619 | +1,719 | $65 | +$29 | 59.3% |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 1,059 | +523 | $15 | +$8 | 97.6% |
Reduced(68)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Royal Bank of Canada | 62,267 | -1,616,529 | $872.0K | -$19.7M | -96.3% |
| UBS Group AG | 340,565 | -748,177 | $4.8M | -$8.6M | -68.7% |
| VICTORY CAPITAL MANAGEMENT INC | 1,657,704 | -61,898 | $23.2M | +$2.1M | -3.6% |
| RAYMOND JAMES FINANCIAL INC | 190,139 | -151,989 | $2.7M | -$1.5M | -44.4% |
| MetLife Investment Management, LLC | 1,195,409 | -287,057 | $16.7M | -$1.5M | -19.4% |
| MILLENNIUM MANAGEMENT LLC | 2,050,349 | -184,669 | $28.7M | +$1.3M | -8.3% |
| MORGAN STANLEY | 1,074,301 | -52,775 | $15.1M | +$1.2M | -4.7% |
| Invesco Ltd. | 1,313,446 | -220,359 | $18.4M | -$449.1K | -14.4% |
| Jefferies Financial Group Inc. | 14,567 | -37,049 | $204.1K | -$430.3K | -71.8% |
| PEREGRINE CAPITAL MANAGEMENT LLC | 373,037 | -18,497 | $5.2M | +$414.3K | -4.7% |
| CenterBook Partners LP | 34,840 | -30,388 | $488.1K | -$313.5K | -46.6% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 487,093 | -44,113 | $6.8M | +$295.7K | -8.3% |
| BNP PARIBAS ARBITRAGE, SNC | 32,725 | -25,011 | $458.5K | -$251.1K | -43.3% |
| NAVELLIER & ASSOCIATES INC | 146,371 | -1,363 | $2.1M | +$235.0K | -0.9% |
| TWO SIGMA SECURITIES, LLC | 30,641 | -21,182 | $429.3K | -$207.6K | -40.9% |
| SEI INVESTMENTS CO | 244,962 | -17,900 | $3.4M | +$201.4K | -6.8% |
| J.W. COLE ADVISORS, INC. | 18,438 | -2,432 | $78.3K | -$178.2K | -11.7% |
| CAXTON ASSOCIATES LLP | 102,018 | 0 | $1.4M | +$175.5K | 0.0% |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 33,654 | -16,583 | $471.5K | -$145.9K | -33.0% |
| Freestone Grove Partners LP | 89,005 | -1,345 | $1.2M | +$136.6K | -1.5% |
| RHUMBLINE ADVISERS | 165,414 | -12,180 | $2.3M | +$134.8K | -6.8% |
| Aster Capital Management (DIFC) Ltd | 133 | -10,927 | $1.9K | -$134.1K | -98.8% |
| BAILARD, INC. | 35,500 | -15,600 | $497.4K | -$130.7K | -30.5% |
| NISA INVESTMENT ADVISORS, LLC | 134,275 | -6,678 | $1.9M | +$124.9K | -4.7% |
| AMERIFLEX GROUP, INC. | 8,900 | -11,400 | $124.7K | -$124.8K | -56.1% |
| Verition Fund Management LLC | 64,430 | 0 | $902.7K | +$110.8K | 0.0% |
| Gotham Asset Management, LLC | 60,000 | 0 | $840.6K | +$103.2K | 0.0% |
| AlphaQuest LLC | 98,924 | -20,971 | $1.4M | -$87.6K | -17.5% |
| JANUS HENDERSON GROUP PLC | 50,408 | 0 | $706.5K | +$86.7K | 0.0% |
| 1492 Capital Management LLC | 25,593 | 0 | $358.6K | +$44.0K | 0.0% |
| BayBridge Capital Group, LLC | 24,720 | -17 | $346.3K | +$42.3K | -0.1% |
| US BANCORP \DE\ | 22,405 | 0 | $313.9K | +$38.5K | 0.0% |
| SRS Capital Advisors, Inc. | 1,056 | -3,028 | $14.8K | -$35.4K | -74.1% |
| PVG ASSET MANAGEMENT CORP | 26,402 | -1,049 | $369.9K | +$34.4K | -3.8% |
| Mariner, LLC | 43,363 | -8,749 | $607.3K | -$33.1K | -16.8% |
| Pictet Asset Management Holding SA | 15,659 | 0 | $219.4K | +$26.9K | 0.0% |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 15,424 | 0 | $216.1K | +$26.5K | 0.0% |
| DAVENPORT & Co LLC | 15,000 | 0 | $210.2K | +$25.8K | 0.0% |
| CFO4Life Group, LLC | 11,875 | 0 | $166.4K | +$20.4K | 0.0% |
| FARMERS & MERCHANTS TRUST Co OF LONG BEACH | 11,872 | 0 | $166.3K | +$20.4K | 0.0% |
| IMC-Chicago, LLC | 22,828 | -1,656 | $319.8K | +$18.9K | -6.8% |
| Tower Research Capital LLC (TRC) | 1,311 | -1,709 | $18.4K | -$18.7K | -56.6% |
| Quarry LP | 518 | -1,473 | $7.3K | -$17.2K | -74.0% |
| JACKSON THORNTON ASSET MANAGEMENT, LLC | 37,076 | -1,736 | $521.7K | +$14.4K | -4.5% |
| Sterling Capital Management LLC | 8,474 | -533 | $118.7K | +$8.0K | -5.9% |
| Westend Capital Management, LLC | 3,782 | 0 | $53.0K | +$6.5K | 0.0% |
| Triumph Capital Management | 2,368 | 0 | $33.2K | +$4.1K | 0.0% |
| Optiver Holding B.V. | 540 | -386 | $7.6K | -$3.8K | -41.7% |
| Signature Resources Capital Management, LLC | 790 | 0 | $11.1K | +$1.4K | 0.0% |
| Geneos Wealth Management Inc. | 715 | 0 | $10.0K | +$1.2K | 0.0% |
| MTM Investment Management, LLC | 666 | 0 | $9.3K | +$1.1K | 0.0% |
| Larson Financial Group LLC | 549 | 0 | $7.7K | +$944 | 0.0% |
| Rockefeller Capital Management L.P. | 501 | 0 | $7.0K | +$862 | 0.0% |
| SWAN Capital LLC | 337 | 0 | $4.7K | +$579 | 0.0% |
| Chung Wu Investment Group, LLC | 333 | 0 | $4.7K | +$572 | 0.0% |
| JONES FINANCIAL COMPANIES LLLP | 226 | 0 | $3.2K | +$431 | 0.0% |
| SG Americas Securities, LLC | 109,452 | -46,720 | $1.5K | -$386 | -29.9% |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 14,063 | -34,088 | $197 | -$384 | -70.8% |
| DANSKE BANK A/S | 200 | 0 | $2.8K | +$344 | 0.0% |
| Ronald Blue Trust, Inc. | 150 | 0 | $2.1K | +$259 | 0.0% |
| FIFTH THIRD BANCORP | 142 | 0 | $2.0K | +$244 | 0.0% |
| Smartleaf Asset Management LLC | 113 | 0 | $1.6K | +$210 | 0.0% |
| COUNTRY TRUST BANK | 100 | 0 | $1.4K | +$172 | 0.0% |
| Penserra Capital Management LLC | 84,748 | -4,844 | $1.2K | +$86 | -5.4% |
| Janney Montgomery Scott LLC | 79,116 | -5,906 | $1.1K | +$63 | -6.9% |
| Plante Moran Financial Advisors, LLC | 33 | 0 | $462 | +$56 | 0.0% |
| Caitong International Asset Management Co., Ltd | 1 | -1 | $14 | -$11 | -50.0% |
| Covestor Ltd | 11 | -12 | $0 | $0 | -52.2% |
Sold Out(31)
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| BlackRock, Inc. | 12,562,473 | $176.0M | +889,608 | 7.6% |
| VANGUARD GROUP INC | 8,390,780 | $117.6M | +876,931 | 11.7% |
| GEODE CAPITAL MANAGEMENT, LLC | 3,489,121 | $48.9M | +257,719 | 8.0% |
| TWO SIGMA INVESTMENTS, LP | 3,420,442 | $47.9M | +2,155,056 | 170.3% |
| STATE STREET CORP | 3,032,436 | $42.5M | +313,319 | 11.5% |
| TWO SIGMA ADVISERS, LP | 2,884,753 | $40.4M | +2,808,500 | 3683.1% |
| Balyasny Asset Management LLC | 2,136,636 | $29.9M | +998,736 | 87.8% |
| MILLENNIUM MANAGEMENT LLC | 2,050,349 | $28.7M | -184,669 | -8.3% |
| AMERIPRISE FINANCIAL INC | 1,768,685 | $24.8M | +32,040 | 1.8% |
| VICTORY CAPITAL MANAGEMENT INC | 1,657,704 | $23.2M | -61,898 | -3.6% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,615,878 | $22.6M | +94,823 | 6.2% |
| NORTHERN TRUST CORP | 1,330,523 | $18.6M | +56,946 | 4.5% |
| Invesco Ltd. | 1,313,446 | $18.4M | -220,359 | -14.4% |
| Qube Research & Technologies Ltd | 1,231,694 | $17.3M | +32,810 | 2.7% |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,228,891 | $17.2M | +134,534 | 12.3% |
| MetLife Investment Management, LLC | 1,195,409 | $16.7M | -287,057 | -19.4% |
| FMR LLC | 1,175,593 | $16.5M | +16,878 | 1.4% |
| MORGAN STANLEY | 1,074,301 | $15.1M | -52,775 | -4.7% |
| GOLDMAN SACHS GROUP INC | 895,477 | $12.5M | +521,430 | 139.4% |
| CITADEL ADVISORS LLC | 893,386 | $12.5M | +4,112 | 0.5% |
New & Closed Positions this quarter
Closed Positions
31 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for DX-PC against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.