New Positions
25 managers initiated
Top five by reported value
PIMCO Dynamic Income Strategy Fund NYQ:PDX
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
25 new22 added43 reduced16 exited
Total Institutional Holders
90
as of 2025-12-31
Top Holder
Saba Capital Management, L.P.
$127.6M
Largest QoQ Increase
Almitas Capital LLC
+151,260 sh
Largest QoQ Decrease
Royal Bank of Canada
-873,481 sh
New Positions(25)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Almitas Capital LLC | 151,260 | +151,260 | $2.8M | +$2.8M | — |
| Altium Capital Management LP | 151,007 | +151,007 | $2.8M | +$2.8M | — |
| Focus Partners Wealth | 144,507 | +144,507 | $2.7M | +$2.7M | — |
| Vestmark Advisory Solutions, Inc. | 75,539 | +75,539 | $1.4M | +$1.4M | — |
| Family Management Corp | 45,909 | +45,909 | $862.2K | +$862.2K | — |
| Sanctuary Advisors, LLC | 33,984 | +33,984 | $638.2K | +$638.2K | — |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 25,733 | +25,733 | $483.3K | +$483.3K | — |
| WCG Wealth Advisors LLC | 23,981 | +23,981 | $450.4K | +$450.4K | — |
| EVOLVE PRIVATE WEALTH, LLC | 18,755 | +18,755 | $410.4K | +$410.4K | — |
| XTX Topco Ltd | 15,224 | +15,224 | $285.9K | +$285.9K | — |
| Arkadios Wealth Advisors | 12,000 | +12,000 | $225.4K | +$225.4K | — |
| Allworth Financial LP | 10,500 | +10,500 | $197.2K | +$197.2K | — |
| SPIREPOINT PRIVATE CLIENT, LLC | 10,321 | +10,321 | $193.8K | +$193.8K | — |
| Lloyd Advisory Services, LLC. | 6,053 | +6,053 | $113.7K | +$113.7K | — |
| KERR FINANCIAL PLANNING Corp | 4,997 | +4,997 | $92.3K | +$92.3K | — |
| Noble Wealth Management PBC | 4,050 | +4,050 | $88.5K | +$88.5K | — |
| Kestra Advisory Services, LLC | 3,178 | +3,178 | $59.7K | +$59.7K | — |
| MPWM ADVISORY SOLUTIONS, LLC | 1,965 | +1,965 | $36.9K | +$36.9K | — |
| Cornerstone National Bank & Trust Co | 1,500 | +1,500 | $28.2K | +$28.2K | — |
| Plante Moran Financial Advisors, LLC | 1,330 | +1,330 | $25.0K | +$25.0K | — |
| IFP Advisors, Inc | 1,050 | +1,050 | $22.9K | +$22.9K | — |
| HIGHLINE WEALTH PARTNERS LLC | 150 | +150 | $2.8K | +$2.8K | — |
| Virtu Financial LLC | 18,111 | +18,111 | $340 | +$340 | — |
| Quattro Advisors LLC | 9 | +9 | $176 | +$176 | — |
| FNY Investment Advisers, LLC | 500 | +500 | $12 | +$12 | — |
Added To(22)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,599,012 | +7,057 | $30.0M | -$9.7M | 0.4% |
| WELLS FARGO & COMPANY/MN | 876,150 | +22,803 | $16.5M | -$4.8M | 2.7% |
| HOLLENCREST CAPITAL MANAGEMENT | 481,576 | +4,690 | $9.0M | -$2.8M | 1.0% |
| BANK OF AMERICA CORP /DE/ | 622,596 | +39,493 | $11.7M | -$2.8M | 6.8% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 358,918 | +23,734 | $6.7M | -$1.6M | 7.1% |
| Advisors Asset Management, Inc. | 320,914 | +17,556 | $6.0M | -$1.5M | 5.8% |
| 1607 Capital Partners, LLC | 91,512 | +70,000 | $1.7M | +$1.2M | 325.4% |
| JANE STREET GROUP, LLC | 44,506 | +30,300 | $835.8K | +$481.7K | 213.3% |
| Rareview Capital LLC | 74,510 | +12,646 | $1.8M | +$311.7K | 20.4% |
| FIRST TRUST ADVISORS LP | 103,293 | +13,506 | $1.9M | -$298.5K | 15.0% |
| Rockefeller Capital Management L.P. | 67,920 | +7,261 | $1.3M | -$236.7K | 12.0% |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,527 | +72 | $235.3K | +$234.9K | 0.6% |
| ADVISOR GROUP HOLDINGS, INC. | 78,792 | +9,928 | $1.5M | -$224.2K | 14.4% |
| Invesco Ltd. | 57,140 | +5,739 | $1.1M | -$208.3K | 11.2% |
| LPL Financial LLC | 44,590 | +16,553 | $837.4K | +$138.4K | 59.0% |
| TRUIST FINANCIAL CORP | 16,387 | +332 | $307.7K | -$92.5K | 2.1% |
| Allspring Global Investments Holdings, LLC | 34,828 | +12,255 | $654.1K | +$91.3K | 54.3% |
| ADAPT WEALTH ADVISORS, LLC | 10,424 | +524 | $195.8K | -$51.0K | 5.3% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,260 | +1,039 | $211.5K | -$43.3K | 10.2% |
| NewEdge Advisors, LLC | 1,766 | +31 | $33.2K | -$10.1K | 1.8% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 659 | +200 | $12.4K | +$933 | 43.6% |
| Cambridge Investment Research Advisors, Inc. | 194,265 | +17,437 | $3.6K | -$760 | 9.9% |
Reduced(43)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 6,796,130 | -693,077 | $127.6M | -$59.1M | -9.3% |
| Royal Bank of Canada | 960,471 | -873,481 | $18.0M | -$27.1M | -47.6% |
| Thomas J. Herzfeld Advisors, Inc. | 1,305,721 | -264,170 | $24.5M | -$14.6M | -16.8% |
| Williams Jones Wealth Management, LLC. | 863,569 | -119,207 | $16.2M | -$8.3M | -12.1% |
| UBS Group AG | 962,666 | -60,330 | $18.1M | -$7.4M | -5.9% |
| ENVESTNET ASSET MANAGEMENT INC | 774,725 | -101,844 | $14.5M | -$7.3M | -11.6% |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,055,601 | -5,814 | $19.8M | -$6.6M | -0.5% |
| STIFEL FINANCIAL CORP | 439,723 | -118,595 | $8.3M | -$5.7M | -21.2% |
| MORGAN STANLEY | 728,761 | -6,553 | $13.7M | -$4.6M | -0.9% |
| CHOREO, LLC | 97,919 | -21,241 | $1.8M | -$1.1M | -17.8% |
| RAYMOND JAMES FINANCIAL INC | 62,934 | -8,919 | $1.2M | -$609.4K | -12.4% |
| FIRST FOUNDATION ADVISORS | 35,179 | -13,386 | $660.7K | -$550.1K | -27.6% |
| SMITH, MOORE & CO. | 79,822 | -2,262 | $1.5M | -$547.3K | -2.8% |
| Cetera Investment Advisers | 40,824 | -6,180 | $766.7K | -$405.2K | -13.1% |
| HighTower Advisors, LLC | 31,483 | -5,367 | $591.3K | -$327.4K | -14.6% |
| Mount Yale Investment Advisors, LLC | 75,539 | 0 | $1.7M | -$240.2K | 0.0% |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 36,300 | 0 | $681.7K | -$223.2K | 0.0% |
| Aprio Wealth Management, LLC | 28,526 | -645 | $535.7K | -$191.5K | -2.2% |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 28,526 | -645 | $535.7K | -$191.5K | -2.2% |
| VIRTUE ASSET MANAGEMENT LLC | 29,114 | 0 | $546.8K | -$179.1K | 0.0% |
| HARBOUR INVESTMENTS, INC. | 23,266 | -1,312 | $436.9K | -$175.8K | -5.3% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 22,747 | -1,953 | $432.2K | -$173.9K | -7.9% |
| ISLAY CAPITAL MANAGEMENT, LLC | 15,876 | -2,985 | $298.2K | -$172.1K | -15.8% |
| Spire Wealth Management | 875 | -6,009 | $16.4K | -$155.2K | -87.3% |
| COMERICA BANK | 15,016 | -1,697 | $282.0K | -$134.6K | -10.2% |
| Cornerstone Wealth Management, LLC | 15,984 | -466 | $300.2K | -$109.9K | -2.8% |
| Essex Financial Services, Inc. | 17,750 | 0 | $333.3K | -$109.2K | 0.0% |
| OPPENHEIMER & CO INC | 16,611 | 0 | $312.0K | -$102.2K | 0.0% |
| Savvy Advisors, Inc. | 15,079 | 0 | $283.2K | -$92.7K | 0.0% |
| CSS LLC/IL | 13,460 | 0 | $252.8K | -$82.8K | 0.0% |
| Regal Investment Advisors LLC | 12,889 | 0 | $242.1K | -$79.3K | 0.0% |
| HARRIS ASSOCIATES L P | 10,000 | 0 | $187.8K | -$61.5K | 0.0% |
| MAI Capital Management | 10,000 | 0 | $187.8K | -$61.5K | 0.0% |
| Steward Partners Investment Advisory, LLC | 6,847 | 0 | $128.6K | -$42.1K | 0.0% |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | 4,500 | 0 | $84.5K | -$27.7K | 0.0% |
| US BANCORP \DE\ | 3,783 | 0 | $71.0K | -$23.3K | 0.0% |
| COHEN & STEERS, INC. | 962,789 | -90,987 | $18.1K | -$8.2K | -8.6% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 625 | 0 | $11.7K | -$3.8K | 0.0% |
| Atlantic Union Bankshares Corp | 600 | 0 | $11.3K | -$3.7K | 0.0% |
| Stolper Co | 24,444 | -23,410 | $459 | -$735 | -48.9% |
| WEDBUSH SECURITIES INC | 20,500 | -5,320 | $385 | -$259 | -20.6% |
| Janney Montgomery Scott LLC | 16,345 | -5,057 | $307 | -$227 | -23.6% |
| VESTOR CAPITAL, LLC | 354 | -2,146 | $47 | -$15 | -85.8% |
Sold Out(16)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Kovitz Investment Group Partners, LLC | 0 | -162,910 | $0 | -$4.1M | — |
| TORONTO DOMINION BANK | 0 | -105,323 | $0 | -$2.6M | — |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 0 | -15,828 | $0 | -$394.6K | — |
| Tanglewood Legacy Advisors, LLC | 0 | -13,449 | $0 | -$335.3K | — |
| Baird Financial Group, Inc. | 0 | -12,800 | $0 | -$319.1K | — |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | 0 | -11,804 | $0 | -$294.3K | — |
| Convergence Financial, LLC | 0 | -9,217 | $0 | -$229.8K | — |
| Warren Street Wealth Advisors, LLC | 0 | -9,000 | $0 | -$224.4K | — |
| WILEY BROS.-AINTREE CAPITAL, LLC | 0 | -8,898 | $0 | -$221.8K | — |
| IFG Advisory, LLC | 0 | -8,550 | $0 | -$213.2K | — |
| Cerity Partners LLC | 0 | -8,549 | $0 | -$213.1K | — |
| Cynosure Management, LLC | 0 | -8,526 | $0 | -$212.6K | — |
| Financial Perspectives, Inc | 0 | -3,240 | $0 | -$80.8K | — |
| Parallel Advisors, LLC | 0 | -1,724 | $0 | -$43.0K | — |
| JPMORGAN CHASE & CO | 0 | -300 | $0 | -$7.5K | — |
| Strategic Wealth Partners, Ltd. | 0 | -200 | $0 | -$5.0K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
New & Closed Positions this quarter
Closed Positions
16 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for PDX against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.