13F QoQ Ownership Changes
NBXG Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 28 new · 35 added · 34 reduced · 6 exited
New Positions(28)
Added To(35)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| MORGAN STANLEY | 6,265,820 | +577,847 | $90.5M | +$3.0M | 10.2% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 965,954 | +129,436 | $13.9M | +$1.1M | 15.5% |
| Bulldog Investors, LLP | 1,168,126 | +31,140 | $16.9M | -$619.1K | 2.7% |
| Quantedge Capital Pte Ltd | 106,962 | +43,500 | $1.5M | +$568.5K | 68.5% |
| JANE STREET GROUP, LLC | 61,039 | +37,344 | $881.4K | +$517.0K | 157.6% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 360,641 | +43,271 | $5.2M | +$326.5K | 13.6% |
| Private Advisor Group, LLC | 101,491 | +21,260 | $1.5M | +$231.6K | 26.5% |
| OSAIC HOLDINGS, INC. | 91,296 | +18,169 | $1.3M | +$212.4K | 24.8% |
| JPMORGAN CHASE & CO | 15,000 | +13,780 | $216.6K | +$197.8K | 1129.5% |
| STIFEL FINANCIAL CORP | 146,049 | +21,039 | $2.1M | +$186.3K | 16.8% |
| Thomas J. Herzfeld Advisors, Inc. | 412,390 | +18,179 | $6.0M | -$108.1K | 4.6% |
| Advisors Asset Management, Inc. | 174,352 | +5,998 | $2.5M | -$71.6K | 3.6% |
| Cornerstone Wealth Management, LLC | 134,527 | +4,750 | $1.9M | -$53.4K | 3.7% |
| RAYMOND JAMES FINANCIAL INC | 149,590 | +6,211 | $2.2M | -$45.1K | 4.3% |
| Focus Financial Network, Inc. | 13,455 | +3,410 | $194.3K | +$39.8K | 33.9% |
| KINGSWOOD WEALTH ADVISORS, LLC | 46,785 | +495 | $675.6K | -$36.4K | 1.1% |
| Bank of New York Mellon Corp | 37,080 | +1 | $535.4K | -$34.8K | 0.0% |
| NewEdge Advisors, LLC | 60,421 | +5,249 | $872.5K | +$23.9K | 9.5% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 412,066 | +14,341 | $6.1M | -$22.6K | 3.6% |
| Advisory Services Network, LLC | 19,799 | +2,285 | $285.9K | +$16.5K | 13.0% |
| TRUIST FINANCIAL CORP | 12,139 | +49 | $175.3K | -$10.6K | 0.4% |
| Rockefeller Capital Management L.P. | 4,266 | +837 | $61.6K | +$8.9K | 24.4% |
| Compound Planning, Inc. | 44,386 | +2,230 | $640.9K | -$7.4K | 5.3% |
| IEQ CAPITAL, LLC | 12,416 | +297 | $179.3K | -$7.1K | 2.5% |
| Creative Planning | 11,122 | +249 | $160.6K | -$6.6K | 2.3% |
| FLAGSHIP HARBOR ADVISORS, LLC | 58,284 | +3,147 | $841.6K | -$6.4K | 5.7% |
| Stratos Wealth Advisors, LLC | 11,500 | +500 | $166.1K | -$3.1K | 4.5% |
| Arax Advisory Partners | 10,436 | +460 | $150.7K | -$2.7K | 4.6% |
| Steward Partners Investment Advisory, LLC | 6,743 | +541 | $97.4K | +$2.0K | 8.7% |
| WPG Advisers, LLC | 715 | +130 | $10.3K | +$1.3K | 22.2% |
| Invesco Ltd. | 40,677 | +2,543 | $587.4K | +$875 | 6.7% |
| Estabrook Capital Management | 985 | +24 | $14.2K | -$557 | 2.5% |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 24,638 | +1,542 | $355.8K | +$552 | 6.7% |
| Penserra Capital Management LLC | 466,972 | +43,241 | $6.7K | +$227 | 10.2% |
| CWM, LLC | 22,276 | +24 | $322 | -$20 | 0.1% |
Reduced(34)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 7,695,235 | -26,169 | $111.1M | -$7.6M | -0.3% |
| Royal Bank of Canada | 498,252 | -448,695 | $7.2M | -$5.3M | -47.4% |
| WELLS FARGO & COMPANY/MN | 1,166,183 | -268,499 | $16.8M | -$5.2M | -18.7% |
| Karpus Management, Inc. | 3,075,844 | -124,711 | $44.4M | -$4.8M | -3.9% |
| LAZARD ASSET MANAGEMENT LLC | 2,179,106 | 0 | $31.5M | -$2.0M | 0.0% |
| UBS Group AG | 928,197 | -51,204 | $13.4M | -$1.7M | -5.2% |
| TWO SIGMA INVESTMENTS, LP | 90,765 | -99,251 | $1.3M | -$1.6M | -52.2% |
| BANK OF AMERICA CORP /DE/ | 899,633 | -20,826 | $13.0M | -$1.2M | -2.3% |
| CAPSTONE INVESTMENT ADVISORS, LLC | 477,748 | 0 | $6.9M | -$449.1K | 0.0% |
| COMMONWEALTH EQUITY SERVICES, LLC | 22,604 | -141 | $326.4K | +$326.1K | -0.6% |
| Allspring Global Investments Holdings, LLC | 205,289 | -5,024 | $3.0M | -$270.2K | -2.4% |
| OPPENHEIMER & CO INC | 67,760 | -11,122 | $978.5K | -$234.8K | -14.1% |
| CORRADO ADVISORS, LLC | 168,155 | -3,829 | $2.4M | -$217.0K | -2.2% |
| J.W. COLE ADVISORS, INC. | 10,133 | -12,262 | $146.3K | -$198.1K | -54.8% |
| AMERIFLEX GROUP, INC. | 9,950 | -12,050 | $143.7K | -$194.7K | -54.8% |
| PNC Financial Services Group, Inc. | 47,045 | -5,200 | $679.3K | -$124.2K | -9.9% |
| Matisse Capital | 129,790 | 0 | $1.9M | -$122.0K | 0.0% |
| Beverly Hills Private Wealth, LLC | 116,817 | -586 | $1.7M | -$118.8K | -0.5% |
| Concorde Asset Management, LLC | 57,780 | -1,300 | $834.3K | -$76.1K | -2.2% |
| LPL Financial LLC | 78,567 | -19 | $1.1M | -$74.2K | -0.0% |
| COMERICA BANK | 4,873 | -4,441 | $70.4K | -$72.9K | -47.7% |
| Dakota Wealth Management | 63,975 | -455 | $923.8K | -$67.1K | -0.7% |
| Claro Advisors LLC | 53,004 | -736 | $765.4K | -$61.1K | -1.4% |
| AlphaStar Capital Management, LLC | 30,208 | -1,317 | $436.2K | -$48.7K | -4.2% |
| HighTower Advisors, LLC | 31,011 | -994 | $447.8K | -$44.4K | -3.1% |
| Pathstone Holdings, LLC | 25,174 | -1,141 | $363.5K | -$41.2K | -4.3% |
| MILLENNIUM MANAGEMENT LLC | 19,145 | 0 | $276.5K | -$18.0K | 0.0% |
| HARBOUR INVESTMENTS, INC. | 10,695 | 0 | $154.4K | -$10.1K | 0.0% |
| CAPTRUST FINANCIAL ADVISORS | 10,295 | 0 | $148.7K | -$9.7K | 0.0% |
| SIT INVESTMENT ASSOCIATES INC | 1,018,961 | -405,020 | $14.7K | -$7.2K | -28.4% |
| GABLES CAPITAL MANAGEMENT INC. | 1,473 | 0 | $21.3K | -$1.4K | 0.0% |
| NBC SECURITIES, INC. | 1,170 | 0 | $16.9K | -$1.1K | 0.0% |
| CoreCap Advisors, LLC | 1,150 | 0 | $16.6K | -$1.1K | 0.0% |
| COHEN & STEERS, INC. | 17,928 | 0 | $259 | -$17 | 0.0% |
Sold Out(6)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Newbridge Financial Services Group, Inc. | 0 | -43,156 | $0 | -$663.7K | — |
| Walleye Capital LLC | 0 | -23,825 | $0 | -$366.4K | — |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | 0 | -15,119 | $0 | -$232.5K | — |
| Corient Private Wealth LLC | 0 | -14,084 | $0 | -$216.6K | — |
| Ameritas Advisory Services, LLC | 0 | -7,530 | $0 | -$115.8K | — |
| WEDBUSH SECURITIES INC | 0 | -11,625 | $0 | -$179 | — |