Institutional Manager · CIK 0001746382
Altium Capital Management LP
NEW YORK, NY · File #028-20820
Latest AUM
$25.3M
Positions
18
Top-10 Concentration
79.1%
Filings
13
Sector Allocation
Filing History
View all filings →- 13F HOLDINGS REPORTQ/E Dec 202518 pos · $25.3M
- 13F HOLDINGS REPORTQ/E Sep 20251 pos · $628,262
- 13F HOLDINGS REPORTQ/E Jun 20251 pos · $0
- 13F HOLDINGS REPORT (Amended)Q/E Mar 202524 pos · $41.5M
- 13F HOLDINGS REPORTQ/E Mar 202524 pos · $43.8M
- 13F HOLDINGS REPORTQ/E Dec 202467 pos · $352.6M
- 13F HOLDINGS REPORTQ/E Sep 202479 pos · $339.7M
- 13F HOLDINGS REPORTQ/E Jun 202468 pos · $245.1M
- 13F HOLDINGS REPORTQ/E Mar 202472 pos · $252.7M
- 13F HOLDINGS REPORTQ/E Dec 202372 pos · $191.7M
- 13F HOLDINGS REPORTQ/E Sep 202368 pos · $132.1M
- 13F HOLDINGS REPORTQ/E Jun 202391 pos · $180.1M
- 13F HOLDINGS REPORTQ/E Mar 202394 pos · $196.8M
Top 18 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | ASA GOLD AND PRECIOUS MTLS L | G3156P103 | 52,219 | $3.1M | 12.32% |
| 2 | ROYCE SMALL CAP TRUST INC | RVT | 192,509 | $3.1M | 12.25% |
| 3 | PIMCO DYNAMIC INCOME STRATEG | PDX | 151,007 | $2.8M | 11.21% |
| 4 | NEUBERGER NEXT GENERATION | NBXG | 169,873 | $2.5M | 9.70% |
| 5 | PIMCO CALIF MUN INCOME FD | 72200N106 | 259,092 | $2.3M | 8.94% |
| 6 | BNY MELLON STRATEGIC MUNS IN | 05588W108 | 262,052 | $1.7M | 6.59% |
| 7 | TRI CONTL CORP | 895436103 | 40,451 | $1.3M | 5.22% |
| 8 | GENERAL AMERN INVS CO INC | 368802104 | 20,845 | $1.2M | 4.84% |
| 9 | ALLIANCEBERNSTEIN NATL MUN I | 01864U106 | 96,849 | $1.0M | 4.14% |
| 10 | CALAMOS GBL DYN INCOME FUND | 12811L107 | 131,803 | $976,660 | 3.86% |
| 11 | MEXICO FD INC | 592835102 | 48,287 | $972,500 | 3.84% |
| 12 | NUVEEN DOW 30 DYNMC OVERWRT | NU | 60,998 | $930,829 | 3.68% |
| 13 | ROYCE MICRO-CAP TR INC | RMT | 87,078 | $908,224 | 3.59% |
| 14 | HIGHLAND OPPS & INCOME FD | HFRO-PB | 143,059 | $855,493 | 3.38% |
| 15 | MORGAN STANLEY INDIA INVT FD | MS-PQ | 29,210 | $729,666 | 2.88% |
| 16 | JAPAN SMALLER CAPITALIZATION | JOF | 39,775 | $440,707 | 1.74% |
| 17 | ENDRA LIFE SCIENCES INC | NDRA | 51,900 | $235,107 | 0.93% |
| 18 | DESTRA MULTI-ALTERNATIVE FD | 25065A502 | 24,559 | $220,294 | 0.87% |