Institutional Manager · CIK 0001475045

CARY STREET PARTNERS FINANCIAL LLC

RICHMOND, VA · File #028-23044

Latest AUM

$4.04B

Positions

1,374

Top-10 Concentration

38.8%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
REDUCE	CAPITAL GROUP DIVIDEND VALUE ETF	14020W106	-577,227	-$25.2M	+$930,998
REDUCE	WisdomTree Equity Premium Income Fund - WTPI	WT	-725,293	-$23.9M	-$242,987
NEW	NEUBERGER OPTION STRATEGY ETF	64135A705	+766,138	+$20.9M	$0
ADD	NASDAQ INC COM	NDAQ	+155,411	+$15.1M	+$105
REDUCE	QUANTA SVCS INC COM	74762E102	-34,623	-$14.6M	+$262,450
ADD	PALO ALTO NETWORKS INC COM	PANW	+74,163	+$13.7M	-$39
ADD	ISHARES MSCI EAFE GROWTH ETF	464288885	+113,306	+$12.9M	+$2,883
REDUCE	ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF	464288646	-222,602	-$11.8M	-$33,202
ADD	ISHARES MSCI EAFE VALUE ETF	464288877	+146,745	+$10.5M	+$682,235
ADD	VERTEX PHARMACEUTICALS INC COM	VRTX	+22,353	+$10.1M	+$124

Sector Allocation

11.3%$458.0M

6.2%$250.3M

5.2%$210.5M

3.8%$154.6M

Consumer Discretionary

2.9%$117.9M

Consumer Staples

1.4%$54.6M

Energy

1.3%$52.1M

Materials

0.9%$38.5M

Communication Services

0.7%$26.5M

Utilities

0.6%$23.2M

Real Estate

0.1%$2.4M

Filing History

Feb 9, 202613F HOLDINGS REPORTQ/E Dec 20251,374 pos · $4.04B
Nov 10, 202513F HOLDINGS REPORTQ/E Sep 20251,373 pos · $3.85B
Aug 13, 202513F HOLDINGS REPORTQ/E Jun 20251,374 pos · $3.56B
May 9, 202513F HOLDINGS REPORTQ/E Mar 20251,331 pos · $3.16B
Feb 14, 202513F HOLDINGS REPORTQ/E Dec 20241,247 pos · $3.07B
Oct 30, 202413F NOTICEQ/E Sep 2024— pos · $0
Jul 22, 202413F NOTICEQ/E Jun 2024— pos · $0
Apr 30, 202413F NOTICEQ/E Mar 2024— pos · $0
Nov 14, 202313F NOTICEQ/E Dec 2023— pos · $0

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	APPLE INC COM	AAPL	438,708	$119.3M	7.08%
2	MICROSOFT CORP COM	MSFT	177,332	$85.8M	5.09%
3	VANGUARD VALUE ETF	922908744	401,773	$76.7M	4.55%
4	VANGUARD GROWTH ETF	922908736	152,310	$64.1M	3.80%
5	ALPHABET INC CAP STK CL C	GOOG	204,048	$64.0M	3.80%
6	Fairlead Tactical Sector ETF	14064D550	2,040,999	$61.2M	3.63%
7	ALPHABET INC CAP STK CL A	GOOG	154,731	$48.4M	2.87%
8	VANGUARD VALUE ETF	922908744	245,784	$46.9M	2.79%
9	AMAZON COM INC COM	AMZN	199,333	$46.0M	2.73%
10	VANGUARD TOTAL STOCK MARKET ETF	922908769	124,142	$41.6M	2.47%
11	BERKSHIRE HATHAWAY INC DEL CL B NEW	BRK-A	80,040	$40.2M	2.39%
12	VANGUARD GROWTH ETF	922908736	78,716	$38.4M	2.28%
13	PGIM PORTFOLIO BALLAST ETF	69344A859	1,226,896	$37.9M	2.25%
14	JPMORGAN EQUITY PREMIUM INCOME ETF	46641Q332	627,100	$35.9M	2.13%
15	JPMORGAN ACTIVE GROWTH ETF	46654Q609	376,145	$34.9M	2.07%
16	TCW FLEXIBLE INCOME ETF	29287L700	850,041	$33.7M	2.00%
17	NVIDIA CORPORATION COM	NVDA	178,982	$33.4M	1.98%
18	STATE STR SPDR S&P 500 ETF TR TR UNIT	SPY	47,273	$32.2M	1.91%
19	VANGUARD SMALL-CAP ETF	922908751	119,997	$31.0M	1.84%
20	ISHARES MSCI EAFE GROWTH ETF	464288885	265,096	$30.2M	1.79%