13F HOLDINGS REPORT
Bay Harbor Wealth Management, LLC
Quarter ended Q1 2024 · Filed April 22, 2024 · Accession 0001437749-24-012696
Total Value
$278.5M
Positions
172
Other Managers
1
Confidential Omitted
No
Holdings (172)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES CORE S&P 500 ETF | 464287200 | 56,724 | $29.8M | 10.71% |
| 2 | ISHARES CORE TOTAL USD BOND MARKET ETF | 46434V613 | 521,472 | $23.8M | 8.54% |
| 3 | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | 429,085 | $21.5M | 7.73% |
| 4 | VANGUARD GROWTH ETF | 922908736 | 60,862 | $20.9M | 7.52% |
| 5 | VANGUARD VALUE ETF | 922908744 | 110,725 | $18.0M | 6.48% |
| 6 | VANGUARD TOTAL INTERNATIONAL BOND ETF | 92203J407 | 299,896 | $14.8M | 5.30% |
| 7 | VANGUARD SHORT-TERM BOND ETF | 921937827 | 177,537 | $13.6M | 4.89% |
| 8 | DIMENSIONAL US CORE EQUITY MARKET ETF | 25434V104 | 341,675 | $12.5M | 4.48% |
| 9 | ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | 53,393 | $8.8M | 3.15% |
| 10 | BLACKROCK U.S. EQUITY FACTOR ROTATION ETF | BLK | 197,296 | $8.8M | 3.15% |
| 11 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 170,056 | $7.1M | 2.55% |
| 12 | VANGUARD MORTGAGE-BACKED SECURITIES ETF | 92206C771 | 154,118 | $7.0M | 2.52% |
| 13 | VANGUARD LONG-TERM BOND ETF | 921937793 | 95,330 | $6.9M | 2.48% |
| 14 | VANGUARD INTERMEDIATE-TERM BOND ETF | 921937819 | 86,959 | $6.6M | 2.35% |
| 15 | ISHARES S&P 500 GROWTH ETF | 464287309 | 76,045 | $6.4M | 2.31% |
| 16 | ISHARES MBS ETF | 464288588 | 65,916 | $6.1M | 2.19% |
| 17 | VANGUARD SMALL-CAP ETF | 922908751 | 23,356 | $5.3M | 1.92% |
| 18 | ISHARES S&P 500 VALUE ETF | 464287408 | 28,168 | $5.3M | 1.89% |
| 19 | ISHARES MSCI EAFE GROWTH ETF | 464288885 | 48,300 | $5.0M | 1.80% |
| 20 | ISHARES MSCI EAFE VALUE ETF | 464288877 | 90,108 | $4.9M | 1.76% |
| 21 | DIMENSIONAL SHORT-DURATION FIXED INCOME ETF | 25434V864 | 98,667 | $4.6M | 1.67% |
| 22 | ISHARES U.S. TECHNOLOGY ETF | 464287721 | 27,681 | $3.7M | 1.34% |
| 23 | DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | 25434V203 | 116,179 | $3.5M | 1.26% |
| 24 | ISHARES 20 YEAR TREASURY BOND ETF | 464287432 | 34,235 | $3.2M | 1.16% |
| 25 | DIMENSIONAL CORE FIXED INCOME ETF | 25434V872 | 72,830 | $3.1M | 1.10% |
| 26 | ISHARES MSCI EMERGING MARKETS EX CHINA ETF | 46434G764 | 48,376 | $2.8M | 1.00% |
| 27 | ISHARES CURRENCY HEDGED MSCI EAFE ETF | 46434V803 | 74,064 | $2.6M | 0.93% |
| 28 | BLACKROCK FLEXIBLE INCOME ETF | BLK | 47,634 | $2.5M | 0.90% |
| 29 | DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | 25434V302 | 56,759 | $1.4M | 0.50% |
| 30 | VANGUARD INFORMATION TECHNOLOGY ETF | 92204A702 | 2,495 | $1.3M | 0.47% |
| 31 | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 464288281 | 14,238 | $1.3M | 0.46% |
| 32 | ISHARES CORE MSCI EMERGING MARKETS ETF | 46434G103 | 22,955 | $1.2M | 0.43% |
| 33 | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | 464287242 | 10,075 | $1.1M | 0.39% |
| 34 | ISHARES U.S. INFRASTRUCTURE ETF | 46435U713 | 24,794 | $1.1M | 0.39% |
| 35 | ISHARES GLOBAL ENERGY ETF | 464287341 | 24,193 | $1.0M | 0.37% |
| 36 | ISHARES U.S. TREASURY BOND ETF | 46429B267 | 39,207 | $892,743 | 0.32% |
| 37 | ISHARES TIPS BOND ETF | 464287176 | 7,235 | $777,111 | 0.28% |
| 38 | ISHARES SEMICONDUCTOR ETF | 464287523 | 2,082 | $470,365 | 0.17% |
| 39 | ISHARES CONVERTIBLE BOND ETF | 46435G102 | 5,606 | $447,526 | 0.16% |
| 40 | ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | 46431W648 | 5,847 | $414,036 | 0.15% |
| 41 | DIMENSIONAL GLOBAL REAL ESTATE ETF | 25434V658 | 13,512 | $344,961 | 0.12% |
| 42 | ISHARES CORE MODERATE ALLOCATION ETF | 464289875 | 7,861 | $336,293 | 0.12% |
| 43 | VANGUARD DIVIDEND APPRECIATION ETF | 921908844 | 1,552 | $283,410 | 0.10% |
| 44 | VANGUARD CONSUMER DISCRETIONARY ETF | 92204A108 | 725 | $230,354 | 0.08% |
| 45 | SPDR S&P 500 ETF TRUST | SPY | 429 | $224,861 | 0.08% |
| 46 | APPLE INC COM | AAPL | 1,256 | $215,454 | 0.08% |
| 47 | ALPHABET INC CAP STK CL A | GOOG | 1,423 | $214,773 | 0.08% |
| 48 | MICROSOFT CORP COM | MSFT | 501 | $210,780 | 0.08% |
| 49 | ISHARES CORE AGGRESSIVE ALLOCATION ETF | 464289859 | 2,777 | $203,998 | 0.07% |
| 50 | NVIDIA CORPORATION COM | NVDA | 221 | $199,715 | 0.07% |
| 51 | AMAZON COM INC COM | AMZN | 992 | $178,936 | 0.06% |
| 52 | DELL TECHNOLOGIES INC CL C | DELL | 1,534 | $175,044 | 0.06% |
| 53 | SPDR PORTFOLIO AGGREGATE BOND ETF | 78464A649 | 6,878 | $173,875 | 0.06% |
| 54 | TESLA INC COM | TSLA | 975 | $171,395 | 0.06% |
| 55 | BROADCOM INC COM | AVGO | 104 | $138,388 | 0.05% |
| 56 | META PLATFORMS INC CL A | META | 277 | $134,520 | 0.05% |
| 57 | ISHARES CORE CONSERVATIVE ALLOCATION ETF | 464289883 | 3,317 | $122,148 | 0.04% |
| 58 | PARKER-HANNIFIN CORP COM | PH | 213 | $118,383 | 0.04% |
| 59 | PULTE GROUP INC COM | 745867101 | 942 | $113,624 | 0.04% |
| 60 | MCKESSON CORP COM | MCK | 196 | $105,362 | 0.04% |
| 61 | LINCOLN ELEC HLDGS INC COM | 533900106 | 403 | $103,228 | 0.04% |
| 62 | INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | 898 | $100,315 | 0.04% |
| 63 | CROWDSTRIKE HLDGS INC CL A | CRWD | 310 | $99,382 | 0.04% |
| 64 | VISA INC COM CL A | V | 354 | $98,794 | 0.04% |
| 65 | SALESFORCE INC COM | CRM | 325 | $98,013 | 0.04% |
| 66 | MERCK & CO INC COM | MRK | 727 | $96,487 | 0.03% |
| 67 | CATERPILLAR INC COM | CAT | 262 | $96,004 | 0.03% |
| 68 | ORACLE CORP COM | ORCL-PD | 764 | $95,966 | 0.03% |
| 69 | AMERICAN EXPRESS CO COM | AXP | 416 | $94,719 | 0.03% |
| 70 | BANK NEW YORK MELLON CORP COM | 064058100 | 1,593 | $91,788 | 0.03% |
| 71 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 349 | $90,718 | 0.03% |
| 72 | ABBVIE INC COM | ABBV | 497 | $90,503 | 0.03% |
| 73 | WELLS FARGO CO NEW COM | 949746101 | 1,550 | $89,838 | 0.03% |
| 74 | MARRIOTT INTL INC NEW CL A | 571903202 | 355 | $89,754 | 0.03% |
| 75 | JPMORGAN CHASE & CO COM | VYLD | 427 | $85,596 | 0.03% |
| 76 | IQVIA HLDGS INC COM | IQV | 334 | $84,465 | 0.03% |
| 77 | IRON MTN INC DEL COM | 46284V101 | 1,021 | $82,558 | 0.03% |
| 78 | ADOBE INC COM | ADBE | 163 | $82,249 | 0.03% |
| 79 | RESTAURANT BRANDS INTL INC COM | 76131D103 | 998 | $79,869 | 0.03% |
| 80 | UNITEDHEALTH GROUP INC COM | UNH | 161 | $79,646 | 0.03% |
| 81 | SYSCO CORP COM | SYY | 977 | $79,312 | 0.03% |
| 82 | KROGER CO COM | KR | 1,374 | $78,496 | 0.03% |
| 83 | WORKDAY INC CL A | WDAY | 287 | $78,279 | 0.03% |
| 84 | ARK INNOVATION ETF | 00214Q104 | 1,559 | $78,100 | 0.03% |
| 85 | MARATHON PETE CORP COM | MARA | 387 | $77,980 | 0.03% |
| 86 | PIONEER NAT RES CO COM | 723787107 | 289 | $75,862 | 0.03% |
| 87 | SERVICENOW INC COM | NOW | 99 | $75,477 | 0.03% |
| 88 | ELI LILLY & CO COM | LLY | 96 | $74,684 | 0.03% |
| 89 | KIMBERLY-CLARK CORP COM | KMB | 563 | $72,824 | 0.03% |
| 90 | FISERV INC COM | FISV | 428 | $68,402 | 0.02% |
| 91 | GRAPHIC PACKAGING HLDG CO COM | GPK | 2,335 | $68,368 | 0.02% |
| 92 | NORFOLK SOUTHN CORP COM | 655844108 | 268 | $68,305 | 0.02% |
| 93 | LULULEMON ATHLETICA INC COM | LULU | 172 | $67,191 | 0.02% |
| 94 | MONDELEZ INTL INC CL A | 609207105 | 940 | $66,199 | 0.02% |
| 95 | COMCAST CORP NEW CL A | CCZ | 1,526 | $66,152 | 0.02% |
| 96 | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | 921946406 | 546 | $66,060 | 0.02% |
| 97 | T-MOBILE US INC COM | TMUSZ | 402 | $65,614 | 0.02% |
| 98 | ACCENTURE PLC IRELAND SHS CLASS A | ACN | 189 | $65,509 | 0.02% |
| 99 | LINDE PLC SHS | LIN | 132 | $61,290 | 0.02% |
| 100 | BOSTON SCIENTIFIC CORP COM | BSX | 894 | $61,230 | 0.02% |
| 101 | NEXTERA ENERGY INC COM | NEE-PW | 924 | $59,052 | 0.02% |
| 102 | ISHARES CORE GROWTH ALLOCATION ETF | 464289867 | 1,057 | $58,843 | 0.02% |
| 103 | HUNTINGTON INGALLS INDS INC COM | 446413106 | 201 | $58,585 | 0.02% |
| 104 | DIAMONDBACK ENERGY INC COM | FANG | 277 | $54,893 | 0.02% |
| 105 | BRISTOL-MYERS SQUIBB CO COM | CELG-RI | 947 | $51,355 | 0.02% |
| 106 | REINSURANCE GRP OF AMERICA INC COM NEW | 759351604 | 266 | $51,306 | 0.02% |
| 107 | CENTERPOINT ENERGY INC COM | CNP | 1,720 | $49,002 | 0.02% |
| 108 | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | 921946794 | 623 | $42,862 | 0.02% |
| 109 | GAMING & LEISURE PPTYS INC COM | 36467J108 | 845 | $39,571 | 0.01% |
| 110 | ISHARES GLOBAL TECH ETF | 464287291 | 498 | $37,255 | 0.01% |
| 111 | VANGUARD TOTAL CORPORATE BOND ETF | 92206C573 | 401 | $30,724 | 0.01% |
| 112 | SYNOPSYS INC COM | SNPS | 46 | $26,289 | 0.01% |
| 113 | PROSHARES BITCOIN STRATEGY ETF | 74347G440 | 594 | $19,186 | 0.01% |
| 114 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 689 | $15,853 | 0.01% |
| 115 | VANGUARD TOTAL INTERNATIONAL STOCK ETF | 921909768 | 237 | $14,291 | 0.01% |
| 116 | GOLDMAN SACHS GROUP INC COM | GSCE | 28 | $11,759 | 0.00% |
| 117 | SHORE BANCSHARES INC COM | SHBI | 1,000 | $11,500 | 0.00% |
| 118 | VANGUARD HEALTH CARE ETF | 92204A504 | 39 | $10,550 | 0.00% |
| 119 | ISHARES RUSSELL 2000 ETF | 464287655 | 50 | $10,515 | 0.00% |
| 120 | VANGUARD TOTAL BOND MARKET ETF | 921937835 | 142 | $10,313 | 0.00% |
| 121 | SPDR PORTFOLIO S&P 500 ETF | 78464A854 | 125 | $7,691 | 0.00% |
| 122 | PRUDENTIAL FINL INC COM | PUKPF | 65 | $7,631 | 0.00% |
| 123 | PROCTER AND GAMBLE CO COM | 742718109 | 43 | $6,976 | 0.00% |
| 124 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 38 | $6,436 | 0.00% |
| 125 | KRATOS DEFENSE & SEC SOLUTIONS COM NEW | 50077B207 | 325 | $5,973 | 0.00% |
| 126 | BOEING CO COM | BA-PA | 30 | $5,789 | 0.00% |
| 127 | ISHARES MSCI USA MIN VOL FACTOR ETF | 46429B697 | 64 | $5,349 | 0.00% |
| 128 | PALO ALTO NETWORKS INC COM | PANW | 18 | $5,114 | 0.00% |
| 129 | PENN ENTERTAINMENT INC COM | PENN | 265 | $4,825 | 0.00% |
| 130 | VANECK RARE EARTH/STRATEGIC METALS ETF | 92189H805 | 86 | $4,416 | 0.00% |
| 131 | VANGUARD S&P 500 ETF | 922908363 | 8 | $3,845 | 0.00% |
| 132 | VANGUARD RUSSELL 3000 ETF | 92206C599 | 16 | $3,727 | 0.00% |
| 133 | SCHWAB CHARLES CORP COM | SCHW-PJ | 50 | $3,679 | 0.00% |
| 134 | TAPESTRY INC COM | TPR | 67 | $3,181 | 0.00% |
| 135 | CADENCE DESIGN SYSTEM INC COM | CDNS | 10 | $3,112 | 0.00% |
| 136 | HOME DEPOT INC COM | HD | 8 | $3,068 | 0.00% |
| 137 | ARK FINTECH INNOVATION ETF | 00214Q708 | 100 | $3,033 | 0.00% |
| 138 | SNOWFLAKE INC CL A | SNOW | 18 | $2,908 | 0.00% |
| 139 | THE CIGNA GROUP COM | 125523100 | 8 | $2,905 | 0.00% |
| 140 | ISHARES TREASURY FLOATING RATE BOND ETF | 46434V860 | 57 | $2,889 | 0.00% |
| 141 | WEBSTER FINL CORP COM | 947890109 | 55 | $2,792 | 0.00% |
| 142 | ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF | 00214Q203 | 50 | $2,757 | 0.00% |
| 143 | JOHNSON CTLS INTL PLC SHS | G51502105 | 41 | $2,678 | 0.00% |
| 144 | HOWMET AEROSPACE INC COM | HWM | 39 | $2,668 | 0.00% |
| 145 | TE CONNECTIVITY LTD SHS | TEL | 18 | $2,614 | 0.00% |
| 146 | ELEVANCE HEALTH INC COM | ELV | 5 | $2,592 | 0.00% |
| 147 | GENERAL MLS INC COM | 370334104 | 37 | $2,588 | 0.00% |
| 148 | NVENT ELECTRIC PLC SHS | NVT | 34 | $2,563 | 0.00% |
| 149 | CVS HEALTH CORP COM | CVS | 32 | $2,552 | 0.00% |
| 150 | AUTOLIV INC COM | ALV | 21 | $2,529 | 0.00% |
| 151 | KRAFT HEINZ CO COM | KHC | 64 | $2,391 | 0.00% |
| 152 | CISCO SYS INC COM | CSCO | 47 | $2,345 | 0.00% |
| 153 | CSX CORP COM | CSX | 63 | $2,335 | 0.00% |
| 154 | ZOETIS INC CL A | ZTS | 13 | $2,199 | 0.00% |
| 155 | ARK NEXT GENERATION INTERNET ETF | 00214Q401 | 25 | $2,140 | 0.00% |
| 156 | WATERS CORP COM | 941848103 | 6 | $2,065 | 0.00% |
| 157 | HANNON ARMSTRONG SUST INFR CAP COM | 41068X100 | 72 | $2,044 | 0.00% |
| 158 | WEATHERFORD INTL PLC ORD SHS | G48833118 | 16 | $1,846 | 0.00% |
| 159 | ALIBABA GROUP HLDG LTD SPONSORED ADS | BBAAY | 24 | $1,736 | 0.00% |
| 160 | ISHARES SELF-DRIVING EV & TECH ETF | 46435U366 | 50 | $1,571 | 0.00% |
| 161 | PORTLAND GEN ELEC CO COM NEW | 736508847 | 33 | $1,401 | 0.00% |
| 162 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 3 | $1,261 | 0.00% |
| 163 | STAG INDL INC COM | 85254J102 | 32 | $1,234 | 0.00% |
| 164 | DROPBOX INC CL A | DBX | 49 | $1,190 | 0.00% |
| 165 | ROBLOX CORP CL A | RBLX | 25 | $954 | 0.00% |
| 166 | LABORATORY CORP AMER HLDGS COM NEW | 50540R409 | 4 | $873 | 0.00% |
| 167 | ADVISORSHARES PURE US CANNABIS ETF | 00768Y453 | 50 | $500 | 0.00% |
| 168 | RIVIAN AUTOMOTIVE INC COM CL A | RIVN | 40 | $438 | 0.00% |
| 169 | FORTREA HLDGS INC COMMON STOCK | FTRE | 4 | $160 | 0.00% |
| 170 | FIRST REP BK SAN FRANCISCO CAL COM | 33616C100 | 65 | $2 | 0.00% |
| 171 | ATLANTIC PWR & INFRASTRU | 04879A107 | 31 | $1 | 0.00% |
| 172 | KALEIDO BIOSCIENCES INC COM | 483347100 | 2,300 | $0 | 0.00% |