Institutional Manager · CIK 0002109857
Garton & Associates Financial Advisors LLC
LOUISVILLE, KY · File #028-26640
Latest AUM
$178.6M
Positions
1,507
Top-10 Concentration
35.2%
Filings
1
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| NEW | FULLERTHALER BEHAVIORAL SMCP GRINSTL | 14064D782 | +56,421 | +$3.0M | $0 |
| NEW | FIDELITY CAPITAL & INCOME | 316062108 | +276,158 | +$3.0M | $0 |
| NEW | T ROWE PRICE CAPITAL APPRECIATION I | 77954M303 | +81,785 | +$2.9M | $0 |
| NEW | BROADCOM INC | AVGO | +7,857 | +$2.7M | $0 |
| NEW | FULLERTHALER BEHAVIORAL SMCP EQ INST | 14064D865 | +51,542 | +$2.6M | $0 |
| NEW | APPLE INC | AAPL | +7,439 | +$2.0M | $0 |
| NEW | DUKE ENERGY CORP NEW | DUKB | +17,026 | +$2.0M | $0 |
| NEW | HASBRO INC | HAS | +23,971 | +$2.0M | $0 |
| NEW | EXELON CORP | EXC | +40,332 | +$1.8M | $0 |
| NEW | ELI LILLY AND CO | LLY | +1,532 | +$1.6M | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 20251,507 pos · $178.6M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | FIDELITY BLUE CHIP GROWTH | 316389303 | 17,726 | $4.7M | 4.87% |
| 2 | PNC FINL SERVICES | 693475105 | 21,262 | $4.4M | 4.57% |
| 3 | SCHWAB PRIME ADVANTAGE MONEY INVESTOR | 808515605 | 3,543,409 | $3.5M | 3.65% |
| 4 | AMAZONCOM INC | AMZN | 14,495 | $3.3M | 3.44% |
| 5 | SCHWAB PRIME ADVANTAGE MONEY INVESTOR | 808515605 | 3,201,567 | $3.2M | 3.29% |
| 6 | FULLERTHALER BEHAVIORAL SMCP GRINSTL | 14064D782 | 56,421 | $3.0M | 3.12% |
| 7 | MICROSOFT CORP | MSFT | 6,241 | $3.0M | 3.11% |
| 8 | FIDELITY CAPITAL & INCOME | 316062108 | 276,158 | $3.0M | 3.09% |
| 9 | T ROWE PRICE ALLCAP OPPORTUNITIESI | 779557305 | 37,174 | $2.9M | 3.02% |
| 10 | T ROWE PRICE CAPITAL APPRECIATION I | 77954M303 | 81,785 | $2.9M | 3.01% |
| 11 | BROADCOM INC | AVGO | 8,023 | $2.8M | 2.86% |
| 12 | ALPHABET INC CLASS CLASS A | GOOG | 8,748 | $2.7M | 2.82% |
| 13 | BROADCOM INC | AVGO | 7,857 | $2.7M | 2.80% |
| 14 | FULLERTHALER BEHAVIORAL SMCP EQ INST | 14064D865 | 51,542 | $2.6M | 2.66% |
| 15 | APPLE INC | AAPL | 9,476 | $2.6M | 2.65% |
| 16 | AMERICAN FUNDS AMERICAN BALANCED F2 | 024071821 | 68,777 | $2.6M | 2.65% |
| 17 | INVESCO NASDAQ 100 ETF | IVZ | 9,172 | $2.3M | 2.39% |
| 18 | APPLE INC | AAPL | 7,439 | $2.0M | 2.08% |
| 19 | DUKE ENERGY CORP NEW | DUKB | 17,026 | $2.0M | 2.05% |
| 20 | HASBRO INC | HAS | 23,971 | $2.0M | 2.02% |