13F HOLDINGS REPORT
Bay Harbor Wealth Management, LLC
Quarter ended Q3 2024 · Filed October 24, 2024 · Accession 0001437749-24-031991
Total Value
$306.1M
Positions
169
Other Managers
1
Confidential Omitted
No
Holdings (169)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES CORE TOTAL USD BOND MARKET ETF | 46434V613 | 591,729 | $27.9M | 9.11% |
| 2 | ISHARES CORE S&P 500 ETF | 464287200 | 43,078 | $24.8M | 8.12% |
| 3 | DIMENSIONAL US CORE EQUITY MARKET ETF | 25434V104 | 524,078 | $20.8M | 6.80% |
| 4 | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | 392,526 | $20.7M | 6.77% |
| 5 | VANGUARD GROWTH ETF | 922908736 | 53,312 | $20.5M | 6.69% |
| 6 | VANGUARD VALUE ETF | 922908744 | 98,130 | $17.1M | 5.60% |
| 7 | VANGUARD TOTAL INTERNATIONAL BOND ETF | 92203J407 | 283,477 | $14.3M | 4.66% |
| 8 | VANGUARD SHORT-TERM BOND ETF | 921937827 | 169,083 | $13.3M | 4.35% |
| 9 | ISHARES S&P 500 GROWTH ETF | 464287309 | 117,126 | $11.2M | 3.66% |
| 10 | ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF | BLK | 204,654 | $10.1M | 3.31% |
| 11 | ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | 55,228 | $9.9M | 3.23% |
| 12 | ISHARES MSCI EAFE GROWTH ETF | 464288885 | 79,057 | $8.5M | 2.78% |
| 13 | ISHARES MSCI EAFE VALUE ETF | 464288877 | 132,092 | $7.6M | 2.48% |
| 14 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 153,681 | $7.4M | 2.40% |
| 15 | DIMENSIONAL SHORT-DURATION FIXED INCOME ETF | 25434V864 | 150,217 | $7.2M | 2.34% |
| 16 | VANGUARD MORTGAGE-BACKED SECURITIES ETF | 92206C771 | 147,912 | $7.0M | 2.28% |
| 17 | VANGUARD LONG-TERM BOND ETF | 921937793 | 89,311 | $6.7M | 2.19% |
| 18 | ISHARES MBS ETF | 464288588 | 68,033 | $6.5M | 2.13% |
| 19 | VANGUARD INTERMEDIATE-TERM BOND ETF | 921937819 | 82,064 | $6.4M | 2.10% |
| 20 | ISHARES S&P 500 VALUE ETF | 464287408 | 29,127 | $5.7M | 1.88% |
| 21 | DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | 25434V203 | 179,445 | $5.7M | 1.86% |
| 22 | VANGUARD SMALL-CAP ETF | 922908751 | 20,804 | $4.9M | 1.62% |
| 23 | DIMENSIONAL CORE FIXED INCOME ETF | 25434V872 | 112,363 | $4.9M | 1.59% |
| 24 | ISHARES U.S. TECHNOLOGY ETF | 464287721 | 28,220 | $4.3M | 1.40% |
| 25 | ISHARES MSCI EMERGING MARKETS EX CHINA ETF | 46434G764 | 66,713 | $4.1M | 1.33% |
| 26 | ISHARES FLEXIBLE INCOME ACTIVE ETF | BLK | 75,449 | $4.0M | 1.32% |
| 27 | ISHARES 20 YEAR TREASURY BOND ETF | 464287432 | 32,139 | $3.2M | 1.03% |
| 28 | ISHARES CORE MSCI EMERGING MARKETS ETF | 46434G103 | 42,620 | $2.4M | 0.80% |
| 29 | DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | 25434V302 | 88,026 | $2.4M | 0.79% |
| 30 | VANGUARD INFORMATION TECHNOLOGY ETF | 92204A702 | 2,495 | $1.5M | 0.48% |
| 31 | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 464288281 | 14,230 | $1.3M | 0.44% |
| 32 | ISHARES INVESTMENT GRADE SYSTEMATIC BOND ETF | 46435G219 | 26,775 | $1.2M | 0.41% |
| 33 | ISHARES U.S. INFRASTRUCTURE ETF | 46435U713 | 24,928 | $1.2M | 0.38% |
| 34 | ISHARES U.S. TREASURY BOND ETF | 46429B267 | 38,869 | $911,478 | 0.30% |
| 35 | DIMENSIONAL GLOBAL REAL ESTATE ETF | 25434V658 | 21,438 | $618,693 | 0.20% |
| 36 | ISHARES SEMICONDUCTOR ETF | 464287523 | 2,252 | $519,288 | 0.17% |
| 37 | ISHARES CONVERTIBLE BOND ETF | 46435G102 | 5,911 | $494,573 | 0.16% |
| 38 | ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | 46431W648 | 5,848 | $458,344 | 0.15% |
| 39 | ISHARES CORE MODERATE ALLOCATION ETF | 464289875 | 7,862 | $354,654 | 0.12% |
| 40 | VANGUARD DIVIDEND APPRECIATION ETF | 921908844 | 1,552 | $308,685 | 0.10% |
| 41 | TESLA INC COM | TSLA | 975 | $255,089 | 0.08% |
| 42 | VANGUARD CONSUMER DISCRETIONARY ETF | 92204A108 | 725 | $247,445 | 0.08% |
| 43 | SPDR S&P 500 ETF TRUST | SPY | 430 | $246,728 | 0.08% |
| 44 | NVIDIA CORPORATION COM | NVDA | 1,885 | $228,933 | 0.07% |
| 45 | APPLE INC COM | AAPL | 980 | $228,340 | 0.07% |
| 46 | ISHARES CORE AGGRESSIVE ALLOCATION ETF | 464289859 | 2,874 | $226,787 | 0.07% |
| 47 | ALPHABET INC CAP STK CL A | GOOG | 1,326 | $219,917 | 0.07% |
| 48 | MICROSOFT CORP COM | MSFT | 483 | $207,834 | 0.07% |
| 49 | SPDR PORTFOLIO AGGREGATE BOND ETF | 78464A649 | 6,878 | $179,790 | 0.06% |
| 50 | AMAZON COM INC COM | AMZN | 951 | $177,199 | 0.06% |
| 51 | DELL TECHNOLOGIES INC CL C | DELL | 1,482 | $175,676 | 0.06% |
| 52 | BROADCOM INC COM | AVGO | 853 | $147,142 | 0.05% |
| 53 | META PLATFORMS INC CL A | META | 238 | $136,240 | 0.04% |
| 54 | PARKER-HANNIFIN CORP COM | PH | 207 | $130,786 | 0.04% |
| 55 | PULTE GROUP INC COM | 745867101 | 873 | $125,476 | 0.04% |
| 56 | ISHARES CORE CONSERVATIVE ALLOCATION ETF | 464289883 | 3,123 | $120,735 | 0.04% |
| 57 | INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | 861 | $119,988 | 0.04% |
| 58 | ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | 464287150 | 900 | $113,058 | 0.04% |
| 59 | ORACLE CORP COM | ORCL-PD | 653 | $111,271 | 0.04% |
| 60 | BANK NEW YORK MELLON CORP COM | 064058100 | 1,530 | $109,945 | 0.04% |
| 61 | APPLE INC COM | AAPL | 463 | $107,829 | 0.04% |
| 62 | AMERICAN EXPRESS CO COM | AXP | 396 | $107,395 | 0.04% |
| 63 | IRON MTN INC DEL COM | 46284V101 | 847 | $101,254 | 0.03% |
| 64 | NVIDIA CORPORATION COM | NVDA | 821 | $99,750 | 0.03% |
| 65 | ABBVIE INC COM | ABBV | 501 | $98,937 | 0.03% |
| 66 | CATERPILLAR INC COM | CAT | 251 | $98,171 | 0.03% |
| 67 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 341 | $96,869 | 0.03% |
| 68 | MCKESSON CORP COM | MCK | 189 | $93,579 | 0.03% |
| 69 | VISA INC COM CL A | V | 340 | $93,483 | 0.03% |
| 70 | BOSTON SCIENTIFIC CORP COM | BSX | 1,096 | $91,844 | 0.03% |
| 71 | UNITEDHEALTH GROUP INC COM | UNH | 154 | $90,040 | 0.03% |
| 72 | UBER TECHNOLOGIES INC COM | UBER | 1,150 | $86,434 | 0.03% |
| 73 | WELLS FARGO CO NEW COM | 949746101 | 1,515 | $85,582 | 0.03% |
| 74 | SALESFORCE INC COM | CRM | 310 | $84,974 | 0.03% |
| 75 | MARRIOTT INTL INC NEW CL A | 571903202 | 339 | $84,275 | 0.03% |
| 76 | SERVICENOW INC COM | NOW | 94 | $84,072 | 0.03% |
| 77 | DELTA AIR LINES INC DEL COM NEW | DAL | 1,626 | $82,584 | 0.03% |
| 78 | ELI LILLY & CO COM | LLY | 92 | $81,506 | 0.03% |
| 79 | T-MOBILE US INC COM | TMUSZ | 394 | $81,305 | 0.03% |
| 80 | ADOBE INC COM | ADBE | 156 | $80,773 | 0.03% |
| 81 | MERCK & CO INC COM | MRK | 697 | $79,688 | 0.03% |
| 82 | JPMORGAN CHASE & CO. COM | VYLD | 365 | $76,963 | 0.03% |
| 83 | IQVIA HLDGS INC COM | IQV | 323 | $76,541 | 0.03% |
| 84 | KROGER CO COM | KR | 1,321 | $75,693 | 0.02% |
| 85 | REINSURANCE GRP OF AMERICA INC COM NEW | 759351604 | 347 | $75,600 | 0.02% |
| 86 | KIMBERLY-CLARK CORP COM | KMB | 526 | $75,481 | 0.02% |
| 87 | NEXTERA ENERGY INC COM | NEE-PW | 888 | $75,062 | 0.02% |
| 88 | EXXON MOBIL CORP COM | XOM | 635 | $74,434 | 0.02% |
| 89 | SYSCO CORP COM | SYY | 947 | $73,922 | 0.02% |
| 90 | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | 921946406 | 546 | $69,997 | 0.02% |
| 91 | RESTAURANT BRANDS INTL INC COM | 76131D103 | 951 | $69,137 | 0.02% |
| 92 | CROWDSTRIKE HLDGS INC CL A | CRWD | 242 | $67,873 | 0.02% |
| 93 | GRAPHIC PACKAGING HLDG CO COM | GPK | 2,284 | $67,811 | 0.02% |
| 94 | MONDELEZ INTL INC CL A | 609207105 | 905 | $67,096 | 0.02% |
| 95 | WORKDAY INC CL A | WDAY | 274 | $66,968 | 0.02% |
| 96 | TJX COS INC NEW COM | 872540109 | 565 | $66,410 | 0.02% |
| 97 | ISHARES CORE GROWTH ALLOCATION ETF | 464289867 | 1,057 | $62,616 | 0.02% |
| 98 | MARATHON PETE CORP COM | MARA | 373 | $60,765 | 0.02% |
| 99 | LINDE PLC SHS | LIN | 126 | $60,084 | 0.02% |
| 100 | ISHARES CURRENCY HEDGED MSCI EAFE ETF | 46434V803 | 1,498 | $53,059 | 0.02% |
| 101 | QUALCOMM INC COM | QCOM | 311 | $52,885 | 0.02% |
| 102 | HUNTINGTON INGALLS INDS INC COM | 446413106 | 194 | $51,289 | 0.02% |
| 103 | ARK INNOVATION ETF | 00214Q104 | 1,073 | $50,999 | 0.02% |
| 104 | CENTERPOINT ENERGY INC COM | CNP | 1,660 | $48,837 | 0.02% |
| 105 | COMCAST CORP NEW CL A | CCZ | 1,154 | $48,202 | 0.02% |
| 106 | MICRON TECHNOLOGY INC COM | MU | 448 | $46,462 | 0.02% |
| 107 | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | 921946794 | 623 | $45,740 | 0.01% |
| 108 | DIAMONDBACK ENERGY INC COM | FANG | 265 | $45,686 | 0.01% |
| 109 | GAMING & LEISURE PPTYS INC COM | 36467J108 | 806 | $41,468 | 0.01% |
| 110 | ISHARES GLOBAL TECH ETF | 464287291 | 498 | $41,099 | 0.01% |
| 111 | MICROSOFT CORP COM | MSFT | 78 | $33,563 | 0.01% |
| 112 | WALMART INC COM | WMT | 412 | $33,269 | 0.01% |
| 113 | VANGUARD TOTAL CORPORATE BOND ETF | 92206C573 | 401 | $31,799 | 0.01% |
| 114 | JPMORGAN CHASE & CO. COM | VYLD | 124 | $26,136 | 0.01% |
| 115 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 689 | $25,630 | 0.01% |
| 116 | ICAPITAL KKR PRIVATE MKTS FD SHS BEN INT I | 451066104 | 25,000 | $25,000 | 0.01% |
| 117 | META PLATFORMS INC CL A | META | 30 | $17,222 | 0.01% |
| 118 | LOWES COS INC COM | 548661107 | 63 | $17,063 | 0.01% |
| 119 | VANGUARD TOTAL INTERNATIONAL STOCK ETF | 921909768 | 237 | $15,343 | 0.01% |
| 120 | GOLDMAN SACHS GROUP INC COM | GSCE | 28 | $14,109 | 0.00% |
| 121 | SHORE BANCSHARES INC COM | SHBI | 1,000 | $13,990 | 0.00% |
| 122 | PROSHARES BITCOIN ETF | 74347G440 | 594 | $11,398 | 0.00% |
| 123 | AFLAC INC COM | AFL | 99 | $11,068 | 0.00% |
| 124 | VANGUARD HEALTH CARE ETF | 92204A504 | 39 | $11,051 | 0.00% |
| 125 | ISHARES RUSSELL 2000 ETF | 464287655 | 50 | $11,044 | 0.00% |
| 126 | ANALOG DEVICES INC COM | ADI | 47 | $10,817 | 0.00% |
| 127 | CHUBB LIMITED COM | CB | 37 | $10,704 | 0.00% |
| 128 | VANGUARD TOTAL BOND MARKET ETF | 921937835 | 142 | $10,665 | 0.00% |
| 129 | PRUDENTIAL FINL INC COM | PUKPF | 65 | $7,871 | 0.00% |
| 130 | SPDR PORTFOLIO S&P 500 ETF | 78464A854 | 98 | $6,615 | 0.00% |
| 131 | PALO ALTO NETWORKS INC COM | PANW | 18 | $6,152 | 0.00% |
| 132 | ISHARES MSCI USA MIN VOL FACTOR ETF | 46429B697 | 64 | $5,843 | 0.00% |
| 133 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 29 | $5,195 | 0.00% |
| 134 | PROCTER AND GAMBLE CO COM | 742718109 | 25 | $4,330 | 0.00% |
| 135 | VANGUARD S&P 500 ETF | 922908363 | 8 | $4,249 | 0.00% |
| 136 | VANGUARD RUSSELL 3000 ETF | 92206C599 | 16 | $4,058 | 0.00% |
| 137 | VANECK RARE EARTH AND STRATEGIC METALS ETF | 92189H805 | 86 | $3,966 | 0.00% |
| 138 | SCHWAB CHARLES CORP COM | SCHW-PJ | 51 | $3,320 | 0.00% |
| 139 | HOME DEPOT INC COM | HD | 8 | $3,241 | 0.00% |
| 140 | JOHNSON CTLS INTL PLC SHS | G51502105 | 41 | $3,197 | 0.00% |
| 141 | RESMED INC COM | RSMDF | 13 | $3,173 | 0.00% |
| 142 | TAPESTRY INC COM | TPR | 67 | $3,147 | 0.00% |
| 143 | ZOETIS INC CL A | ZTS | 16 | $3,126 | 0.00% |
| 144 | FISERV INC COM | FISV | 17 | $3,054 | 0.00% |
| 145 | HOWMET AEROSPACE INC COM | HWM | 29 | $2,907 | 0.00% |
| 146 | THE CIGNA GROUP COM | 125523100 | 8 | $2,771 | 0.00% |
| 147 | CLEAN HARBORS INC COM | CLH | 11 | $2,658 | 0.00% |
| 148 | ELEVANCE HEALTH INC COM | ELV | 5 | $2,600 | 0.00% |
| 149 | BECTON DICKINSON & CO COM | BDX | 10 | $2,411 | 0.00% |
| 150 | NVENT ELECTRIC PLC SHS | NVT | 34 | $2,388 | 0.00% |
| 151 | BANK AMERICA CORP COM | 060505104 | 59 | $2,341 | 0.00% |
| 152 | KRAFT HEINZ CO COM | KHC | 66 | $2,329 | 0.00% |
| 153 | AUTOLIV INC COM | ALV | 21 | $1,960 | 0.00% |
| 154 | PORTLAND GEN ELEC CO COM NEW | 736508847 | 33 | $1,597 | 0.00% |
| 155 | ISHARES SELF-DRIVING EV & TECH ETF | 46435U366 | 50 | $1,588 | 0.00% |
| 156 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 3 | $1,380 | 0.00% |
| 157 | WEATHERFORD INTL PLC ORD SHS | G48833118 | 16 | $1,358 | 0.00% |
| 158 | MAGNITE INC COM | MGNI | 91 | $1,260 | 0.00% |
| 159 | STAG INDL INC COM | 85254J102 | 32 | $1,254 | 0.00% |
| 160 | ISHARES MSCI CHINA ETF | 46429B671 | 20 | $1,018 | 0.00% |
| 161 | ISHARES MSCI CHINA MULTISECTOR TECH ETF | 46436E429 | 50 | $956 | 0.00% |
| 162 | ISHARES CHINA LARGE-CAP ETF | 464287184 | 30 | $953 | 0.00% |
| 163 | LABCORP HOLDINGS INC COM SHS | LH | 4 | $893 | 0.00% |
| 164 | ADVISORSHARES PURE US CANNABIS ETF | 00768Y453 | 50 | $358 | 0.00% |
| 165 | FORTREA HLDGS INC COMMON STOCK | FTRE | 4 | $80 | 0.00% |
| 166 | EMBECTA CORP COMMON STOCK | EMBC | 2 | $28 | 0.00% |
| 167 | NABRIVA THERAPEUTICS PLC SHS NEW 2022 | G63637139 | 80 | $0 | 0.00% |
| 168 | KALEIDO BIOSCIENCES INC COM | 483347100 | 2,300 | $0 | 0.00% |
| 169 | FIRST REP BK SAN FRANCISCO CAL COM | 33616C100 | 65 | $0 | 0.00% |