13F HOLDINGS REPORT
Bay Harbor Wealth Management, LLC
Quarter ended Q2 2023 · Filed May 3, 2023 · Accession 0001437749-23-012227
Total Value
$235.6M
Positions
165
Other Managers
1
Confidential Omitted
No
Holdings (165)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES CORE S&P 500 ETF | 464287200 | 58,876 | $24.2M | 10.27% |
| 2 | ISHARES CORE TOTAL USD BOND MARKET ETF | 46434V613 | 449,698 | $20.8M | 8.81% |
| 3 | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | 448,773 | $20.3M | 8.61% |
| 4 | VANGUARD GROWTH ETF | 922908736 | 75,911 | $18.9M | 8.04% |
| 5 | VANGUARD VALUE ETF | 922908744 | 129,550 | $17.9M | 7.60% |
| 6 | VANGUARD TOTAL INTERNATIONAL BOND ETF | 92203J407 | 308,771 | $15.1M | 6.41% |
| 7 | VANGUARD SHORT-TERM BOND ETF | 921937827 | 184,291 | $14.1M | 5.98% |
| 8 | ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | 72,746 | $9.0M | 3.83% |
| 9 | ISHARES MSCI EAFE GROWTH ETF | 464288885 | 86,537 | $8.1M | 3.44% |
| 10 | VANGUARD MORTGAGE-BACKED SECURITIES ETF | 92206C771 | 159,042 | $7.4M | 3.14% |
| 11 | ISHARES MBS ETF | 464288588 | 77,041 | $7.3M | 3.10% |
| 12 | VANGUARD INTERMEDIATE-TERM BOND ETF | 921937819 | 94,606 | $7.3M | 3.08% |
| 13 | VANGUARD LONG-TERM BOND ETF | 921937793 | 90,509 | $6.9M | 2.94% |
| 14 | ISHARES U.S. TREASURY BOND ETF | 46429B267 | 292,501 | $6.8M | 2.90% |
| 15 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 166,529 | $6.7M | 2.86% |
| 16 | ISHARES CORE MSCI EMERGING MARKETS ETF | 46434G103 | 110,044 | $5.4M | 2.28% |
| 17 | ISHARES MSCI EAFE VALUE ETF | 464288877 | 103,883 | $5.0M | 2.14% |
| 18 | VANGUARD SMALL-CAP ETF | 922908751 | 25,544 | $4.8M | 2.06% |
| 19 | ISHARES ESG AWARE MSCI USA ETF | 46435G425 | 46,003 | $4.2M | 1.77% |
| 20 | ISHARES U.S. TECHNOLOGY ETF | 464287721 | 37,046 | $3.4M | 1.46% |
| 21 | DIMENSIONAL US CORE EQUITY MARKET ETF | 25434V104 | 115,027 | $3.3M | 1.40% |
| 22 | ISHARES MSCI USA MIN VOL FACTOR ETF | 46429B697 | 32,901 | $2.4M | 1.02% |
| 23 | ISHARES 10-20 YEAR TREASURY BOND ETF | 464288653 | 19,912 | $2.3M | 0.97% |
| 24 | DIMENSIONAL SHORT-DURATION FIXED INCOME ETF | 25434V864 | 27,741 | $1.3M | 0.55% |
| 25 | DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | 25434V203 | 36,717 | $989,518 | 0.42% |
| 26 | VANGUARD INFORMATION TECHNOLOGY ETF | 92204A702 | 2,495 | $961,747 | 0.41% |
| 27 | ISHARES U.S. INFRASTRUCTURE ETF | 46435U713 | 23,119 | $862,801 | 0.37% |
| 28 | DIMENSIONAL CORE FIXED INCOME ETF | 25434V872 | 20,295 | $862,536 | 0.37% |
| 29 | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 464288281 | 7,736 | $667,462 | 0.28% |
| 30 | ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | 24,699 | $624,143 | 0.26% |
| 31 | DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | 25434V302 | 17,203 | $396,012 | 0.17% |
| 32 | ISHARES SEMICONDUCTOR ETF | 464287523 | 694 | $308,600 | 0.13% |
| 33 | ISHARES CORE MODERATE ALLOCATION ETF | 464289875 | 7,666 | $305,566 | 0.13% |
| 34 | ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | 46431W648 | 5,847 | $275,737 | 0.12% |
| 35 | VANGUARD DIVIDEND APPRECIATION ETF | 921908844 | 1,703 | $262,279 | 0.11% |
| 36 | VANGUARD CONSUMER DISCRETIONARY ETF | 92204A108 | 949 | $239,669 | 0.10% |
| 37 | SPDR S&P 500 ETF TRUST | SPY | 519 | $212,301 | 0.09% |
| 38 | APPLE INC COM | AAPL | 1,225 | $201,950 | 0.09% |
| 39 | TESLA INC COM | TSLA | 912 | $189,203 | 0.08% |
| 40 | SPDR PORTFOLIO AGGREGATE BOND ETF | 78464A649 | 6,878 | $177,383 | 0.08% |
| 41 | ISHARES CORE CONSERVATIVE ALLOCATION ETF | 464289883 | 5,015 | $175,324 | 0.07% |
| 42 | ALPHABET INC CAP STK CL A | GOOG | 1,606 | $166,590 | 0.07% |
| 43 | ISHARES CORE AGGRESSIVE ALLOCATION ETF | 464289859 | 2,610 | $165,969 | 0.07% |
| 44 | MICROSOFT CORP COM | MSFT | 529 | $152,510 | 0.06% |
| 45 | DIMENSIONAL US REAL ESTATE ETF | 25434V823 | 6,111 | $131,326 | 0.06% |
| 46 | AMAZON COM INC COM | AMZN | 981 | $101,327 | 0.04% |
| 47 | INTERPUBLIC GROUP COS INC COM | INTR | 2,635 | $98,127 | 0.04% |
| 48 | ANALOG DEVICES INC COM | ADI | 472 | $93,087 | 0.04% |
| 49 | ULTA BEAUTY INC COM | ULTA | 167 | $91,126 | 0.04% |
| 50 | VISA INC COM CL A | V | 391 | $88,154 | 0.04% |
| 51 | TAPESTRY INC COM | TPR | 2,039 | $87,901 | 0.04% |
| 52 | CISCO SYS INC COM | CSCO | 1,648 | $86,149 | 0.04% |
| 53 | BROADCOM INC COM | AVGO | 134 | $85,966 | 0.04% |
| 54 | COMCAST CORP NEW CL A | CCZ | 2,242 | $84,994 | 0.04% |
| 55 | ABBVIE INC COM | ABBV | 531 | $84,625 | 0.04% |
| 56 | DEERE & CO COM | DE | 203 | $83,814 | 0.04% |
| 57 | MICROCHIP TECHNOLOGY INC. COM | MCHPP | 1,000 | $83,780 | 0.04% |
| 58 | MCKESSON CORP COM | MCK | 232 | $82,728 | 0.04% |
| 59 | MERCK & CO INC COM | MRK | 771 | $82,589 | 0.04% |
| 60 | TE CONNECTIVITY LTD SHS | TEL | 628 | $82,362 | 0.03% |
| 61 | CDW CORP COM | CDW | 416 | $81,074 | 0.03% |
| 62 | ACCENTURE PLC IRELAND SHS CLASS A | ACN | 283 | $80,884 | 0.03% |
| 63 | DOVER CORP COM | DOV | 530 | $80,528 | 0.03% |
| 64 | MONDELEZ INTL INC CL A | 609207105 | 1,143 | $80,130 | 0.03% |
| 65 | INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | 955 | $78,844 | 0.03% |
| 66 | BRISTOL-MYERS SQUIBB CO COM | CELG-RI | 1,134 | $78,597 | 0.03% |
| 67 | KIMBERLY-CLARK CORP COM | KMB | 579 | $78,255 | 0.03% |
| 68 | UNITEDHEALTH GROUP INC COM | UNH | 165 | $77,977 | 0.03% |
| 69 | BORGWARNER INC COM | BWA | 1,583 | $77,741 | 0.03% |
| 70 | WALMART INC COM | WMT | 524 | $77,263 | 0.03% |
| 71 | BANK NEW YORK MELLON CORP COM | 064058100 | 1,694 | $76,975 | 0.03% |
| 72 | PARKER-HANNIFIN CORP COM | PH | 227 | $76,296 | 0.03% |
| 73 | ELEVANCE HEALTH INC COM | ELV | 163 | $74,949 | 0.03% |
| 74 | AMERICAN EXPRESS CO COM | AXP | 445 | $73,402 | 0.03% |
| 75 | ADOBE SYSTEMS INCORPORATED COM | ADBE | 185 | $71,293 | 0.03% |
| 76 | KEURIG DR PEPPER INC COM | KDP | 2,009 | $71,279 | 0.03% |
| 77 | IQVIA HLDGS INC COM | IQV | 354 | $70,407 | 0.03% |
| 78 | CROCS INC COM | CROX | 550 | $69,542 | 0.03% |
| 79 | FISERV INC COM | FISV | 606 | $68,496 | 0.03% |
| 80 | WORKDAY INC CL A | WDAY | 307 | $63,407 | 0.03% |
| 81 | RAYTHEON TECHNOLOGIES CORP COM | RTX | 643 | $62,968 | 0.03% |
| 82 | ARK INNOVATION ETF | 00214Q104 | 1,560 | $62,910 | 0.03% |
| 83 | PIONEER NAT RES CO COM | 723787107 | 304 | $62,088 | 0.03% |
| 84 | WELLS FARGO CO NEW COM | 949746101 | 1,648 | $61,602 | 0.03% |
| 85 | NEXTERA ENERGY INC COM | NEE-PW | 798 | $61,509 | 0.03% |
| 86 | EVERSOURCE ENERGY COM | ES | 777 | $60,808 | 0.03% |
| 87 | NORFOLK SOUTHN CORP COM | 655844108 | 285 | $60,420 | 0.03% |
| 88 | BANK AMERICA CORP COM | 060505104 | 2,106 | $60,231 | 0.03% |
| 89 | IRON MTN INC DEL COM | 46284V101 | 1,096 | $58,667 | 0.02% |
| 90 | MARATHON PETE CORP COM | MARA | 403 | $54,336 | 0.02% |
| 91 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 261 | $53,277 | 0.02% |
| 92 | ISHARES CORE GROWTH ALLOCATION ETF | 464289867 | 1,023 | $51,180 | 0.02% |
| 93 | ORACLE CORP COM | ORCL-PD | 546 | $50,734 | 0.02% |
| 94 | BOSTON SCIENTIFIC CORP COM | BSX | 947 | $47,378 | 0.02% |
| 95 | SPDR PORTFOLIO S&P 500 ETF | 78464A854 | 881 | $42,420 | 0.02% |
| 96 | CHENIERE ENERGY INC COM NEW | LNG | 263 | $41,448 | 0.02% |
| 97 | AVERY DENNISON CORP COM | AVY | 224 | $40,080 | 0.02% |
| 98 | PACKAGING CORP AMER COM | 695156109 | 275 | $38,522 | 0.02% |
| 99 | CONOCOPHILLIPS COM | COP | 369 | $36,829 | 0.02% |
| 100 | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | 921946406 | 346 | $36,503 | 0.02% |
| 101 | GAMING & LEISURE PPTYS INC COM | 36467J108 | 692 | $36,025 | 0.02% |
| 102 | REINSURANCE GRP OF AMERICA INC COM NEW | 759351604 | 268 | $35,579 | 0.02% |
| 103 | ISHARES MSCI USA VALUE FACTOR ETF | 46432F388 | 379 | $35,091 | 0.01% |
| 104 | ALBEMARLE CORP COM | ALB-PA | 158 | $34,968 | 0.01% |
| 105 | ISHARES GLOBAL TECH ETF | 464287291 | 498 | $27,071 | 0.01% |
| 106 | AMERICAN TOWER CORP NEW COM | 03027X100 | 96 | $19,616 | 0.01% |
| 107 | ISHARES MSCI USA MOMENTUM FACTOR ETF | 46432F396 | 98 | $13,625 | 0.01% |
| 108 | PROSHARES BITCOIN STRATEGY ETF | 74347G440 | 594 | $10,406 | 0.00% |
| 109 | VANGUARD HEALTH CARE ETF | 92204A504 | 39 | $9,299 | 0.00% |
| 110 | GOLDMAN SACHS GROUP INC COM | GSCE | 27 | $8,939 | 0.00% |
| 111 | PENN ENTERTAINMENT INC COM | PENN | 265 | $7,859 | 0.00% |
| 112 | ISHARES CORE S&P SMALL CAP ETF | 464287804 | 78 | $7,542 | 0.00% |
| 113 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 52 | $7,520 | 0.00% |
| 114 | VANECK RARE EARTH/STRATEGIC METALS ETF | 92189H805 | 86 | $7,015 | 0.00% |
| 115 | JPMORGAN CHASE & CO COM | VYLD | 53 | $6,892 | 0.00% |
| 116 | PROCTER AND GAMBLE CO COM | 742718109 | 43 | $6,393 | 0.00% |
| 117 | BOEING CO COM | BA-PA | 30 | $6,372 | 0.00% |
| 118 | META PLATFORMS INC CL A | META | 30 | $6,358 | 0.00% |
| 119 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 689 | $5,822 | 0.00% |
| 120 | PRUDENTIAL FINL INC COM | PUKPF | 65 | $5,378 | 0.00% |
| 121 | NVIDIA CORPORATION COM | NVDA | 16 | $4,451 | 0.00% |
| 122 | KRATOS DEFENSE & SEC SOLUTIONS COM NEW | 50077B207 | 325 | $4,381 | 0.00% |
| 123 | VANGUARD S&P 500 ETF | 922908363 | 8 | $3,008 | 0.00% |
| 124 | SNOWFLAKE INC CL A | SNOW | 18 | $2,777 | 0.00% |
| 125 | GRAINGER W W INC COM | 384802104 | 4 | $2,755 | 0.00% |
| 126 | ALLEGRO MICROSYSTEMS INC COM | ALGM | 56 | $2,687 | 0.00% |
| 127 | SCHWAB CHARLES CORP COM | SCHW-PJ | 50 | $2,619 | 0.00% |
| 128 | CSX CORP COM | CSX | 86 | $2,574 | 0.00% |
| 129 | ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF | 00214Q203 | 50 | $2,534 | 0.00% |
| 130 | CADENCE DESIGN SYSTEM INC COM | CDNS | 12 | $2,521 | 0.00% |
| 131 | GENERAL MLS INC COM | 370334104 | 29 | $2,478 | 0.00% |
| 132 | ALIBABA GROUP HLDG LTD SPONSORED ADS | BBAAY | 24 | $2,452 | 0.00% |
| 133 | HUMANA INC COM | HUM | 5 | $2,427 | 0.00% |
| 134 | KRAFT HEINZ CO COM | KHC | 61 | $2,372 | 0.00% |
| 135 | THE CIGNA GROUP COM | 125523100 | 9 | $2,299 | 0.00% |
| 136 | REGAL REXNORD CORPORATION COM | RRX | 16 | $2,257 | 0.00% |
| 137 | ZOETIS INC CL A | ZTS | 13 | $2,163 | 0.00% |
| 138 | CVS HEALTH CORP COM | CVS | 29 | $2,154 | 0.00% |
| 139 | BEST BUY INC COM | BBY | 27 | $2,138 | 0.00% |
| 140 | HANNON ARMSTRONG SUST INFR CAP COM | 41068X100 | 73 | $2,116 | 0.00% |
| 141 | DARLING INGREDIENTS INC COM | DAR | 34 | $1,985 | 0.00% |
| 142 | ISHARES SELF-DRIVING EV & TECH ETF | 46435U366 | 50 | $1,918 | 0.00% |
| 143 | ARK FINTECH INNOVATION ETF | 00214Q708 | 100 | $1,881 | 0.00% |
| 144 | HALOZYME THERAPEUTICS INC COM | HALO | 49 | $1,871 | 0.00% |
| 145 | VANGUARD RUSSELL 3000 ETF | 92206C599 | 10 | $1,833 | 0.00% |
| 146 | WEBSTER FINL CORP COM | 947890109 | 45 | $1,773 | 0.00% |
| 147 | TRUIST FINL CORP COM | 89832Q109 | 51 | $1,739 | 0.00% |
| 148 | ARK GENOMIC REVOLUTION ETF | 00214Q302 | 50 | $1,512 | 0.00% |
| 149 | ARK NEXT GENERATION INTERNET ETF | 00214Q401 | 26 | $1,377 | 0.00% |
| 150 | HOME DEPOT INC COM | HD | 4 | $1,180 | 0.00% |
| 151 | ROBLOX CORP CL A | RBLX | 25 | $1,124 | 0.00% |
| 152 | DROPBOX INC CL A | DBX | 49 | $1,059 | 0.00% |
| 153 | OVINTIV INC COM | OVV | 28 | $1,010 | 0.00% |
| 154 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 3 | $926 | 0.00% |
| 155 | LABORATORY CORP AMER HLDGS COM NEW | 50540R409 | 4 | $917 | 0.00% |
| 156 | FIRST REP BK SAN FRANCISCO CAL COM | 33616C100 | 65 | $909 | 0.00% |
| 157 | COUPANG INC CL A | CPNG | 50 | $800 | 0.00% |
| 158 | RIVIAN AUTOMOTIVE INC COM CL A | RIVN | 40 | $619 | 0.00% |
| 159 | COCA COLA CO COM | KO | 6 | $374 | 0.00% |
| 160 | VAIL RESORTS INC COM | MTN | 0 | $370 | 0.00% |
| 161 | ADVISORSHARES PURE US CANNABIS ETF | 00768Y453 | 50 | $284 | 0.00% |
| 162 | NIKOLA CORP COM | NODK | 150 | $181 | 0.00% |
| 163 | COLGATE PALMOLIVE CO COM | CL | 2 | $150 | 0.00% |
| 164 | CANOPY GROWTH CORP COM | CGC | 26 | $45 | 0.00% |
| 165 | ATLANTIC PWR & INFRASTRU | 04879A107 | 31 | $1 | 0.00% |