Institutional Manager · CIK 0000771572
ASHTON THOMAS SECURITIES, LLC
ROCHESTER, NY · File #028-24293
Latest AUM
$526.7M
Positions
297
Top-10 Concentration
49.9%
Filings
7
Portfolio Value Over Time
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| EXITED | ISHARES TR | 464287200 | -30,902 | -$20.6M | $0 |
| EXITED | ISHARES INC | 46434G103 | -237,412 | -$15.7M | $0 |
| EXITED | ISHARES TR | 46434V613 | -253,548 | -$11.8M | $0 |
| EXITED | ISHARES TR | 464287226 | -109,264 | -$11.0M | $0 |
| EXITED | ISHARES TR | 46432F842 | -121,413 | -$10.6M | $0 |
| EXITED | VISA INC | 92826C839 | -25,482 | -$8.7M | $0 |
| EXITED | ISHARES TR | 464287614 | -14,312 | -$6.7M | $0 |
| EXITED | ISHARES TR | 464287309 | -53,534 | -$6.5M | $0 |
| EXITED | ISHARES TR | 46432F339 | -30,430 | -$5.9M | $0 |
| EXITED | ISHARES TR | 464288877 | -84,964 | -$5.8M | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025297 pos · $526.7M
- 13F HOLDINGS REPORTQ/E Sep 2025403 pos · $716.3M
- 13F HOLDINGS REPORTQ/E Jun 2025284 pos · $413.3M
- 13F HOLDINGS REPORTQ/E Mar 2025263 pos · $360.5M
- 13F HOLDINGS REPORTQ/E Dec 2024259 pos · $364.2M
- 13F HOLDINGS REPORTQ/E Sep 20241,240 pos · $514.6M
- 13F HOLDINGS REPORTQ/E Jun 2024288 pos · $414.9M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS S&P 500 ETF SHS NEW | 922908363 | 73,806 | $46.3M | 12.95% |
| 2 | INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR INVESCO RUSSELL 1000 MULTIFACTOR ETF | IVZ | 374,012 | $22.9M | 6.39% |
| 3 | NVIDIA CORP COM | NVDA | 113,322 | $21.1M | 5.91% |
| 4 | INVESCO EXCHANGE-TRADED FD TR S&P 500 TOP 50 ETF | IVZ | 340,506 | $20.2M | 5.65% |
| 5 | MICROSOFT CORP COM | MSFT | 30,807 | $14.9M | 4.17% |
| 6 | VANGUARD INTL FD FTSE DEVELOPED MKTS ETF | 921943858 | 198,176 | $12.4M | 3.46% |
| 7 | INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR INTL DEVELOPED ETF | IVZ | 386,941 | $11.5M | 3.22% |
| 8 | META PLATFORMS INC CL A | META | 15,330 | $10.1M | 2.83% |
| 9 | APPLE INC COM | AAPL | 36,667 | $10.0M | 2.79% |
| 10 | AMAZON COM INC COM | AMZN | 38,359 | $8.9M | 2.48% |
| 11 | ALPHABET INC CL A | GOOG | 26,935 | $8.4M | 2.36% |
| 12 | VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS | 92206C870 | 97,927 | $8.2M | 2.29% |
| 13 | VANGUARD MUN BD FDS TAX-EXEMPT BD INDEX FD ETF | 922907746 | 162,940 | $8.2M | 2.29% |
| 14 | BLACKROCK ETF TR ISHARES U S EQUITY FACTOR ROTATION ACTIVE ETF | BLK | 131,679 | $8.0M | 2.23% |
| 15 | LITMAN GREGORY FDS TR IMGP DBI MANAGED FUTURE STRATEGY ETF | 53700T827 | 270,686 | $7.6M | 2.12% |
| 16 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 14,637 | $7.4M | 2.06% |
| 17 | INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FD TR TOTAL RETURN BD | IVZ | 152,012 | $7.2M | 2.02% |
| 18 | FIRST TR EXCHANGE-TRADED FD III MUNICIPAL HIGH INCOME ETF | 33739P301 | 136,878 | $6.6M | 1.84% |
| 19 | TESLA INC COM | TSLA | 12,863 | $5.8M | 1.62% |
| 20 | MCKESSON CORP COM | MCK | 6,856 | $5.6M | 1.58% |