Institutional Manager · CIK 0002034001

Convergence Financial, LLC

COLUMBIA, MO · File #028-24400

Latest AUM

$685.3M

Positions

190

Top-10 Concentration

51.2%

Filings

Portfolio Value Over Time

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	SELECT SECTOR SPDR TR	81369Y803	+61,276	+$8.8M	-$8.6M
NEW	ISHARES TR	46429B663	+37,760	+$4.6M	$0
REDUCE	SPDR S&P 500 ETF TR	SPY	-6,446	-$4.4M	+$165,575
ADD	SIMPLIFY EXCHANGE TRADED FUN	82889N525	+64,038	+$3.2M	+$19,676
NEW	MORGAN STANLEY ETF TRUST	MS-PQ	+92,487	+$3.0M	$0
NEW	GE VERNOVA INC	GEV	+4,138	+$2.7M	$0
EXITED	UNION PAC CORP	907818108	-9,719	-$2.3M	$0
REDUCE	FORTINET INC	FTNT	-23,415	-$1.9M	-$139,137
ADD	ISHARES TR	464287804	+15,248	+$1.8M	+$31,799
EXITED	FIDELITY COVINGTON TRUST	31609A206	-48,505	-$1.8M	$0

Sector Allocation

Technology

8.0%$55.0M

Financials

4.0%$27.5M

Consumer Discretionary

3.3%$22.8M

Healthcare

1.6%$11.2M

Industrials

1.4%$9.4M

Communication Services

0.9%$5.9M

0.4%$2.7M

0.2%$1.5M

0.2%$1.3M

0.2%$1.2M

Filing History

Feb 11, 202613F HOLDINGS REPORTQ/E Dec 2025190 pos · $685.3M
Nov 10, 202513F HOLDINGS REPORTQ/E Sep 2025188 pos · $665.9M
Aug 6, 202513F HOLDINGS REPORTQ/E Jun 2025179 pos · $581.6M
Apr 25, 202513F HOLDINGS REPORTQ/E Mar 2025167 pos · $509.2M
Feb 5, 202513F HOLDINGS REPORTQ/E Dec 2024159 pos · $501.4M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202423 pos · $96.2M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202438 pos · $224.0M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 2024157 pos · $470.9M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202428 pos · $135.7M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202449 pos · $242.2M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202431 pos · $168.4M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202422 pos · $91.2M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202422 pos · $93.2M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202429 pos · $162.7M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202421 pos · $96.8M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 202427 pos · $112.9M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 2024147 pos · $378.2M

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	SPDR SERIES TRUST	78464A409	542,690	$57.9M	9.87%
2	SPDR SERIES TRUST	78464A508	707,615	$40.2M	6.85%
3	SPDR SERIES TRUST	78464A649	1,299,020	$33.4M	5.70%
4	SPDR SERIES TRUST	78468R663	349,230	$31.9M	5.44%
5	SPDR SERIES TRUST	78464A839	306,362	$25.9M	4.42%
6	J P MORGAN EXCHANGE TRADED F	46641Q167	361,450	$25.9M	4.42%
7	SPDR SERIES TRUST	78464A821	269,100	$24.9M	4.24%
8	ISHARES TR	46432F396	83,838	$21.0M	3.58%
9	SIMPLIFY EXCHANGE TRADED FUN	82889N525	392,856	$19.8M	3.38%
10	FRANKLIN TEMPLETON ETF TR	FGDL	888,527	$19.2M	3.27%
11	SPDR SERIES TRUST	78464A300	211,141	$19.2M	3.27%
12	SPDR SERIES TRUST	78464A201	200,153	$18.9M	3.21%
13	SELECT SECTOR SPDR TR	81369Y803	123,768	$17.8M	3.04%
14	INVESCO EXCH TRADED FD TR II	IVZ	127,610	$13.5M	2.30%
15	CAPITAL GRP FIXED INCM ETF T	14020Y102	535,904	$12.1M	2.07%
16	NEUBERGER BERMAN ETF TRUST	64135A887	235,953	$12.1M	2.06%
17	TESLA INC	TSLA	26,152	$11.8M	2.00%
18	NVIDIA CORPORATION	NVDA	62,437	$11.6M	1.98%
19	APPLE INC	AAPL	40,371	$11.0M	1.87%
20	ISHARES TR	46435G326	119,357	$9.8M	1.68%