Institutional Manager · CIK 0000820434
PVG ASSET MANAGEMENT CORP
GOLDEN, CO · File #028-17570
Latest AUM
$3.2M
Positions
91
Top-10 Concentration
47.9%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-06
2025-09
2025-12
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| NEW | SPDR Barclays Capital 1-3 month (bil) | 78468R663 | +64,049 | +$5.9M | $0 |
| ADD | JP Morgan Nasdaq Premium Income ETF (jepq) | 46654Q203 | +46,964 | +$2.7M | +$2,705 |
| ADD | PUTNAM MASTER INTERMEDIATE INCOME TR (pim) | 746909100 | +444,177 | +$1.5M | -$3,858 |
| NEW | Invesco QQQ TR ETF SERIES 1 (qqq) | IVZ | +1,432 | +$880,278 | $0 |
| NEW | Vanguard Scottsdale Vanguard ETF (vcit) | 92206C870 | +9,252 | +$774,855 | $0 |
| EXITED | Blackrock Enhanced Equity Div Trust (bdj) | BLK | -79,426 | -$723,570 | $0 |
| EXITED | Short QQQ ProShares (psq) | 74349Y837 | -21,568 | -$669,470 | $0 |
| REDUCE | Journey Medical Corp. (derm) | DERM | -81,272 | -$626,606 | +$78,412 |
| NEW | Applovin Corp. (app) | APP | +809 | +$545,120 | $0 |
| EXITED | KIMBERLY-CLARK CORP (kmb) | KMB | -4,370 | -$543,365 | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 202591 pos · $3.2M
- 13F HOLDINGS REPORTQ/E Dec 202567 pos · $27.2M
- 13F HOLDINGS REPORTQ/E Sep 202558 pos · $29.4M
- 13F HOLDINGS REPORTQ/E Jun 202546 pos · $23.0M
- 13F COMBINATION REPORTQ/E Dec 202446 pos · $21.1M
- 13F HOLDINGS REPORTQ/E Sep 202444 pos · $24,890
- 13F HOLDINGS REPORTQ/E Jun 202436 pos · $25.2M
- 13F HOLDINGS REPORTQ/E Mar 202433 pos · $20.7M
- 13F HOLDINGS REPORTQ/E Dec 202325 pos · $14,672
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | SPDR Barclays Capital 1-3 month (bil) | 78468R663 | 64,049 | $5.9M | 15.09% |
| 2 | JP Morgan Nasdaq Premium Income ETF (jepq) | 46654Q203 | 51,472 | $3.0M | 7.71% |
| 3 | Vanguard Index S&P 500 (voo) | 922908363 | 2,700 | $1.7M | 4.36% |
| 4 | PUTNAM MASTER INTERMEDIATE INCOME TR (pim) | 746909100 | 482,759 | $1.6M | 4.16% |
| 5 | NVIDIA CORP (nvda) | NVDA | 7,869 | $1.5M | 3.78% |
| 6 | Amazon.Com Inc (amzn) | AMZN | 5,445 | $1.3M | 3.24% |
| 7 | Neos ETF Trust S&P 500 High Income (spyi) | 78433H303 | 20,004 | $1.1M | 2.71% |
| 8 | Microsoft Corp. (msft) | MSFT | 1,851 | $895,252 | 2.31% |
| 9 | S&P 500 INDX (ivv) | 464287200 | 1,305 | $893,846 | 2.30% |
| 10 | Invesco QQQ TR ETF SERIES 1 (qqq) | IVZ | 1,432 | $880,278 | 2.27% |
| 11 | Apple Inc. (AAPL) | AAPL | 3,107 | $844,804 | 2.18% |
| 12 | Alphabet Inc Cap Cl C (goog) | GOOG | 2,675 | $839,415 | 2.16% |
| 13 | Grail Inc. (gral) | GRAL | 9,673 | $827,912 | 2.13% |
| 14 | Broadcom Inc. (avgo) | AVGO | 2,280 | $789,108 | 2.03% |
| 15 | Vanguard Scottsdale Vanguard ETF (vcit) | 92206C870 | 9,252 | $774,855 | 2.00% |
| 16 | Anavex Life Sciences Corp. (avxl) | AVXL | 216,295 | $770,010 | 1.98% |
| 17 | Palantir Technologies Inc. (pltr) | PLTR | 4,074 | $724,153 | 1.87% |
| 18 | General Electric Company (ge) | 369604301 | 2,171 | $668,733 | 1.72% |
| 19 | Runway Growth Finance Corp. (rway) | RWAYL | 69,289 | $618,750 | 1.60% |
| 20 | BANK OF AMERICA CORP (bac) | 060505104 | 11,065 | $608,575 | 1.57% |