Institutional Manager · CIK 0001509510
Thomas J. Herzfeld Advisors, Inc.
MIAMI BEACH, FL · File #028-14375
Latest AUM
$295.6M
Positions
107
Top-10 Concentration
53.7%
Filings
15
Sector Allocation
Filing History
View all filings →- 13F HOLDINGS REPORTQ/E Dec 2025107 pos · $295.6M
- 13F HOLDINGS REPORTQ/E Sep 2025104 pos · $291.7M
- 13F HOLDINGS REPORTQ/E Jun 2025108 pos · $280.4M
- 13F HOLDINGS REPORTQ/E Mar 2025128 pos · $294.0M
- 13F HOLDINGS REPORTQ/E Dec 2024147 pos · $312.1M
- 13F HOLDINGS REPORTQ/E Sep 2024155 pos · $300.3M
- 13F HOLDINGS REPORTQ/E Jun 2024238 pos · $285.1M
- 13F HOLDINGS REPORTQ/E Mar 2024151 pos · $282.8M
- 13F HOLDINGS REPORTQ/E Dec 2023336 pos · $258.9M
- 13F HOLDINGS REPORT (Amended)Q/E Sep 20234 pos · $20.8M
- 13F HOLDINGS REPORT (Amended)Q/E Sep 2023327 pos · $230.3M
- 13F HOLDINGS REPORTQ/E Sep 2023327 pos · $230.3M
- 13F HOLDINGS REPORT (Amended)Q/E Jun 2023322 pos · $247.2M
- 13F HOLDINGS REPORTQ/E Jun 2023317 pos · $244.0M
- 13F HOLDINGS REPORTQ/E Mar 2023317 pos · $244.0M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | FS SPECIALTY LENDING FD | 644323107 | 2,050,866 | $29.0M | 10.02% |
| 2 | PIMCO DYNAMIC INCOME STRATEG | PDX | 1,305,721 | $24.5M | 8.47% |
| 3 | HIGHLAND OPPS & INCOME FD | HFRO-PB | 2,457,285 | $14.7M | 5.08% |
| 4 | SABA CAPITAL INCOME & OPPORT | BRW | 1,590,092 | $13.1M | 4.53% |
| 5 | HERZFELD CREDIT INCOME FUND | HERZ | 5,841,928 | $13.0M | 4.48% |
| 6 | SABA CAPITAL INCOME & OPRNT | 78518H202 | 1,834,714 | $12.9M | 4.44% |
| 7 | BLUEROCK PVT REAL ESTATE FD | 09631P102 | 854,779 | $12.8M | 4.43% |
| 8 | FS CREDIT OPPORTUNITIES CORP | FSCO | 1,899,781 | $12.0M | 4.13% |
| 9 | GUGGENHEIM STRATEGIC OPPORTU | GOF | 927,245 | $11.9M | 4.13% |
| 10 | PIMCO ACCESS INCOME FUND | PAXS | 747,910 | $11.4M | 3.95% |
| 11 | BROOKFIELD REAL ASSETS INCOM | RA | 772,267 | $10.0M | 3.46% |
| 12 | ASA GOLD AND PRECIOUS MTLS L | G3156P103 | 134,342 | $8.0M | 2.77% |
| 13 | SRH TOTAL RETURN FUND INC | STEW | 382,005 | $7.1M | 2.45% |
| 14 | NUVEEN FLOATING RATE INCOME | 67072T108 | 876,956 | $6.9M | 2.37% |
| 15 | DUFF & PHELPS UTLITY AND INF | 26433C105 | 469,477 | $6.0M | 2.06% |
| 16 | NEUBERGER NEXT GENERATION | NBXG | 412,390 | $6.0M | 2.06% |
| 17 | OXFORD LANE CAP CORP | OXLCZ | 399,466 | $5.8M | 2.02% |
| 18 | PGIM SHORT DUR HIG YLD OPP F | 69355J104 | 329,953 | $5.4M | 1.88% |
| 19 | BLACKROCK SCIENCE & TECHNOLO | BLK | 215,176 | $4.9M | 1.68% |
| 20 | PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | 345,432 | $4.8M | 1.65% |