13F QoQ Ownership Changes
TCPC Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 27 new · 29 added · 72 reduced · 38 exited
New Positions(27)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Closed-End Fund Advisors, Inc. | 128,517 | +128,517 | $703.0K | +$703.0K | — |
| Almitas Capital LLC | 85,000 | +85,000 | $464.9K | +$464.9K | — |
| Curi Capital, LLC | 85,000 | +85,000 | $464.9K | +$464.9K | — |
| XTX Topco Ltd | 77,650 | +77,650 | $424.7K | +$424.7K | — |
| Gotham Asset Management, LLC | 71,228 | +71,228 | $389.6K | +$389.6K | — |
| PharVision Advisers, LLC | 59,177 | +59,177 | $323.7K | +$323.7K | — |
| Jump Financial, LLC | 28,469 | +28,469 | $155.7K | +$155.7K | — |
| Dynamic Technology Lab Private Ltd | 26,406 | +26,406 | $144.0K | +$144.0K | — |
| JPMORGAN CHASE & CO | 24,435 | +24,435 | $133.7K | +$133.7K | — |
| Sowell Financial Services LLC | 19,147 | +19,147 | $104.7K | +$104.7K | — |
| StoneX Group Inc. | 15,852 | +15,852 | $86.7K | +$86.7K | — |
| EQUITABLE TRUST CO | 13,756 | +13,756 | $75.2K | +$75.2K | — |
| BOOTHBAY FUND MANAGEMENT, LLC | 13,707 | +13,707 | $75.0K | +$75.0K | — |
| MILLENNIUM MANAGEMENT LLC | 13,404 | +13,404 | $73.3K | +$73.3K | — |
| Cerity Partners LLC | 12,846 | +12,846 | $70.3K | +$70.3K | — |
| Creative Planning | 11,254 | +11,254 | $61.6K | +$61.6K | — |
| Blue Trust, Inc. | 10,752 | +10,752 | $58.8K | +$58.8K | — |
| BNP PARIBAS FINANCIAL MARKETS | 5,072 | +5,072 | $27.7K | +$27.7K | — |
| CHESAPEAKE ASSET MANAGEMENT LLC | 2,470 | +2,470 | $25.8K | +$25.8K | — |
| Quarry LP | 4,361 | +4,361 | $23.9K | +$23.9K | — |
| Allworth Financial LP | 1,956 | +1,956 | $12.1K | +$12.1K | — |
| IFP Advisors, Inc | 400 | +400 | $2.3K | +$2.3K | — |
| UMB Bank, n.a. | 214 | +214 | $1.2K | +$1.2K | — |
| CITIGROUP INC | 66 | +66 | $361 | +$361 | — |
| Caitong International Asset Management Co., Ltd | 4 | +4 | $22 | +$22 | — |
| DANSKE BANK A/S | 2 | +2 | $11 | +$11 | — |
| FNY Investment Advisers, LLC | 300 | +300 | $1 | +$1 | — |
Added To(29)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| North Ground Capital | 787,946 | +287,946 | $4.3M | +$1.2M | 57.6% |
| MORGAN STANLEY | 784,708 | +267,184 | $4.3M | +$1.1M | 51.6% |
| Invesco Ltd. | 2,375,549 | +428,201 | $13.0M | +$920.7K | 22.0% |
| TWO SIGMA INVESTMENTS, LP | 1,128,224 | +253,252 | $6.2M | +$746.6K | 28.9% |
| Alpine Global Management, LLC | 376,816 | +111,786 | $2.1M | +$418.0K | 42.2% |
| Quantbot Technologies LP | 77,873 | +74,729 | $426.0K | +$406.5K | 2376.9% |
| COMMONWEALTH EQUITY SERVICES, LLC | 68,474 | +729 | $374.6K | +$374.1K | 1.1% |
| Quadrature Capital Ltd | 84,679 | +70,214 | $463.2K | +$373.7K | 485.4% |
| Squarepoint Ops LLC | 81,148 | +66,797 | $443.9K | +$354.9K | 465.4% |
| UBS Group AG | 1,571,451 | +128,687 | $8.6M | -$349.3K | 8.9% |
| Next Capital Management LLC | 2,683,539 | +282,123 | $14.7M | -$209.8K | 11.7% |
| JANE STREET GROUP, LLC | 87,157 | +40,112 | $476.7K | +$185.1K | 85.3% |
| BlackRock, Inc. | 605,660 | +94,715 | $3.3M | +$145.1K | 18.5% |
| Legal & General Group Plc | 606,316 | +93,627 | $3.3M | +$136.5K | 18.3% |
| US BANCORP \DE\ | 25,441 | +23,450 | $139.2K | +$126.8K | 1177.8% |
| Tower Research Capital LLC (TRC) | 14,746 | +14,715 | $80.7K | +$80.5K | 47467.7% |
| Compound Planning, Inc. | 27,992 | +14,841 | $153.1K | +$71.6K | 112.8% |
| Virtus Investment Advisers, LLC | 212,334 | +13,856 | $1.2M | -$69.1K | 7.0% |
| AQR CAPITAL MANAGEMENT LLC | 66,834 | +15,166 | $365.6K | +$45.2K | 29.4% |
| BARINGS LLC | 540,615 | +60,293 | $3.0M | -$20.8K | 12.6% |
| Sound Income Strategies, LLC | 5,072 | +3,315 | $29.4K | +$19.7K | 188.7% |
| Mallini Complete Financial Planning LLC | 24,003 | +598 | $131.3K | -$13.8K | 2.5% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 67,242 | +10,097 | $367.8K | +$13.5K | 17.7% |
| EIGHT 31 FINANCIAL, LLC | 18,888 | +841 | $103.3K | -$8.6K | 4.7% |
| GOLDMAN SACHS GROUP INC | 15,471 | +1,509 | $84.6K | -$1.9K | 10.8% |
| Lido Advisors, LLC | 28,015 | +240 | $173.5K | +$1.3K | 0.9% |
| BI Asset Management Fondsmaeglerselskab A/S | 452,874 | +34,883 | $2.5K | -$115 | 8.3% |
| Virtu Financial LLC | 46,229 | +15,398 | $253 | +$62 | 49.9% |
| CANADA LIFE ASSURANCE Co | 105,870 | +2,943 | $577 | -$54 | 2.9% |
Reduced(72)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| MARSHALL WACE, LLP | 20,433 | -477,818 | $111.8K | -$3.0M | -95.9% |
| D.A. DAVIDSON & CO. | 188,272 | -226,937 | $1.0M | -$1.5M | -54.6% |
| TRANSCEND CAPITAL ADVISORS, LLC | 1,175,098 | -50,854 | $6.4M | -$1.2M | -4.1% |
| Rockefeller Capital Management L.P. | 1,542 | -166,085 | $8.4K | -$1.0M | -99.1% |
| TWO SIGMA ADVISERS, LP | 959,602 | -33,200 | $5.2M | -$906.3K | -3.3% |
| Hennion & Walsh Asset Management, Inc. | 98,502 | -101,536 | $538.8K | -$701.4K | -50.8% |
| BANK OF AMERICA CORP /DE/ | 91,889 | -73,591 | $502.6K | -$523.3K | -44.5% |
| United Advisor Group, LLC | 94,918 | -48,626 | $519.2K | -$370.8K | -33.9% |
| Royal Bank of Canada | 30,411 | -32,188 | $166.0K | -$325.0K | -51.4% |
| LPL Financial LLC | 175,590 | -25,405 | $960.5K | -$285.7K | -12.6% |
| RAYMOND JAMES FINANCIAL INC | 83,079 | -32,775 | $454.4K | -$263.9K | -28.3% |
| Muzinich & Co., Inc. | 279,505 | -3,032 | $1.5M | -$222.8K | -1.1% |
| Sumitomo Mitsui Trust Group, Inc. | 279,505 | 0 | $1.5M | -$204.0K | 0.0% |
| ROMANO BROTHERS AND COMPANY | 65,645 | -22,000 | $359.1K | -$184.3K | -25.1% |
| LOOMIS SAYLES & CO L P | 245,000 | 0 | $1.3M | -$178.8K | 0.0% |
| Triumph Capital Management | 2,517 | -24,287 | $13.8K | -$152.4K | -90.6% |
| Aquatic Capital Management LLC | 58,005 | -15,370 | $317.3K | -$137.6K | -20.9% |
| Cetera Investment Advisers | 49,930 | -15,125 | $273.1K | -$130.2K | -23.2% |
| OSAIC HOLDINGS, INC. | 56,871 | -7,336 | $311.1K | -$122.6K | -11.4% |
| Mariner, LLC | 13,119 | -15,900 | $71.8K | -$108.2K | -54.8% |
| CITADEL ADVISORS LLC | 11,800 | -15,900 | $64.5K | -$107.2K | -57.4% |
| Ethos Financial Group, LLC | 90,521 | -4,441 | $495.1K | -$93.6K | -4.7% |
| Arkadios Wealth Advisors | 58,699 | -7,232 | $321.1K | -$87.7K | -11.0% |
| Merit Financial Group, LLC | 13,507 | -12,084 | $73.9K | -$84.8K | -47.2% |
| Sunbelt Securities, Inc. | 92,605 | -445 | $506.5K | -$70.4K | -0.5% |
| WELLS FARGO & COMPANY/MN | 61,229 | -2,553 | $334.9K | -$60.5K | -4.0% |
| NORTHERN TRUST CORP | 37,590 | -4,975 | $205.6K | -$58.3K | -11.7% |
| Ignite Planners, LLC | 15,026 | -6,343 | $77.8K | -$54.7K | -29.7% |
| Kestra Advisory Services, LLC | 41,087 | -3,621 | $224.7K | -$52.4K | -8.1% |
| Spire Wealth Management | 5,188 | -7,468 | $28.4K | -$50.1K | -59.0% |
| ENVESTNET ASSET MANAGEMENT INC | 49,393 | -1,457 | $270.2K | -$45.1K | -2.9% |
| CAXTON ASSOCIATES LLP | 60,779 | 0 | $332.5K | -$44.4K | 0.0% |
| PNC Financial Services Group, Inc. | 4,200 | -6,000 | $23.0K | -$40.3K | -58.8% |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 51,900 | 0 | $283.9K | -$37.9K | 0.0% |
| STIFEL FINANCIAL CORP | 18,614 | -3,163 | $101.8K | -$33.2K | -14.5% |
| Aigen Investment Management, LP | 10,617 | -3,925 | $58.1K | -$32.1K | -27.0% |
| Curated Wealth Partners LLC | 38,587 | 0 | $211.1K | -$28.2K | 0.0% |
| AMERIPRISE FINANCIAL INC | 20,376 | -1,113 | $111.5K | -$21.8K | -5.2% |
| NOMURA ASSET MANAGEMENT CO LTD | 476 | -3,428 | $2.6K | -$21.6K | -87.8% |
| Prospera Financial Services Inc | 14,786 | -1,731 | $80.9K | -$21.5K | -10.5% |
| M&T Bank Corp | 24,122 | 0 | $131.9K | -$17.6K | 0.0% |
| VSM Wealth Advisory, LLC | 5,780 | -2,085 | $31.6K | -$17.1K | -26.5% |
| Permanens Capital L.P. | 21,406 | 0 | $117.1K | -$15.6K | 0.0% |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 19,300 | 0 | $105.6K | -$14.1K | 0.0% |
| Joel Isaacson & Co., LLC | 16,710 | 0 | $91.4K | -$12.2K | 0.0% |
| SIGNATUREFD, LLC | 1 | -1,841 | $3 | -$11.4K | -99.9% |
| Steward Partners Investment Advisory, LLC | 12,156 | -378 | $66.5K | -$11.2K | -3.0% |
| WealthTrust Axiom LLC | 14,975 | 0 | $81.9K | -$10.9K | 0.0% |
| MISSION WEALTH MANAGEMENT, LP | 14,400 | -59 | $78.8K | -$10.9K | -0.4% |
| Accel Wealth Management | 12,000 | 0 | $65.6K | -$8.8K | 0.0% |
| Bogart Wealth, LLC | 11,812 | 0 | $64.6K | -$8.6K | 0.0% |
| JOURNEY STRATEGIC WEALTH LLC | 10,826 | 0 | $59.2K | -$7.9K | 0.0% |
| MTM Investment Management, LLC | 5,976 | 0 | $32.7K | -$4.4K | 0.0% |
| VAN ECK ASSOCIATES CORP | 2,111,859 | -176,896 | $11.6K | -$2.6K | -7.7% |
| EASTERN BANK | 3,500 | 0 | $19.1K | -$2.6K | 0.0% |
| CIBC Private Wealth Group LLC | 3,160 | 0 | $17.3K | -$2.3K | 0.0% |
| COMERICA BANK | 1,697 | -61 | $9.3K | -$1.6K | -3.5% |
| JONES FINANCIAL COMPANIES LLLP | 1,815 | -10 | $9.9K | -$1.5K | -0.5% |
| Wilmington Savings Fund Society, FSB | 2,000 | 0 | $10.9K | -$1.5K | 0.0% |
| NewEdge Advisors, LLC | 1,334 | 0 | $7.3K | -$974 | 0.0% |
| EverSource Wealth Advisors, LLC | 750 | 0 | $4.1K | -$547 | 0.0% |
| Legacy Wealth Managment, LLC/ID | 700 | 0 | $3.8K | -$511 | 0.0% |
| ESL Trust Services, LLC | 600 | 0 | $3.3K | -$438 | 0.0% |
| LSV ASSET MANAGEMENT | 410,100 | -19,700 | $2.2K | -$422 | -4.6% |
| TD Waterhouse Canada Inc. | 215 | 0 | $1.2K | -$144 | 0.0% |
| Asset Dedication, LLC | 148 | 0 | $810 | -$108 | 0.0% |
| Janney Montgomery Scott LLC | 60,436 | -6,430 | $331 | -$84 | -9.6% |
| Cambridge Investment Research Advisors, Inc. | 23,779 | -1,985 | $130 | -$30 | -7.7% |
| Key Financial Inc | 26 | 0 | $142 | -$17 | 0.0% |
| State of Alaska, Department of Revenue | 4,070 | 0 | $22 | -$3 | 0.0% |
| CWM, LLC | 2,295 | 0 | $13 | -$1 | 0.0% |
| Access Investment Management LLC | 54,300 | 0 | $336.7K | $0 | 0.0% |