13F QoQ Ownership Changes
NFJ Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 24 new · 33 added · 70 reduced · 16 exited
New Positions(24)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Focus Partners Wealth | 980,837 | +980,837 | $12.6M | +$12.6M | — |
| EVOLVE PRIVATE WEALTH, LLC | 173,050 | +173,050 | $2.2M | +$2.2M | — |
| WOLVERINE ASSET MANAGEMENT LLC | 108,877 | +108,877 | $1.4M | +$1.4M | — |
| Closed-End Fund Advisors, Inc. | 46,947 | +46,947 | $605.1K | +$605.1K | — |
| Ionic Capital Management LLC | 40,000 | +40,000 | $515.6K | +$515.6K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 39,471 | +39,471 | $508.8K | +$508.8K | — |
| SAX WEALTH ADVISORS, LLC | 36,035 | +36,035 | $464.5K | +$464.5K | — |
| Sanctuary Advisors, LLC | 28,921 | +28,921 | $372.8K | +$372.8K | — |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 21,551 | +21,551 | $277.8K | +$277.8K | — |
| Pinnacle Wealth Planning Services, Inc. | 19,547 | +19,547 | $252.0K | +$252.0K | — |
| Kovack Advisors, Inc. | 19,069 | +19,069 | $245.8K | +$245.8K | — |
| Vestmark Advisory Solutions, Inc. | 17,318 | +17,318 | $223.2K | +$223.2K | — |
| Procyon Advisors, LLC | 15,305 | +15,305 | $197.3K | +$197.3K | — |
| CARY STREET PARTNERS FINANCIAL LLC | 12,603 | +12,603 | $162.5K | +$162.5K | — |
| Equitable Holdings, Inc. | 10,330 | +10,330 | $133.2K | +$133.2K | — |
| CHESAPEAKE ASSET MANAGEMENT LLC | 8,593 | +8,593 | $102.5K | +$102.5K | — |
| Allworth Financial LP | 3,235 | +3,235 | $41.7K | +$41.7K | — |
| Arax Advisory Partners | 1,302 | +1,302 | $16.8K | +$16.8K | — |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 1,000 | +1,000 | $12.9K | +$12.9K | — |
| Modus Advisors, LLC | 500 | +500 | $6.4K | +$6.4K | — |
| Farther Finance Advisors, LLC | 452 | +452 | $5.8K | +$5.8K | — |
| FIFTH THIRD BANCORP | 87 | +87 | $1.1K | +$1.1K | — |
| M Holdings Securities, Inc. | 17,809 | +17,809 | $230 | +$230 | — |
| FMR LLC | 15 | +15 | $193 | +$193 | — |
Added To(33)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 8,640,031 | +1,132,073 | $111.4M | +$13.7M | 15.1% |
| Shaker Financial Services, LLC | 221,869 | +174,148 | $2.9M | +$2.2M | 364.9% |
| LPL Financial LLC | 735,756 | +95,006 | $9.5M | +$1.1M | 14.8% |
| NWF Advisory Services Inc. | 102,000 | +78,000 | $1.2M | +$919.7K | 325.0% |
| STIFEL FINANCIAL CORP | 1,289,025 | +59,136 | $16.6M | +$614.7K | 4.8% |
| Global Retirement Partners, LLC | 46,221 | +45,891 | $595.8K | +$591.5K | 13906.4% |
| COMMONWEALTH EQUITY SERVICES, LLC | 41,621 | +13,559 | $536.5K | +$536.1K | 48.3% |
| JANE STREET GROUP, LLC | 47,571 | +28,848 | $613.2K | +$369.6K | 154.1% |
| &PARTNERS | 42,036 | +28,273 | $541.8K | +$362.8K | 205.4% |
| Kestra Advisory Services, LLC | 121,725 | +28,180 | $1.6M | +$352.0K | 30.1% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 282,305 | +27,438 | $3.6M | +$323.1K | 10.8% |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 211,538 | +14,572 | $2.7M | +$164.2K | 7.4% |
| READYSTATE ASSET MANAGEMENT LP | 32,530 | +9,471 | $419.3K | +$119.3K | 41.1% |
| Cetera Investment Advisers | 57,824 | +7,282 | $745.3K | +$87.8K | 14.4% |
| Allspring Global Investments Holdings, LLC | 1,651,888 | +21,807 | $21.3M | +$85.5K | 1.3% |
| RAYMOND JAMES FINANCIAL INC | 434,459 | +10,221 | $5.6M | +$80.8K | 2.4% |
| NewEdge Advisors, LLC | 104,722 | +5,503 | $1.3M | +$59.0K | 5.5% |
| Advisor OS, LLC | 49,405 | +3,382 | $636.8K | +$38.1K | 7.3% |
| D.A. DAVIDSON & CO. | 92,782 | +3,711 | $1.2M | +$37.1K | 4.2% |
| UHLMANN PRICE SECURITIES, LLC | 42,151 | +967 | $543.3K | +$7.5K | 2.3% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,805 | +400 | $74.8K | +$4.5K | 7.4% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 22,949 | +515 | $295.8K | +$3.9K | 2.3% |
| WealthShield Partners, LLC | 48,901 | +742 | $630.3K | +$3.8K | 1.5% |
| Camelot Portfolios, LLC | 13,443 | +403 | $173.3K | +$3.6K | 3.1% |
| Vanguard Capital Wealth Advisors | 12,610 | +277 | $162.5K | +$2.1K | 2.2% |
| Berry Wealth Group, LP | 11,701 | +233 | $150.8K | +$1.6K | 2.0% |
| Stratos Wealth Partners, LTD. | 17,880 | +67 | $230.5K | -$1.3K | 0.4% |
| WPG Advisers, LLC | 7,372 | +12 | $95.0K | -$729 | 0.2% |
| Penserra Capital Management LLC | 541,612 | +50,114 | $7.0K | +$587 | 10.2% |
| SOA Wealth Advisors, LLC. | 704 | +16 | $9.1K | +$125 | 2.3% |
| Janney Montgomery Scott LLC | 17,833 | +617 | $230 | +$6 | 3.6% |
| Cambridge Investment Research Advisors, Inc. | 49,274 | +240 | $635 | -$3 | 0.5% |
| WEDBUSH SECURITIES INC | 10,426 | +83 | $134 | -$1 | 0.8% |
Reduced(70)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 487,016 | -733,016 | $6.3M | -$9.6M | -60.1% |
| BANK OF AMERICA CORP /DE/ | 2,913,921 | -469,812 | $37.6M | -$6.5M | -13.9% |
| Karpus Management, Inc. | 413,044 | -458,493 | $5.3M | -$6.0M | -52.6% |
| Royal Bank of Canada | 519,411 | -410,779 | $6.7M | -$4.7M | -44.2% |
| MORGAN STANLEY | 10,841,427 | -139,259 | $139.7M | -$3.1M | -1.3% |
| Invesco Ltd. | 1,282,479 | -212,001 | $16.5M | -$2.9M | -14.2% |
| Modern Wealth Management, LLC | 100,829 | -156,187 | $1.3M | -$2.0M | -60.8% |
| Advisors Asset Management, Inc. | 1,190,070 | -136,510 | $15.3M | -$1.9M | -10.3% |
| UBS Group AG | 313,249 | -62,506 | $4.0M | -$850.8K | -16.6% |
| ENVESTNET ASSET MANAGEMENT INC | 29,771 | -38,066 | $383.7K | -$498.8K | -56.1% |
| WELLS FARGO & COMPANY/MN | 390,131 | -28,886 | $5.0M | -$422.6K | -6.9% |
| Rockefeller Capital Management L.P. | 16,131 | -30,952 | $207.9K | -$404.6K | -65.7% |
| Pointe Capital Management LLC | 42,556 | -17,612 | $548.5K | -$234.2K | -29.3% |
| AMERIPRISE FINANCIAL INC | 11,879 | -9,589 | $153.1K | -$126.2K | -44.7% |
| Creative Planning | 195,498 | -7,442 | $2.5M | -$120.3K | -3.7% |
| CHOREO, LLC | 79,251 | -8,297 | $1.0M | -$113.5K | -9.5% |
| Integrated Wealth Concepts LLC | 132,359 | -7,220 | $1.7M | -$109.8K | -5.2% |
| BENJAMIN EDWARDS INC | 61,480 | -7,871 | $792.6K | -$109.8K | -11.3% |
| Mariner, LLC | 39,580 | -7,569 | $510.2K | -$103.2K | -16.1% |
| GUGGENHEIM CAPITAL LLC | 607,745 | -146 | $7.8M | -$74.8K | -0.0% |
| CAPSTONE INVESTMENT ADVISORS, LLC | 526,672 | 0 | $6.8M | -$63.2K | 0.0% |
| PNC Financial Services Group, Inc. | 10,423 | -4,555 | $134.4K | -$60.5K | -30.4% |
| Diversify Advisory Services, LLC | 32,769 | -5,100 | $435.8K | -$53.8K | -13.5% |
| MGO ONE SEVEN LLC | 10,661 | -3,913 | $137.4K | -$52.2K | -26.8% |
| Dakota Wealth Management | 11,119 | -3,491 | $143.3K | -$46.8K | -23.9% |
| OSAIC HOLDINGS, INC. | 184,841 | -1,893 | $2.4M | -$44.5K | -1.0% |
| HighTower Advisors, LLC | 13,330 | -2,194 | $171.8K | -$30.1K | -14.1% |
| STEPHENS INC /AR/ | 53,864 | -1,713 | $694.3K | -$28.8K | -3.1% |
| ASHTON THOMAS SECURITIES, LLC | 17,425 | -2,000 | $224.6K | -$28.1K | -10.3% |
| Pinnacle Bancorp, Inc. | 456 | -2,080 | $5.9K | -$27.1K | -82.0% |
| Capital Investment Advisors, LLC | 17,191 | -1,851 | $221.6K | -$26.1K | -9.7% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 46,771 | -2,057 | $617.8K | -$22.8K | -4.2% |
| Baird Financial Group, Inc. | 56,225 | -983 | $724.7K | -$19.5K | -1.7% |
| SEVEN MILE ADVISORY | 41,411 | -1,081 | $533.8K | -$19.0K | -2.5% |
| Opal Wealth Advisors, LLC | 74,520 | -728 | $960.6K | -$18.4K | -1.0% |
| ACCREDITED INVESTOR SERVICES, LLC | 49,472 | -866 | $637.7K | -$17.2K | -1.7% |
| COMERICA BANK | 27,502 | -574 | $354.5K | -$10.8K | -2.0% |
| Beckerman Institutional, LLC | 55,843 | -312 | $719.8K | -$10.8K | -0.6% |
| Merit Financial Group, LLC | 61,845 | -153 | $797.2K | -$9.4K | -0.2% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 16,100 | 0 | $207.5K | +$6.9K | 0.0% |
| HARBOUR INVESTMENTS, INC. | 150 | -507 | $1.9K | -$6.6K | -77.2% |
| Private Advisor Group, LLC | 22,217 | -241 | $286.4K | -$5.8K | -1.1% |
| Avidian Wealth Enterprises, LLC | 30,000 | 0 | $386.7K | -$3.6K | 0.0% |
| Venture Visionary Partners LLC | 27,990 | 0 | $360.8K | -$3.4K | 0.0% |
| Comprehensive Money Management Services LLC | 25,050 | 0 | $322.9K | -$3.0K | 0.0% |
| Occidental Asset Management, LLC | 16,895 | -42 | $217.8K | -$2.6K | -0.2% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 20,000 | 0 | $257.8K | -$2.4K | 0.0% |
| DAVENPORT & Co LLC | 18,472 | 0 | $238.1K | -$2.2K | 0.0% |
| ELEVATION POINT WEALTH PARTNERS, LLC | 17,318 | 0 | $223.2K | -$2.1K | 0.0% |
| COMMERCE BANK | 14,028 | 0 | $180.8K | -$1.7K | 0.0% |
| Alteri Wealth LLC | 13,893 | 0 | $179.1K | -$1.7K | 0.0% |
| Steward Partners Investment Advisory, LLC | 13,410 | 0 | $172.9K | -$1.6K | 0.0% |
| CHATHAM CAPITAL GROUP, INC. | 10,000 | 0 | $128.9K | -$1.2K | 0.0% |
| EverSource Wealth Advisors, LLC | 2,965 | -25 | $38.2K | -$681 | -0.8% |
| HIGHLINE WEALTH PARTNERS LLC | 250 | -50 | $3.2K | -$680 | -16.7% |
| Wealth Watch Advisors, INC | 1,485 | -21 | $19.1K | -$451 | -1.4% |
| Accordant Advisory Group Inc | 2,600 | 0 | $33.5K | -$312 | 0.0% |
| TD Waterhouse Canada Inc. | 1,800 | 0 | $23.1K | -$288 | 0.0% |
| United Community Bank | 1,650 | 0 | $21.3K | -$198 | 0.0% |
| Colonial Trust Co / SC | 8,863 | 0 | $112.6K | -$150 | 0.0% |
| Larson Financial Group LLC | 1,000 | 0 | $12.9K | -$120 | 0.0% |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 897 | 0 | $11.6K | -$108 | 0.0% |
| Tower Research Capital LLC (TRC) | 24 | -6 | $309 | -$81 | -20.0% |
| JPMORGAN CHASE & CO | 667 | 0 | $8.6K | -$80 | 0.0% |
| Fortis Group Advisors, LLC | 250 | 0 | $3.2K | -$30 | 0.0% |
| Key Financial Inc | 196 | 0 | $2.5K | -$28 | 0.0% |
| Thrivent Financial for Lutherans | 156,164 | 0 | $2.0K | -$19 | 0.0% |
| CWM, LLC | 3,183 | -788 | $41 | -$11 | -19.8% |
| TSFG, LLC | 1,000 | 0 | $13 | $0 | 0.0% |
| Polar Asset Management Partners Inc. | 181,243 | 0 | $2.4M | $0 | 0.0% |
Sold Out(16)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Kovitz Investment Group Partners, LLC | 0 | -1,044,538 | $0 | -$13.6M | — |
| Relyea Zuckerberg Hanson LLC | 0 | -26,801 | $0 | -$348.7K | — |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | 0 | -13,525 | $0 | -$176.0K | — |
| Laird Norton Wetherby Wealth Management, LLC | 0 | -12,996 | $0 | -$169.1K | — |
| TRANSCEND CAPITAL ADVISORS, LLC | 0 | -12,603 | $0 | -$164.0K | — |
| Pallas Capital Advisors LLC | 0 | -11,193 | $0 | -$145.6K | — |
| Caldwell Trust Co | 0 | -6,150 | $0 | -$74.1K | — |
| GPS Wealth Strategies Group, LLC | 0 | -2,146 | $0 | -$27.9K | — |
| Ameritas Advisory Services, LLC | 0 | -1,726 | $0 | -$22.5K | — |
| Future Financial Wealth Managment LLC | 0 | -1,500 | $0 | -$19.5K | — |
| Tortoise Investment Management, LLC | 0 | -1,036 | $0 | -$13.5K | — |
| Wealthspire Advisors, LLC | 0 | -750 | $0 | -$9.8K | — |
| SIT INVESTMENT ASSOCIATES INC | 0 | -193,980 | $0 | -$2.5K | — |
| Moisand Fitzgerald Tamayo, LLC | 0 | -158 | $0 | -$2.1K | — |
| PARK AVENUE SECURITIES LLC | 0 | -43,304 | $0 | -$563 | — |
| ASSETMARK, INC | 0 | -23 | $0 | -$299 | — |