13F QoQ Ownership Changes
CLM Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 20 new · 50 added · 57 reduced · 15 exited
New Positions(20)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Kovack Advisors, Inc. | 211,213 | +211,213 | $1.8M | +$1.8M | — |
| Savvy Advisors, Inc. | 108,760 | +108,760 | $909.2K | +$909.2K | — |
| EP Wealth Advisors, LLC | 28,732 | +28,732 | $240.2K | +$240.2K | — |
| Sanctuary Advisors, LLC | 19,615 | +19,615 | $164.0K | +$164.0K | — |
| Corient Private Wealth LLC | 15,177 | +15,177 | $126.9K | +$126.9K | — |
| GOLDMAN SACHS GROUP INC | 15,000 | +15,000 | $125.4K | +$125.4K | — |
| Allworth Financial LP | 11,910 | +11,910 | $99.6K | +$99.6K | — |
| Focus Partners Wealth | 10,189 | +10,189 | $85.2K | +$85.2K | — |
| Aventura Private Wealth, LLC | 7,500 | +7,500 | $61.5K | +$61.5K | — |
| BANK OF AMERICA CORP /DE/ | 3,895 | +3,895 | $32.6K | +$32.6K | — |
| Spire Wealth Management | 3,572 | +3,572 | $29.9K | +$29.9K | — |
| JPMORGAN CHASE & CO | 3,032 | +3,032 | $25.4K | +$25.4K | — |
| Garton & Associates Financial Advisors LLC | 2,500 | +2,500 | $20.9K | +$20.9K | — |
| IFP Advisors, Inc | 2,000 | +2,000 | $16.6K | +$16.6K | — |
| Parallel Advisors, LLC | 1,941 | +1,941 | $16.2K | +$16.2K | — |
| World Investment Advisors | 19,654 | +19,654 | $6.9K | +$6.9K | — |
| Parvin Asset Management, LLC | 67 | +67 | $560 | +$560 | — |
| TUCKER ASSET MANAGEMENT LLC | 14 | +14 | $118 | +$118 | — |
| Roble, Belko & Company, Inc | 898 | +898 | $8 | +$8 | — |
| CWM, LLC | 165 | +165 | $1 | +$1 | — |
Added To(50)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| PFG Investments, LLC | 2,997,808 | +2,958,789 | $25.1M | +$24.7M | 7582.9% |
| Quarry LP | 1,235,307 | +962,972 | $10.3M | +$8.1M | 353.6% |
| LPL Financial LLC | 1,802,318 | +350,079 | $15.1M | +$3.0M | 24.1% |
| COMMONWEALTH EQUITY SERVICES, LLC | 284,559 | +28,405 | $2.4M | +$2.4M | 11.1% |
| Sculptor Capital LP | 2,967,736 | +155,286 | $24.8M | +$1.5M | 5.5% |
| Cetera Investment Advisers | 1,200,246 | +133,163 | $10.0M | +$1.2M | 12.5% |
| Stratos Wealth Partners, LTD. | 626,085 | +117,607 | $5.2M | +$1.0M | 23.1% |
| WJ Financial Advisors LLC | 263,015 | +112,116 | $2.2M | +$949.4K | 74.3% |
| JANE STREET GROUP, LLC | 180,282 | +112,742 | $1.5M | +$947.9K | 166.9% |
| MORGAN STANLEY | 558,877 | +57,973 | $4.7M | +$524.7K | 11.6% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 87,877 | +47,915 | $734.7K | +$403.8K | 119.9% |
| Baird Financial Group, Inc. | 160,360 | +43,980 | $1.3M | +$377.0K | 37.8% |
| RAYMOND JAMES FINANCIAL INC | 367,470 | +21,892 | $3.1M | +$210.7K | 6.3% |
| EVOLUTION WEALTH MANAGEMENT INC. | 38,850 | +19,425 | $323.2K | +$162.4K | 100.0% |
| Perennial Investment Advisors, LLC | 465,564 | +10,661 | $3.9M | +$125.5K | 2.3% |
| BlackRock, Inc. | 41,258 | +12,054 | $344.9K | +$103.1K | 41.3% |
| Pathstone Holdings, LLC | 33,089 | +12,077 | $276.6K | +$102.6K | 57.5% |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 91,109 | +7,673 | $761.7K | +$70.8K | 9.2% |
| CreativeOne Wealth, LLC | 76,189 | +7,109 | $636.9K | +$65.0K | 10.3% |
| Mariner, LLC | 20,890 | +7,196 | $174.6K | +$61.3K | 52.5% |
| Pasadena Private Wealth, LLC | 20,457 | +6,343 | $171.0K | +$54.2K | 44.9% |
| Cable Car Capital, LP | 661,683 | +69 | $5.5M | +$53.5K | 0.0% |
| Dynamic Advisor Solutions LLC | 44,746 | +5,799 | $374.1K | +$51.6K | 14.9% |
| ASSETMARK, INC | 7,960 | +5,989 | $66.5K | +$50.2K | 303.9% |
| Prospera Financial Services Inc | 87,691 | +5,026 | $733.1K | +$48.6K | 6.1% |
| ENVESTNET ASSET MANAGEMENT INC | 50,276 | +4,844 | $420.3K | +$44.1K | 10.7% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 34,039 | +4,890 | $288.0K | +$43.4K | 16.8% |
| AE Wealth Management LLC | 71,903 | +4,286 | $601.1K | +$41.2K | 6.3% |
| Aptus Capital Advisors, LLC | 201,751 | +2,684 | $1.7M | +$38.4K | 1.3% |
| NewEdge Advisors, LLC | 16,919 | +4,237 | $141.4K | +$36.4K | 33.4% |
| Meridian Wealth Management, LLC | 19,459 | +4,176 | $162.7K | +$36.1K | 27.3% |
| WINEBRENNER CAPITAL MANAGEMENT LLC | 136,754 | +3,000 | $1.1M | +$35.8K | 2.2% |
| Private Advisor Group, LLC | 53,982 | +3,010 | $451.3K | +$29.2K | 5.9% |
| Garden State Investment Advisory Services LLC | 52,080 | +2,841 | $435.5K | +$27.8K | 5.8% |
| BECKER CAPITAL MANAGEMENT INC | 19,471 | +1,841 | $162.8K | +$16.8K | 10.4% |
| FIRETHORN WEALTH PARTNERS, LLC | 19,762 | +1,837 | $165.2K | +$16.8K | 10.2% |
| Arax Advisory Partners | 3,731 | +1,808 | $31.2K | +$15.3K | 94.0% |
| CoreCap Advisors, LLC | 42,400 | +767 | $354.5K | +$9.7K | 1.8% |
| HF Advisory Group, LLC | 23,575 | +830 | $197.1K | +$8.8K | 3.6% |
| Farther Finance Advisors, LLC | 5,804 | +1,000 | $48.5K | +$8.7K | 20.8% |
| Kestra Advisory Services, LLC | 33,841 | +653 | $282.9K | +$8.1K | 2.0% |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 12,516 | +653 | $104.6K | +$6.9K | 5.5% |
| Larson Financial Group LLC | 12,077 | +499 | $101.0K | +$5.1K | 4.3% |
| OneDigital Investment Advisors LLC | 10,760 | +500 | $90.0K | +$5.0K | 4.9% |
| Buska Wealth Management, LLC | 28,633 | +316 | $239.4K | +$4.9K | 1.1% |
| MGO ONE SEVEN LLC | 35,471 | +88 | $296.5K | +$3.6K | 0.2% |
| Capital CS Group, LLC | 16,539 | +252 | $138.3K | +$3.4K | 1.5% |
| Sunbelt Securities, Inc. | 1,463 | +76 | $12.2K | +$750 | 5.5% |
| Cambridge Investment Research Advisors, Inc. | 561,577 | +36,309 | $4.7K | +$346 | 6.9% |
| TSFG, LLC | 2,552 | +133 | $21 | +$1 | 5.5% |
Reduced(57)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Alpine Global Management, LLC | 1,139,813 | -5,853,967 | $9.5M | -$48.4M | -83.7% |
| BOOTHBAY FUND MANAGEMENT, LLC | 1,285,340 | -5,123,212 | $10.7M | -$42.3M | -79.9% |
| Yakira Capital Management, Inc. | 487,207 | -534,446 | $4.1M | -$4.4M | -52.3% |
| AMERIFLEX GROUP, INC. | 28,000 | -36,600 | $234.1K | -$300.8K | -56.6% |
| OSAIC HOLDINGS, INC. | 3,371,147 | -113,519 | $28.2M | -$188.9K | -3.3% |
| Creative Planning | 178,086 | -20,858 | $1.5M | -$158.5K | -10.5% |
| MILLENNIUM MANAGEMENT LLC | 10,171 | -16,403 | $85.0K | -$135.0K | -61.7% |
| StoneX Group Inc. | 142,949 | -16,133 | $1.2M | -$122.1K | -10.1% |
| Redhawk Wealth Advisors, Inc. | 11,892 | -12,862 | $99.4K | -$105.6K | -52.0% |
| A4 Wealth Advisors LLC | 15,972 | -11,772 | $133.5K | -$96.2K | -42.4% |
| BENJAMIN EDWARDS INC | 77,735 | -12,097 | $649.9K | -$93.9K | -13.5% |
| Thomas J. Herzfeld Advisors, Inc. | 1,060 | -8,479 | $8.9K | -$70.1K | -88.9% |
| HighTower Advisors, LLC | 60,900 | -7,868 | $509.1K | -$60.3K | -11.4% |
| UBS Group AG | 17,634 | -5,756 | $147.4K | -$46.2K | -24.6% |
| J.W. COLE ADVISORS, INC. | 219,637 | -4,515 | $1.8M | -$46.2K | -2.0% |
| MONEY CONCEPTS CAPITAL CORP | 10,601 | -5,300 | $88.6K | -$43.0K | -33.3% |
| Vantage Financial Partners, LLC | 16,927 | -4,348 | $141.5K | -$34.7K | -20.4% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,908 | -3,739 | $16.0K | -$30.8K | -66.2% |
| STIFEL FINANCIAL CORP | 46,859 | -3,672 | $391.7K | -$26.7K | -7.3% |
| Royal Bank of Canada | 1,000 | -2,720 | $8.0K | -$21.0K | -73.1% |
| Summit Financial, LLC | 19,427 | -2,360 | $162.4K | -$18.0K | -10.8% |
| INTEGRITY ALLIANCE, LLC. | 17,642 | -2,320 | $147.5K | -$17.8K | -11.6% |
| Encompass More Asset Management | 80,973 | -2,853 | $676.9K | -$17.1K | -3.4% |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 24,909 | -1,847 | $208.2K | -$13.3K | -6.9% |
| SIT INVESTMENT ASSOCIATES INC | 4,640,226 | -1,336,818 | $38.8K | -$10.7K | -22.4% |
| Chicago Partners Investment Group LLC | 25,432 | -804 | $211.1K | -$6.1K | -3.1% |
| SeaCrest Wealth Management, LLC | 29,922 | -568 | $252.5K | -$6.0K | -1.9% |
| TORONTO DOMINION BANK | 50,000 | 0 | $418.0K | +$4.0K | 0.0% |
| MAI Capital Management | 600 | -359 | $5.0K | -$2.9K | -37.4% |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 34,913 | 0 | $291.9K | +$2.8K | 0.0% |
| OneAscent Family Office, LLC | 34,000 | 0 | $284.2K | +$2.7K | 0.0% |
| Rockefeller Capital Management L.P. | 26,634 | -522 | $222.7K | -$2.2K | -1.9% |
| Sequoia Financial Advisors, LLC | 21,400 | 0 | $178.9K | +$1.7K | 0.0% |
| NBC SECURITIES, INC. | 18,455 | 0 | $154.3K | +$1.5K | 0.0% |
| AMERIPRISE FINANCIAL INC | 15,916 | -14 | $133.1K | +$1.2K | -0.1% |
| DAVENPORT & Co LLC | 12,773 | 0 | $106.8K | +$1.0K | 0.0% |
| HARBOR INVESTMENT ADVISORY, LLC | 11,204 | 0 | $93.7K | +$896 | 0.0% |
| Kingsview Wealth Management, LLC | 10,000 | 0 | $83.6K | +$800 | 0.0% |
| Valmark Advisers, Inc. | 10,000 | 0 | $83.6K | +$800 | 0.0% |
| Marshall Financial Group, LLC | 10,000 | 0 | $83.6K | +$800 | 0.0% |
| Sound Income Strategies, LLC | 4,864 | 0 | $40.6K | -$632 | 0.0% |
| Anfield Capital Management, LLC | 6,528 | 0 | $54.6K | +$522 | 0.0% |
| US BANCORP \DE\ | 6,505 | 0 | $54.4K | +$521 | 0.0% |
| Atlantic Union Bankshares Corp | 5,500 | 0 | $46.0K | +$440 | 0.0% |
| PNC Financial Services Group, Inc. | 1,250 | 0 | $10.4K | +$100 | 0.0% |
| Avalon Trust Co | 1,000 | 0 | $8.4K | +$80 | 0.0% |
| DUNCKER STREETT & CO INC | 1,000 | 0 | $8.4K | +$80 | 0.0% |
| GODSEY & GIBB, INC | 1,000 | 0 | $8.4K | +$80 | 0.0% |
| GoalVest Advisory LLC | 928 | 0 | $7.8K | +$74 | 0.0% |
| COHEN & STEERS, INC. | 654,931 | -15,000 | $5.5K | -$72 | -2.2% |
| HIGHLINE WEALTH PARTNERS LLC | 400 | 0 | $3.3K | +$32 | 0.0% |
| WELLS FARGO & COMPANY/MN | 2 | -3 | $18 | -$25 | -60.0% |
| Thrivent Financial for Lutherans | 145,939 | 0 | $1.2K | +$12 | 0.0% |
| HARBOUR INVESTMENTS, INC. | 38 | 0 | $318 | +$3 | 0.0% |
| WEDBUSH SECURITIES INC | 17,150 | 0 | $143 | +$1 | 0.0% |
| Steward Partners Investment Advisory, LLC | 1 | 0 | $4 | $0 | 0.0% |
| DANSKE BANK A/S | 2 | 0 | $17 | $0 | 0.0% |
Sold Out(15)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | -1,011,315 | $0 | -$8.4M | — |
| Strategic Financial Concepts, LLC | 0 | -66,200 | $0 | -$548.1K | — |
| Fisher Asset Management, LLC | 0 | -25,604 | $0 | -$212.0K | — |
| CITADEL ADVISORS LLC | 0 | -25,111 | $0 | -$207.9K | — |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 0 | -12,100 | $0 | -$100.2K | — |
| Integrated Wealth Concepts LLC | 0 | -11,805 | $0 | -$97.8K | — |
| Sonora Investment Management Group, LLC | 0 | -10,135 | $0 | -$83.9K | — |
| Newbridge Financial Services Group, Inc. | 0 | -10,000 | $0 | -$82.8K | — |
| GPS Wealth Strategies Group, LLC | 0 | -8,010 | $0 | -$66.3K | — |
| Ameritas Advisory Services, LLC | 0 | -1,234 | $0 | -$10.2K | — |
| PRINCIPAL SECURITIES, INC. | 0 | -700 | $0 | -$5.8K | — |
| SALEM INVESTMENT COUNSELORS INC | 0 | -700 | $0 | -$5.8K | — |
| Tower Research Capital LLC (TRC) | 0 | -206 | $0 | -$1.7K | — |
| Virtu Financial LLC | 0 | -26,536 | $0 | -$220 | — |
| Keener Financial Planning LLC | 0 | -1,150 | $0 | -$9 | — |