13F HOLDINGS REPORT
Bay Harbor Wealth Management, LLC
Quarter ended Q4 2023 · Filed October 25, 2023 · Accession 0001437749-23-028870
Total Value
$237.8M
Positions
163
Other Managers
1
Confidential Omitted
No
Holdings (163)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES CORE S&P 500 ETF | 464287200 | 69,616 | $30.0M | 12.63% |
| 2 | VANGUARD GROWTH ETF | 922908736 | 72,774 | $19.8M | 8.33% |
| 3 | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | 437,573 | $19.1M | 8.04% |
| 4 | ISHARES CORE TOTAL USD BOND MARKET ETF | 46434V613 | 401,800 | $17.6M | 7.39% |
| 5 | VANGUARD VALUE ETF | 922908744 | 123,606 | $17.0M | 7.17% |
| 6 | VANGUARD TOTAL INTERNATIONAL BOND ETF | 92203J407 | 301,140 | $14.4M | 6.06% |
| 7 | VANGUARD SHORT-TERM BOND ETF | 921937827 | 179,021 | $13.5M | 5.66% |
| 8 | ISHARES MSCI EAFE VALUE ETF | 464288877 | 152,685 | $7.5M | 3.14% |
| 9 | ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | 54,222 | $7.2M | 3.02% |
| 10 | DIMENSIONAL US CORE EQUITY MARKET ETF | 25434V104 | 227,801 | $6.8M | 2.87% |
| 11 | VANGUARD MORTGAGE-BACKED SECURITIES ETF | 92206C771 | 154,905 | $6.8M | 2.85% |
| 12 | VANGUARD INTERMEDIATE-TERM BOND ETF | 921937819 | 91,488 | $6.6M | 2.78% |
| 13 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 162,079 | $6.4M | 2.67% |
| 14 | VANGUARD LONG-TERM BOND ETF | 921937793 | 89,151 | $6.0M | 2.51% |
| 15 | ISHARES MSCI EAFE GROWTH ETF | 464288885 | 68,129 | $5.9M | 2.47% |
| 16 | ISHARES MBS ETF | 464288588 | 62,635 | $5.6M | 2.34% |
| 17 | ISHARES TREASURY FLOATING RATE BOND ETF | 46434V860 | 105,110 | $5.3M | 2.24% |
| 18 | VANGUARD SMALL-CAP ETF | 922908751 | 24,619 | $4.7M | 1.96% |
| 19 | ISHARES 20 YEAR TREASURY BOND ETF | 464287432 | 38,406 | $3.4M | 1.43% |
| 20 | ISHARES CORE MSCI EMERGING MARKETS ETF | 46434G103 | 61,992 | $3.0M | 1.24% |
| 21 | DIMENSIONAL SHORT-DURATION FIXED INCOME ETF | 25434V864 | 59,037 | $2.7M | 1.15% |
| 22 | ISHARES MSCI USA MIN VOL FACTOR ETF | 46429B697 | 32,614 | $2.4M | 1.00% |
| 23 | DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | 25434V203 | 78,207 | $2.0M | 0.86% |
| 24 | ISHARES U.S. TECHNOLOGY ETF | 464287721 | 19,303 | $2.0M | 0.85% |
| 25 | ISHARES ESG AWARE MSCI USA ETF | 46435G425 | 21,441 | $2.0M | 0.85% |
| 26 | ISHARES U.S. TREASURY BOND ETF | 46429B267 | 87,997 | $1.9M | 0.82% |
| 27 | ISHARES S&P 500 GROWTH ETF | 464287309 | 27,393 | $1.9M | 0.79% |
| 28 | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | 464287242 | 17,750 | $1.8M | 0.76% |
| 29 | DIMENSIONAL CORE FIXED INCOME ETF | 25434V872 | 43,855 | $1.8M | 0.74% |
| 30 | ISHARES TIPS BOND ETF | 464287176 | 12,627 | $1.3M | 0.55% |
| 31 | ISHARES CORE S&P MID-CAP ETF | 464287507 | 4,259 | $1.1M | 0.45% |
| 32 | VANGUARD INFORMATION TECHNOLOGY ETF | 92204A702 | 2,495 | $1.0M | 0.44% |
| 33 | ISHARES U.S. INFRASTRUCTURE ETF | 46435U713 | 22,875 | $842,092 | 0.35% |
| 34 | DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | 25434V302 | 35,216 | $794,826 | 0.33% |
| 35 | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 464288281 | 7,762 | $640,520 | 0.27% |
| 36 | ISHARES SEMICONDUCTOR ETF | 464287523 | 694 | $329,869 | 0.14% |
| 37 | ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | 46431W648 | 5,847 | $312,171 | 0.13% |
| 38 | ISHARES CORE MODERATE ALLOCATION ETF | 464289875 | 7,656 | $298,048 | 0.13% |
| 39 | VANGUARD DIVIDEND APPRECIATION ETF | 921908844 | 1,703 | $265,924 | 0.11% |
| 40 | VANGUARD CONSUMER DISCRETIONARY ETF | 92204A108 | 949 | $256,316 | 0.11% |
| 41 | TESLA INC COM | TSLA | 975 | $243,964 | 0.10% |
| 42 | SPDR S&P 500 ETF TRUST | SPY | 498 | $213,196 | 0.09% |
| 43 | DIMENSIONAL US REAL ESTATE ETF | 25434V823 | 10,797 | $210,766 | 0.09% |
| 44 | APPLE INC COM | AAPL | 1,163 | $199,129 | 0.08% |
| 45 | ALPHABET INC CAP STK CL A | GOOG | 1,408 | $184,250 | 0.08% |
| 46 | ISHARES CORE AGGRESSIVE ALLOCATION ETF | 464289859 | 2,644 | $167,867 | 0.07% |
| 47 | SPDR PORTFOLIO AGGREGATE BOND ETF | 78464A649 | 6,878 | $167,410 | 0.07% |
| 48 | MICROSOFT CORP COM | MSFT | 500 | $157,875 | 0.07% |
| 49 | ISHARES CORE CONSERVATIVE ALLOCATION ETF | 464289883 | 3,817 | $129,629 | 0.05% |
| 50 | AMAZON COM INC COM | AMZN | 922 | $117,204 | 0.05% |
| 51 | DELL TECHNOLOGIES INC CL C | DELL | 1,526 | $105,141 | 0.04% |
| 52 | MCKESSON CORP COM | MCK | 219 | $95,367 | 0.04% |
| 53 | BROADCOM INC COM | AVGO | 102 | $84,719 | 0.04% |
| 54 | CISCO SYS INC COM | CSCO | 1,560 | $83,865 | 0.04% |
| 55 | PARKER-HANNIFIN CORP COM | PH | 213 | $82,967 | 0.03% |
| 56 | VISA INC COM CL A | V | 360 | $82,803 | 0.03% |
| 57 | ACCENTURE PLC IRELAND SHS CLASS A | ACN | 268 | $82,305 | 0.03% |
| 58 | ADOBE INC COM | ADBE | 160 | $81,584 | 0.03% |
| 59 | ORACLE CORP COM | ORCL-PD | 753 | $79,757 | 0.03% |
| 60 | UNITEDHEALTH GROUP INC COM | UNH | 156 | $78,653 | 0.03% |
| 61 | NVIDIA CORPORATION COM | NVDA | 179 | $77,876 | 0.03% |
| 62 | INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | 899 | $77,817 | 0.03% |
| 63 | ULTA BEAUTY INC COM | ULTA | 191 | $76,294 | 0.03% |
| 64 | COMCAST CORP NEW CL A | CCZ | 1,717 | $76,131 | 0.03% |
| 65 | ISHARES IBONDS DEC 2023 TERM TREASURY ETF | 46436E882 | 3,026 | $75,105 | 0.03% |
| 66 | MERCK & CO INC COM | MRK | 722 | $74,856 | 0.03% |
| 67 | LINCOLN ELEC HLDGS INC COM | 533900106 | 409 | $74,613 | 0.03% |
| 68 | ABBVIE INC COM | ABBV | 499 | $74,380 | 0.03% |
| 69 | MICROCHIP TECHNOLOGY INC. COM | MCHPP | 949 | $74,069 | 0.03% |
| 70 | CATERPILLAR INC COM | CAT | 262 | $71,526 | 0.03% |
| 71 | PULTE GROUP INC COM | 745867101 | 959 | $71,167 | 0.03% |
| 72 | MARRIOTT INTL INC NEW CL A | 571903202 | 356 | $69,975 | 0.03% |
| 73 | BANK NEW YORK MELLON CORP COM | 064058100 | 1,608 | $68,581 | 0.03% |
| 74 | ELEVANCE HEALTH INC COM | ELV | 155 | $67,490 | 0.03% |
| 75 | KIMBERLY-CLARK CORP COM | KMB | 548 | $66,872 | 0.03% |
| 76 | PIONEER NAT RES CO COM | 723787107 | 288 | $66,110 | 0.03% |
| 77 | IQVIA HLDGS INC COM | IQV | 334 | $65,714 | 0.03% |
| 78 | SALESFORCE INC COM | CRM | 323 | $65,497 | 0.03% |
| 79 | MONDELEZ INTL INC CL A | 609207105 | 933 | $65,146 | 0.03% |
| 80 | FISERV INC COM | FISV | 570 | $64,387 | 0.03% |
| 81 | TAPESTRY INC COM | TPR | 2,226 | $63,997 | 0.03% |
| 82 | SYSCO CORP COM | SYY | 968 | $63,936 | 0.03% |
| 83 | WELLS FARGO CO NEW COM | 949746101 | 1,559 | $63,700 | 0.03% |
| 84 | AMERICAN EXPRESS CO COM | AXP | 421 | $62,808 | 0.03% |
| 85 | IRON MTN INC DEL COM | 46284V101 | 1,035 | $62,203 | 0.03% |
| 86 | WORKDAY INC CL A | WDAY | 288 | $61,876 | 0.03% |
| 87 | ARK INNOVATION ETF | 00214Q104 | 1,559 | $61,865 | 0.03% |
| 88 | KROGER CO COM | KR | 1,373 | $61,441 | 0.03% |
| 89 | MARATHON PETE CORP COM | MARA | 379 | $57,357 | 0.02% |
| 90 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 261 | $55,447 | 0.02% |
| 91 | INTERPUBLIC GROUP COS INC COM | INTR | 1,891 | $54,196 | 0.02% |
| 92 | NORFOLK SOUTHN CORP COM | 655844108 | 268 | $52,777 | 0.02% |
| 93 | GRAPHIC PACKAGING HLDG CO COM | GPK | 2,322 | $51,966 | 0.02% |
| 94 | ISHARES CORE GROWTH ALLOCATION ETF | 464289867 | 1,040 | $51,386 | 0.02% |
| 95 | META PLATFORMS INC CL A | META | 166 | $49,834 | 0.02% |
| 96 | JOHNSON & JOHNSON COM | JNJ | 308 | $47,971 | 0.02% |
| 97 | BOSTON SCIENTIFIC CORP COM | BSX | 898 | $47,414 | 0.02% |
| 98 | EVERSOURCE ENERGY COM | ES | 771 | $44,833 | 0.02% |
| 99 | ALBEMARLE CORP COM | ALB-PA | 260 | $44,314 | 0.02% |
| 100 | SPDR PORTFOLIO S&P 500 ETF | 78464A854 | 881 | $44,279 | 0.02% |
| 101 | RTX CORPORATION COM | RTX | 609 | $43,829 | 0.02% |
| 102 | NEXTERA ENERGY INC COM | NEE-PW | 758 | $43,425 | 0.02% |
| 103 | CONOCOPHILLIPS COM | COP | 352 | $42,380 | 0.02% |
| 104 | BANK AMERICA CORP COM | 060505104 | 1,495 | $40,933 | 0.02% |
| 105 | GAMING & LEISURE PPTYS INC COM | 36467J108 | 840 | $38,262 | 0.02% |
| 106 | REINSURANCE GRP OF AMERICA INC COM NEW | 759351604 | 263 | $38,184 | 0.02% |
| 107 | ISHARES GLOBAL TECH ETF | 464287291 | 498 | $28,804 | 0.01% |
| 108 | BAKER HUGHES COMPANY CL A | BKR | 618 | $21,827 | 0.01% |
| 109 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 689 | $11,024 | 0.00% |
| 110 | VANGUARD HEALTH CARE ETF | 92204A504 | 39 | $9,203 | 0.00% |
| 111 | GOLDMAN SACHS GROUP INC COM | GSCE | 27 | $8,985 | 0.00% |
| 112 | PROSHARES BITCOIN STRATEGY ETF | 74347G440 | 594 | $8,203 | 0.00% |
| 113 | JPMORGAN CHASE & CO COM | VYLD | 53 | $7,774 | 0.00% |
| 114 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 52 | $7,367 | 0.00% |
| 115 | PROCTER AND GAMBLE CO COM | 742718109 | 43 | $6,271 | 0.00% |
| 116 | PRUDENTIAL FINL INC COM | PUKPF | 65 | $6,167 | 0.00% |
| 117 | PENN ENTERTAINMENT INC COM | PENN | 265 | $6,081 | 0.00% |
| 118 | BOEING CO COM | BA-PA | 30 | $5,750 | 0.00% |
| 119 | VANECK RARE EARTH/STRATEGIC METALS ETF | 92189H805 | 86 | $5,704 | 0.00% |
| 120 | KRATOS DEFENSE & SEC SOLUTIONS COM NEW | 50077B207 | 325 | $4,881 | 0.00% |
| 121 | VANGUARD S&P 500 ETF | 922908363 | 8 | $3,153 | 0.00% |
| 122 | VANGUARD RUSSELL 3000 ETF | 92206C599 | 16 | $3,051 | 0.00% |
| 123 | SCHWAB CHARLES CORP COM | SCHW-PJ | 50 | $2,769 | 0.00% |
| 124 | SNOWFLAKE INC CL A | SNOW | 18 | $2,749 | 0.00% |
| 125 | ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF | 00214Q203 | 50 | $2,643 | 0.00% |
| 126 | CADENCE DESIGN SYSTEM INC COM | CDNS | 11 | $2,577 | 0.00% |
| 127 | THE CIGNA GROUP COM | 125523100 | 9 | $2,574 | 0.00% |
| 128 | HOME DEPOT INC COM | HD | 8 | $2,417 | 0.00% |
| 129 | CSX CORP COM | CSX | 77 | $2,367 | 0.00% |
| 130 | REGAL REXNORD CORPORATION COM | RRX | 16 | $2,291 | 0.00% |
| 131 | DEERE & CO COM | DE | 6 | $2,264 | 0.00% |
| 132 | ZOETIS INC CL A | ZTS | 13 | $2,261 | 0.00% |
| 133 | WEBSTER FINL CORP COM | 947890109 | 56 | $2,257 | 0.00% |
| 134 | CVS HEALTH CORP COM | CVS | 32 | $2,234 | 0.00% |
| 135 | TE CONNECTIVITY LTD SHS | TEL | 18 | $2,223 | 0.00% |
| 136 | WATERS CORP COM | 941848103 | 8 | $2,193 | 0.00% |
| 137 | BORGWARNER INC COM | BWA | 54 | $2,179 | 0.00% |
| 138 | KRAFT HEINZ CO COM | KHC | 62 | $2,108 | 0.00% |
| 139 | ALIBABA GROUP HLDG LTD SPONSORED ADS | BBAAY | 24 | $2,081 | 0.00% |
| 140 | FORTINET INC COM | FTNT | 33 | $1,936 | 0.00% |
| 141 | ARK FINTECH INNOVATION ETF | 00214Q708 | 100 | $1,936 | 0.00% |
| 142 | WEATHERFORD INTL PLC ORD SHS | G48833118 | 21 | $1,896 | 0.00% |
| 143 | ISHARES SELF-DRIVING EV & TECH ETF | 46435U366 | 50 | $1,859 | 0.00% |
| 144 | GENERAL MLS INC COM | 370334104 | 28 | $1,791 | 0.00% |
| 145 | ALLEGRO MICROSYSTEMS INC COM | ALGM | 56 | $1,788 | 0.00% |
| 146 | DARLING INGREDIENTS INC COM | DAR | 34 | $1,774 | 0.00% |
| 147 | HANNON ARMSTRONG SUST INFR CAP COM | 41068X100 | 73 | $1,547 | 0.00% |
| 148 | ARK GENOMIC REVOLUTION ETF | 00214Q302 | 50 | $1,401 | 0.00% |
| 149 | ARK NEXT GENERATION INTERNET ETF | 00214Q401 | 25 | $1,391 | 0.00% |
| 150 | DROPBOX INC CL A | DBX | 49 | $1,334 | 0.00% |
| 151 | STAG INDL INC COM | 85254J102 | 33 | $1,142 | 0.00% |
| 152 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 3 | $1,050 | 0.00% |
| 153 | RIVIAN AUTOMOTIVE INC COM CL A | RIVN | 40 | $971 | 0.00% |
| 154 | COUPANG INC CL A | CPNG | 50 | $850 | 0.00% |
| 155 | ISHARES CONVERTIBLE BOND ETF | 46435G102 | 11 | $816 | 0.00% |
| 156 | LABORATORY CORP AMER HLDGS COM NEW | 50540R409 | 4 | $804 | 0.00% |
| 157 | ROBLOX CORP CL A | RBLX | 25 | $724 | 0.00% |
| 158 | ADVISORSHARES PURE US CANNABIS ETF | 00768Y453 | 50 | $397 | 0.00% |
| 159 | NIKOLA CORP COM | NODK | 150 | $235 | 0.00% |
| 160 | FORTREA HLDGS INC COMMON STOCK | FTRE | 4 | $114 | 0.00% |
| 161 | CANOPY GROWTH CORP COM | CGC | 26 | $20 | 0.00% |
| 162 | FIRST REP BK SAN FRANCISCO CAL COM | 33616C100 | 65 | $4 | 0.00% |
| 163 | ATLANTIC PWR & INFRASTRU | 04879A107 | 31 | $1 | 0.00% |