13F HOLDINGS REPORT
Bay Harbor Wealth Management, LLC
Quarter ended Q3 2023 · Filed July 19, 2023 · Accession 0001437749-23-020206
Total Value
$245.2M
Positions
167
Other Managers
1
Confidential Omitted
No
Holdings (167)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES CORE S&P 500 ETF | 464287200 | 58,174 | $25.9M | 10.57% |
| 2 | VANGUARD GROWTH ETF | 922908736 | 73,760 | $20.9M | 8.51% |
| 3 | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | 439,963 | $20.3M | 8.28% |
| 4 | ISHARES CORE TOTAL USD BOND MARKET ETF | 46434V613 | 443,233 | $20.2M | 8.22% |
| 5 | VANGUARD VALUE ETF | 922908744 | 126,358 | $18.0M | 7.32% |
| 6 | VANGUARD TOTAL INTERNATIONAL BOND ETF | 92203J407 | 305,627 | $14.9M | 6.09% |
| 7 | VANGUARD SHORT-TERM BOND ETF | 921937827 | 181,437 | $13.7M | 5.59% |
| 8 | ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | 72,468 | $9.8M | 3.99% |
| 9 | ISHARES MSCI EAFE GROWTH ETF | 464288885 | 85,751 | $8.2M | 3.34% |
| 10 | VANGUARD MORTGAGE-BACKED SECURITIES ETF | 92206C771 | 156,599 | $7.2M | 2.94% |
| 11 | ISHARES MBS ETF | 464288588 | 75,926 | $7.1M | 2.89% |
| 12 | VANGUARD INTERMEDIATE-TERM BOND ETF | 921937819 | 92,970 | $7.0M | 2.85% |
| 13 | VANGUARD LONG-TERM BOND ETF | 921937793 | 89,697 | $6.7M | 2.74% |
| 14 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 163,044 | $6.6M | 2.70% |
| 15 | ISHARES U.S. TREASURY BOND ETF | 46429B267 | 289,086 | $6.6M | 2.70% |
| 16 | DIMENSIONAL US CORE EQUITY MARKET ETF | 25434V104 | 194,771 | $6.0M | 2.46% |
| 17 | ISHARES CORE MSCI EMERGING MARKETS ETF | 46434G103 | 108,082 | $5.3M | 2.17% |
| 18 | ISHARES MSCI EAFE VALUE ETF | 464288877 | 102,544 | $5.0M | 2.05% |
| 19 | VANGUARD SMALL-CAP ETF | 922908751 | 25,061 | $5.0M | 2.03% |
| 20 | ISHARES ESG AWARE MSCI USA ETF | 46435G425 | 44,963 | $4.4M | 1.79% |
| 21 | ISHARES U.S. TECHNOLOGY ETF | 464287721 | 36,892 | $4.0M | 1.64% |
| 22 | ISHARES MSCI USA MIN VOL FACTOR ETF | 46429B697 | 32,716 | $2.4M | 0.99% |
| 23 | DIMENSIONAL SHORT-DURATION FIXED INCOME ETF | 25434V864 | 50,585 | $2.3M | 0.96% |
| 24 | ISHARES 10-20 YEAR TREASURY BOND ETF | 464288653 | 19,549 | $2.2M | 0.88% |
| 25 | DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | 25434V203 | 66,415 | $1.8M | 0.74% |
| 26 | DIMENSIONAL CORE FIXED INCOME ETF | 25434V872 | 37,192 | $1.6M | 0.63% |
| 27 | VANGUARD INFORMATION TECHNOLOGY ETF | 92204A702 | 2,495 | $1.1M | 0.45% |
| 28 | ISHARES U.S. INFRASTRUCTURE ETF | 46435U713 | 22,801 | $891,063 | 0.36% |
| 29 | DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | 25434V302 | 30,234 | $709,295 | 0.29% |
| 30 | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 464288281 | 7,614 | $658,915 | 0.27% |
| 31 | ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | 24,524 | $622,173 | 0.25% |
| 32 | MICROSOFT CORP COM | MSFT | 1,242 | $422,950 | 0.17% |
| 33 | ISHARES SEMICONDUCTOR ETF | 464287523 | 694 | $352,038 | 0.14% |
| 34 | ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | 46431W648 | 5,847 | $322,172 | 0.13% |
| 35 | ISHARES CORE MODERATE ALLOCATION ETF | 464289875 | 7,666 | $309,783 | 0.13% |
| 36 | VANGUARD DIVIDEND APPRECIATION ETF | 921908844 | 1,703 | $277,934 | 0.11% |
| 37 | MCDONALDS CORP COM | MCD | 904 | $269,762 | 0.11% |
| 38 | VANGUARD CONSUMER DISCRETIONARY ETF | 92204A108 | 949 | $269,274 | 0.11% |
| 39 | TESLA INC COM | TSLA | 912 | $238,734 | 0.10% |
| 40 | APPLE INC COM | AAPL | 1,150 | $223,041 | 0.09% |
| 41 | SPDR S&P 500 ETF TRUST | SPY | 499 | $221,043 | 0.09% |
| 42 | DIMENSIONAL US REAL ESTATE ETF | 25434V823 | 9,502 | $204,492 | 0.08% |
| 43 | ISHARES CORE CONSERVATIVE ALLOCATION ETF | 464289883 | 4,971 | $175,178 | 0.07% |
| 44 | SPDR PORTFOLIO AGGREGATE BOND ETF | 78464A649 | 6,878 | $174,494 | 0.07% |
| 45 | ISHARES CORE AGGRESSIVE ALLOCATION ETF | 464289859 | 2,630 | $174,474 | 0.07% |
| 46 | ALPHABET INC CAP STK CL A | GOOG | 1,378 | $164,946 | 0.07% |
| 47 | AMAZON COM INC COM | AMZN | 909 | $118,497 | 0.05% |
| 48 | BROADCOM INC COM | AVGO | 125 | $108,428 | 0.04% |
| 49 | MCKESSON CORP COM | MCK | 216 | $92,415 | 0.04% |
| 50 | DELL TECHNOLOGIES INC CL C | DELL | 1,675 | $90,634 | 0.04% |
| 51 | ORACLE CORP COM | ORCL-PD | 747 | $88,960 | 0.04% |
| 52 | ULTA BEAUTY INC COM | ULTA | 186 | $87,530 | 0.04% |
| 53 | COMCAST CORP NEW CL A | CCZ | 2,089 | $86,797 | 0.04% |
| 54 | VISA INC COM CL A | V | 364 | $86,442 | 0.04% |
| 55 | INTERPUBLIC GROUP COS INC COM | INTR | 2,195 | $84,683 | 0.03% |
| 56 | MICROCHIP TECHNOLOGY INC. COM | MCHPP | 940 | $84,214 | 0.03% |
| 57 | ADOBE SYSTEMS INCORPORATED COM | ADBE | 172 | $84,106 | 0.03% |
| 58 | FORTINET INC COM | FTNT | 1,102 | $83,300 | 0.03% |
| 59 | MERCK & CO INC COM | MRK | 714 | $82,909 | 0.03% |
| 60 | PARKER-HANNIFIN CORP COM | PH | 211 | $82,298 | 0.03% |
| 61 | ACCENTURE PLC IRELAND SHS CLASS A | ACN | 266 | $82,082 | 0.03% |
| 62 | BORGWARNER INC COM | BWA | 1,678 | $82,070 | 0.03% |
| 63 | TAPESTRY INC COM | TPR | 1,900 | $81,320 | 0.03% |
| 64 | CISCO SYS INC COM | CSCO | 1,541 | $79,731 | 0.03% |
| 65 | DEERE & CO COM | DE | 189 | $76,580 | 0.03% |
| 66 | KIMBERLY-CLARK CORP COM | KMB | 540 | $75,189 | 0.03% |
| 67 | IQVIA HLDGS INC COM | IQV | 331 | $74,398 | 0.03% |
| 68 | INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | 887 | $73,683 | 0.03% |
| 69 | UNITEDHEALTH GROUP INC COM | UNH | 153 | $73,537 | 0.03% |
| 70 | DOVER CORP COM | DOV | 494 | $72,939 | 0.03% |
| 71 | AMERICAN EXPRESS CO COM | AXP | 415 | $72,293 | 0.03% |
| 72 | FISERV INC COM | FISV | 565 | $71,274 | 0.03% |
| 73 | SYSCO CORP COM | SYY | 949 | $70,415 | 0.03% |
| 74 | BANK NEW YORK MELLON CORP COM | 064058100 | 1,581 | $70,386 | 0.03% |
| 75 | ARK INNOVATION ETF | 00214Q104 | 1,560 | $68,836 | 0.03% |
| 76 | BRISTOL-MYERS SQUIBB CO COM | CELG-RI | 1,054 | $67,403 | 0.03% |
| 77 | ELEVANCE HEALTH INC COM | ELV | 151 | $67,087 | 0.03% |
| 78 | MONDELEZ INTL INC CL A | 609207105 | 912 | $66,521 | 0.03% |
| 79 | ABBVIE INC COM | ABBV | 493 | $66,421 | 0.03% |
| 80 | SALESFORCE INC COM | CRM | 314 | $66,335 | 0.03% |
| 81 | JOHNSON & JOHNSON COM | JNJ | 400 | $66,208 | 0.03% |
| 82 | WELLS FARGO CO NEW COM | 949746101 | 1,532 | $65,385 | 0.03% |
| 83 | WORKDAY INC CL A | WDAY | 286 | $64,604 | 0.03% |
| 84 | KROGER CO COM | KR | 1,348 | $63,356 | 0.03% |
| 85 | NORFOLK SOUTHN CORP COM | 655844108 | 265 | $60,091 | 0.02% |
| 86 | PIONEER NAT RES CO COM | 723787107 | 284 | $58,839 | 0.02% |
| 87 | IRON MTN INC DEL COM | 46284V101 | 1,021 | $58,644 | 0.02% |
| 88 | RAYTHEON TECHNOLOGIES CORP COM | RTX | 598 | $58,580 | 0.02% |
| 89 | CROCS INC COM | CROX | 518 | $58,243 | 0.02% |
| 90 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 261 | $57,501 | 0.02% |
| 91 | ALBEMARLE CORP COM | ALB-PA | 255 | $56,989 | 0.02% |
| 92 | NEXTERA ENERGY INC COM | NEE-PW | 742 | $55,056 | 0.02% |
| 93 | BANK AMERICA CORP COM | 060505104 | 1,852 | $53,133 | 0.02% |
| 94 | ISHARES CORE GROWTH ALLOCATION ETF | 464289867 | 1,023 | $52,633 | 0.02% |
| 95 | EVERSOURCE ENERGY COM | ES | 722 | $51,204 | 0.02% |
| 96 | BOSTON SCIENTIFIC CORP COM | BSX | 883 | $47,761 | 0.02% |
| 97 | GRAPHIC PACKAGING HLDG CO COM | GPK | 1,934 | $46,667 | 0.02% |
| 98 | SPDR PORTFOLIO S&P 500 ETF | 78464A854 | 881 | $45,908 | 0.02% |
| 99 | MARATHON PETE CORP COM | MARA | 375 | $43,725 | 0.02% |
| 100 | CHENIERE ENERGY INC COM NEW | LNG | 246 | $37,480 | 0.02% |
| 101 | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | 921946406 | 346 | $36,700 | 0.01% |
| 102 | REINSURANCE GRP OF AMERICA INC COM NEW | 759351604 | 257 | $35,643 | 0.01% |
| 103 | CONOCOPHILLIPS COM | COP | 344 | $35,641 | 0.01% |
| 104 | ISHARES MSCI USA VALUE FACTOR ETF | 46432F388 | 379 | $35,546 | 0.01% |
| 105 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 103 | $35,123 | 0.01% |
| 106 | GAMING & LEISURE PPTYS INC COM | 36467J108 | 642 | $31,111 | 0.01% |
| 107 | ISHARES GLOBAL TECH ETF | 464287291 | 498 | $30,970 | 0.01% |
| 108 | STRYKER CORPORATION COM | SYK | 100 | $30,509 | 0.01% |
| 109 | AMERICAN TOWER CORP NEW COM | 03027X100 | 70 | $13,685 | 0.01% |
| 110 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 689 | $10,562 | 0.00% |
| 111 | PROSHARES BITCOIN STRATEGY ETF | 74347G440 | 594 | $10,086 | 0.00% |
| 112 | VANGUARD HEALTH CARE ETF | 92204A504 | 39 | $9,582 | 0.00% |
| 113 | GOLDMAN SACHS GROUP INC COM | GSCE | 28 | $8,882 | 0.00% |
| 114 | META PLATFORMS INC CL A | META | 30 | $8,609 | 0.00% |
| 115 | DRAFTKINGS INC NEW COM CL A | DKNG | 310 | $8,236 | 0.00% |
| 116 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 52 | $7,781 | 0.00% |
| 117 | JPMORGAN CHASE & CO COM | VYLD | 53 | $7,747 | 0.00% |
| 118 | VANECK RARE EARTH/STRATEGIC METALS ETF | 92189H805 | 86 | $7,151 | 0.00% |
| 119 | NVIDIA CORPORATION COM | NVDA | 16 | $6,779 | 0.00% |
| 120 | PROCTER AND GAMBLE CO COM | 742718109 | 43 | $6,524 | 0.00% |
| 121 | PENN ENTERTAINMENT INC COM | PENN | 265 | $6,367 | 0.00% |
| 122 | BOEING CO COM | BA-PA | 30 | $6,334 | 0.00% |
| 123 | PRUDENTIAL FINL INC COM | PUKPF | 65 | $5,734 | 0.00% |
| 124 | KRATOS DEFENSE & SEC SOLUTIONS COM NEW | 50077B207 | 325 | $4,660 | 0.00% |
| 125 | VANGUARD S&P 500 ETF | 922908363 | 8 | $3,270 | 0.00% |
| 126 | SNOWFLAKE INC CL A | SNOW | 18 | $3,167 | 0.00% |
| 127 | GRAINGER W W INC COM | 384802104 | 4 | $3,154 | 0.00% |
| 128 | VANGUARD RUSSELL 3000 ETF | 92206C599 | 15 | $2,961 | 0.00% |
| 129 | SCHWAB CHARLES CORP COM | SCHW-PJ | 50 | $2,847 | 0.00% |
| 130 | ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF | 00214Q203 | 50 | $2,840 | 0.00% |
| 131 | CADENCE DESIGN SYSTEM INC COM | CDNS | 12 | $2,814 | 0.00% |
| 132 | ANALOG DEVICES INC COM | ADI | 14 | $2,727 | 0.00% |
| 133 | CSX CORP COM | CSX | 77 | $2,625 | 0.00% |
| 134 | ALLEGRO MICROSYSTEMS INC COM | ALGM | 56 | $2,527 | 0.00% |
| 135 | THE CIGNA GROUP COM | 125523100 | 9 | $2,525 | 0.00% |
| 136 | TE CONNECTIVITY LTD SHS | TEL | 18 | $2,522 | 0.00% |
| 137 | HOME DEPOT INC COM | HD | 8 | $2,485 | 0.00% |
| 138 | REGAL REXNORD CORPORATION COM | RRX | 16 | $2,462 | 0.00% |
| 139 | ZOETIS INC CL A | ZTS | 14 | $2,410 | 0.00% |
| 140 | WATERS CORP COM | 941848103 | 9 | $2,398 | 0.00% |
| 141 | WEBSTER FINL CORP COM | 947890109 | 61 | $2,302 | 0.00% |
| 142 | HERSHEY CO COM | HSY | 9 | $2,247 | 0.00% |
| 143 | CVS HEALTH CORP COM | CVS | 32 | $2,212 | 0.00% |
| 144 | KRAFT HEINZ CO COM | KHC | 62 | $2,200 | 0.00% |
| 145 | DARLING INGREDIENTS INC COM | DAR | 34 | $2,168 | 0.00% |
| 146 | ARK FINTECH INNOVATION ETF | 00214Q708 | 100 | $2,091 | 0.00% |
| 147 | ISHARES SELF-DRIVING EV & TECH ETF | 46435U366 | 50 | $2,045 | 0.00% |
| 148 | ALIBABA GROUP HLDG LTD SPONSORED ADS | BBAAY | 24 | $2,000 | 0.00% |
| 149 | GENERAL MLS INC COM | 370334104 | 25 | $1,917 | 0.00% |
| 150 | HANNON ARMSTRONG SUST INFR CAP COM | 41068X100 | 73 | $1,825 | 0.00% |
| 151 | AXONICS INC COM | 05465P101 | 34 | $1,715 | 0.00% |
| 152 | ARK GENOMIC REVOLUTION ETF | 00214Q302 | 50 | $1,715 | 0.00% |
| 153 | ARK NEXT GENERATION INTERNET ETF | 00214Q401 | 26 | $1,505 | 0.00% |
| 154 | DROPBOX INC CL A | DBX | 49 | $1,306 | 0.00% |
| 155 | STAG INDL INC COM | 85254J102 | 33 | $1,184 | 0.00% |
| 156 | ROBLOX CORP CL A | RBLX | 25 | $1,007 | 0.00% |
| 157 | LABORATORY CORP AMER HLDGS COM NEW | 50540R409 | 4 | $965 | 0.00% |
| 158 | COUPANG INC CL A | CPNG | 50 | $870 | 0.00% |
| 159 | OVINTIV INC COM | OVV | 19 | $723 | 0.00% |
| 160 | RIVIAN AUTOMOTIVE INC COM CL A | RIVN | 40 | $666 | 0.00% |
| 161 | COCA COLA CO COM | KO | 6 | $364 | 0.00% |
| 162 | ADVISORSHARES PURE US CANNABIS ETF | 00768Y453 | 50 | $277 | 0.00% |
| 163 | NIKOLA CORP COM | NODK | 150 | $207 | 0.00% |
| 164 | COLGATE PALMOLIVE CO COM | CL | 2 | $154 | 0.00% |
| 165 | FIRST REP BK SAN FRANCISCO CAL COM | 33616C100 | 65 | $35 | 0.00% |
| 166 | CANOPY GROWTH CORP COM | CGC | 26 | $10 | 0.00% |
| 167 | ATLANTIC PWR & INFRASTRU | 04879A107 | 31 | $1 | 0.00% |