13F HOLDINGS REPORT
Bay Harbor Wealth Management, LLC
Quarter ended Q1 2023 · Filed January 25, 2023 · Accession 0001437749-23-001714
Total Value
$223,103
Positions
191
Other Managers
3
Confidential Omitted
No
Holdings (191)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES CORE S&P 500 ETF | 464287200 | 60,581 | $23,276 | 10.43% |
| 2 | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | 476,989 | $20,019 | 8.97% |
| 3 | VANGUARD VALUE ETF | 922908744 | 126,894 | $17,812 | 7.98% |
| 4 | VANGUARD GROWTH ETF | 922908736 | 80,707 | $17,200 | 7.71% |
| 5 | ISHARES CORE TOTAL USD BOND MARKET ETF | 46434V613 | 360,028 | $16,176 | 7.25% |
| 6 | VANGUARD TOTAL INTERNATIONAL BOND ETF | 92203J407 | 319,466 | $15,152 | 6.79% |
| 7 | VANGUARD SHORT-TERM BOND ETF | 921937827 | 189,960 | $14,300 | 6.41% |
| 8 | ISHARES ESG AWARE MSCI USA ETF | 46435G425 | 146,603 | $12,425 | 5.57% |
| 9 | VANGUARD MORTGAGE-BACKED SECURITIES ETF | 92206C771 | 166,714 | $7,589 | 3.40% |
| 10 | VANGUARD INTERMEDIATE-TERM BOND ETF | 921937819 | 99,306 | $7,380 | 3.31% |
| 11 | VANGUARD LONG-TERM BOND ETF | 921937793 | 94,176 | $6,822 | 3.06% |
| 12 | ISHARES MSCI EAFE VALUE ETF | 464288877 | 147,218 | $6,754 | 3.03% |
| 13 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 172,457 | $6,722 | 3.01% |
| 14 | ISHARES MBS ETF | 464288588 | 67,700 | $6,279 | 2.81% |
| 15 | ISHARES U.S. TREASURY BOND ETF | 46429B267 | 239,299 | $5,437 | 2.44% |
| 16 | ISHARES MSCI EAFE GROWTH ETF | 464288885 | 63,508 | $5,319 | 2.38% |
| 17 | VANGUARD SMALL-CAP ETF | 922908751 | 27,206 | $4,993 | 2.24% |
| 18 | ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | 464286533 | 80,615 | $4,277 | 1.92% |
| 19 | ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | 46434V407 | 77,029 | $3,150 | 1.41% |
| 20 | ISHARES U.S. TECHNOLOGY ETF | 464287721 | 29,139 | $2,171 | 0.97% |
| 21 | ISHARES 10-20 YEAR TREASURY BOND ETF | 464288653 | 19,970 | $2,160 | 0.97% |
| 22 | ISHARES CORE S&P SMALL CAP ETF | 464287804 | 17,056 | $1,614 | 0.72% |
| 23 | ISHARES MSCI USA MIN VOL FACTOR ETF | 46429B697 | 21,219 | $1,530 | 0.69% |
| 24 | ISHARES CONVERTIBLE BOND ETF | 46435G102 | 17,177 | $1,193 | 0.53% |
| 25 | ISHARES MSCI USA MOMENTUM FACTOR ETF | 46432F396 | 7,456 | $1,088 | 0.49% |
| 26 | ISHARES TIPS BOND ETF | 464287176 | 8,216 | $875 | 0.39% |
| 27 | VANGUARD INFORMATION TECHNOLOGY ETF | 92204A702 | 2,495 | $797 | 0.36% |
| 28 | ISHARES U.S. INFRASTRUCTURE ETF | 46435U713 | 19,774 | $717 | 0.32% |
| 29 | DIMENSIONAL US CORE EQUITY MARKET ETF | 25434V104 | 26,035 | $703 | 0.32% |
| 30 | ISHARES U.S. ETF TRUST ISHARES GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF | 46431W853 | 24,304 | $685 | 0.31% |
| 31 | ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | 25,203 | $620 | 0.28% |
| 32 | ISHARES CORE MODERATE ALLOCATION ETF | 464289875 | 7,666 | $291 | 0.13% |
| 33 | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 464288281 | 3,185 | $269 | 0.12% |
| 34 | VANGUARD DIVIDEND APPRECIATION ETF | 921908844 | 1,703 | $259 | 0.12% |
| 35 | ISHARES U.S. ENERGY ETF | 464287796 | 5,297 | $246 | 0.11% |
| 36 | ISHARES SEMICONDUCTOR ETF | 464287523 | 694 | $241 | 0.11% |
| 37 | ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | 46431W648 | 5,846 | $238 | 0.11% |
| 38 | SPDR S&P 500 ETF TRUST | SPY | 592 | $227 | 0.10% |
| 39 | DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF | 25434V203 | 8,661 | $217 | 0.10% |
| 40 | VANGUARD CONSUMER DISCRETIONARY ETF | 92204A108 | 949 | $208 | 0.09% |
| 41 | ISHARES CORE CONSERVATIVE ALLOCATION ETF | 464289883 | 5,241 | $176 | 0.08% |
| 42 | ISHARES CORE AGGRESSIVE ALLOCATION ETF | 464289859 | 2,605 | $156 | 0.07% |
| 43 | MICROSOFT CORP COM | MSFT | 524 | $126 | 0.06% |
| 44 | ALPHABET INC CAP STK CL A | GOOG | 1,310 | $116 | 0.05% |
| 45 | TESLA INC COM | TSLA | 912 | $112 | 0.05% |
| 46 | MERCK & CO INC COM | MRK | 998 | $111 | 0.05% |
| 47 | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | 78463X889 | 3,251 | $97 | 0.04% |
| 48 | DIMENSIONAL SHORT-DURATION FIXED INCOME ETF | 25434V864 | 2,013 | $93 | 0.04% |
| 49 | ABBVIE INC COM | ABBV | 565 | $91 | 0.04% |
| 50 | DIMENSIONAL CORE FIXED INCOME ETF | 25434V872 | 2,199 | $91 | 0.04% |
| 51 | CVS HEALTH CORP COM | CVS | 973 | $91 | 0.04% |
| 52 | SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF | 78467V848 | 2,279 | $91 | 0.04% |
| 53 | CDW CORP COM | CDW | 496 | $89 | 0.04% |
| 54 | INTERPUBLIC GROUP COS INC COM | INTR | 2,635 | $88 | 0.04% |
| 55 | D R HORTON INC COM | 23331A109 | 989 | $88 | 0.04% |
| 56 | DEERE & CO COM | DE | 205 | $88 | 0.04% |
| 57 | DIMENSIONAL EMERGING CORE EQUITY MARKET ETF | 25434V302 | 4,000 | $88 | 0.04% |
| 58 | MCKESSON CORP COM | MCK | 232 | $87 | 0.04% |
| 59 | UNITEDHEALTH GROUP INC COM | UNH | 165 | $87 | 0.04% |
| 60 | TAPESTRY INC COM | TPR | 2,265 | $86 | 0.04% |
| 61 | AMAZON COM INC COM | AMZN | 978 | $82 | 0.04% |
| 62 | BRISTOL-MYERS SQUIBB CO COM | CELG-RI | 1,131 | $81 | 0.04% |
| 63 | VISA INC COM CL A | V | 391 | $81 | 0.04% |
| 64 | CISCO SYS INC COM | CSCO | 1,648 | $79 | 0.04% |
| 65 | ANALOG DEVICES INC COM | ADI | 472 | $77 | 0.03% |
| 66 | BANK NEW YORK MELLON CORP COM | 064058100 | 1,694 | $77 | 0.03% |
| 67 | ULTA BEAUTY INC COM | ULTA | 165 | $77 | 0.03% |
| 68 | ALLSTATE CORP COM | ALL-PJ | 558 | $76 | 0.03% |
| 69 | MONDELEZ INTL INC CL A | 609207105 | 1,137 | $76 | 0.03% |
| 70 | MORGAN STANLEY COM NEW | MS-PQ | 887 | $75 | 0.03% |
| 71 | WALMART INC COM | WMT | 524 | $75 | 0.03% |
| 72 | TE CONNECTIVITY LTD SHS | TEL | 653 | $75 | 0.03% |
| 73 | FISERV INC COM | FISV | 731 | $74 | 0.03% |
| 74 | ACCENTURE PLC IRELAND SHS CLASS A | ACN | 279 | $74 | 0.03% |
| 75 | AMERICAN EXPRESS CO COM | AXP | 494 | $73 | 0.03% |
| 76 | NORFOLK SOUTHN CORP COM | 655844108 | 295 | $73 | 0.03% |
| 77 | DOVER CORP COM | DOV | 530 | $72 | 0.03% |
| 78 | KEURIG DR PEPPER INC COM | KDP | 2,007 | $72 | 0.03% |
| 79 | PIONEER NAT RES CO COM | 723787107 | 309 | $71 | 0.03% |
| 80 | HOME DEPOT INC COM | HD | 225 | $71 | 0.03% |
| 81 | BANK AMERICA CORP COM | 060505104 | 2,103 | $70 | 0.03% |
| 82 | ABBOTT LABS COM | ABLZF | 638 | $70 | 0.03% |
| 83 | WELLS FARGO CO NEW COM | 949746101 | 1,642 | $68 | 0.03% |
| 84 | PARKER-HANNIFIN CORP COM | PH | 229 | $67 | 0.03% |
| 85 | NEXTERA ENERGY INC COM | NEE-PW | 798 | $67 | 0.03% |
| 86 | BROADCOM INC COM | AVGO | 117 | $65 | 0.03% |
| 87 | COMCAST CORP NEW CL A | CCZ | 1,803 | $63 | 0.03% |
| 88 | KIMBERLY-CLARK CORP COM | KMB | 459 | $63 | 0.03% |
| 89 | ADOBE SYSTEMS INCORPORATED COM | ADBE | 184 | $62 | 0.03% |
| 90 | EVERSOURCE ENERGY COM | ES | 703 | $59 | 0.03% |
| 91 | IRON MTN INC DEL COM | 46284V101 | 1,094 | $55 | 0.02% |
| 92 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 261 | $50 | 0.02% |
| 93 | RAYTHEON TECHNOLOGIES CORP COM | RTX | 493 | $50 | 0.02% |
| 94 | FINANCIAL SELECT SECTOR SPDR FUND | 81369Y605 | 1,430 | $49 | 0.02% |
| 95 | OVINTIV INC COM | OVV | 967 | $49 | 0.02% |
| 96 | ARK INNOVATION ETF | 00214Q104 | 1,560 | $49 | 0.02% |
| 97 | ISHARES CORE GROWTH ALLOCATION ETF | 464289867 | 1,023 | $48 | 0.02% |
| 98 | CONSUMER STAPLES SELECT SECTOR SPDR FUND | 81369Y308 | 647 | $48 | 0.02% |
| 99 | LAM RESEARCH CORP COM | LRCX | 110 | $46 | 0.02% |
| 100 | AVERY DENNISON CORP COM | AVY | 255 | $46 | 0.02% |
| 101 | CONOCOPHILLIPS COM | COP | 371 | $44 | 0.02% |
| 102 | WORKDAY INC CL A | WDAY | 256 | $43 | 0.02% |
| 103 | CHENIERE ENERGY INC COM NEW | LNG | 258 | $39 | 0.02% |
| 104 | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | 921946406 | 346 | $37 | 0.02% |
| 105 | GAMING & LEISURE PPTYS INC COM | 36467J108 | 691 | $36 | 0.02% |
| 106 | PACKAGING CORP AMER COM | 695156109 | 275 | $36 | 0.02% |
| 107 | MICROCHIP TECHNOLOGY INC. COM | MCHPP | 504 | $35 | 0.02% |
| 108 | ISHARES MSCI USA VALUE FACTOR ETF | 46432F388 | 379 | $35 | 0.02% |
| 109 | SPDR PORTFOLIO EMERGING MARKETS ETF | 78463X509 | 1,031 | $34 | 0.02% |
| 110 | DIMENSIONAL US REAL ESTATE ETF | 25434V823 | 1,449 | $31 | 0.01% |
| 111 | SPDR BLOOMBERG 1-10 YEAR TIPS ETF | 78468R861 | 1,514 | $28 | 0.01% |
| 112 | ENERGY SELECT SECTOR SPDR FUND | 81369Y506 | 292 | $26 | 0.01% |
| 113 | SPDR BLACKSTONE SENIOR LOAN ETF | 78467V608 | 603 | $25 | 0.01% |
| 114 | SPDR PORTFOLIO EUROPE ETF | 78463X103 | 700 | $24 | 0.01% |
| 115 | MATERIALS SELECT SECTOR SPDR FUND | 81369Y100 | 303 | $24 | 0.01% |
| 116 | VANGUARD FTSE PACIFIC ETF | 922042866 | 376 | $24 | 0.01% |
| 117 | ALBEMARLE CORP COM | ALB-PA | 109 | $24 | 0.01% |
| 118 | VAIL RESORTS INC COM | MTN | 97 | $23 | 0.01% |
| 119 | SPDR PORTFOLIO LONG TERM TREASURY ETF | 78464A664 | 787 | $23 | 0.01% |
| 120 | ISHARES GLOBAL TECH ETF | 464287291 | 498 | $22 | 0.01% |
| 121 | SPDR PORTFOLIO S&P 400 MID CAP ETF | 78464A847 | 485 | $21 | 0.01% |
| 122 | AMERICAN TOWER CORP NEW COM | 03027X100 | 96 | $20 | 0.01% |
| 123 | INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | 281 | $20 | 0.01% |
| 124 | DISNEY WALT CO COM | 254687106 | 224 | $19 | 0.01% |
| 125 | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | IVZ | 1,315 | $19 | 0.01% |
| 126 | SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETF | 78464A391 | 864 | $18 | 0.01% |
| 127 | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 78468R853 | 368 | $14 | 0.01% |
| 128 | SPDR S&P INTERNATIONAL SMALL CAP ETF | 78463X871 | 475 | $14 | 0.01% |
| 129 | ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | 238 | $12 | 0.01% |
| 130 | ISHARES RUSSELL 1000 VALUE ETF | 464287598 | 73 | $11 | 0.00% |
| 131 | VANGUARD HEALTH CARE ETF | 92204A504 | 39 | $10 | 0.00% |
| 132 | GOLDMAN SACHS GROUP INC COM | GSCE | 27 | $9 | 0.00% |
| 133 | PENN ENTERTAINMENT INC COM | PENN | 265 | $8 | 0.00% |
| 134 | ISHARES RUSSELL 1000 GROWTH ETF | 464287614 | 36 | $8 | 0.00% |
| 135 | PROCTER AND GAMBLE CO COM | 742718109 | 43 | $7 | 0.00% |
| 136 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 52 | $7 | 0.00% |
| 137 | VANECK RARE EARTH/STRATEGIC METALS ETF | 92189H805 | 86 | $7 | 0.00% |
| 138 | SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF | 78464A672 | 247 | $7 | 0.00% |
| 139 | JPMORGAN CHASE & CO COM | VYLD | 53 | $7 | 0.00% |
| 140 | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 92206C870 | 81 | $6 | 0.00% |
| 141 | BOEING CO COM | BA-PA | 30 | $6 | 0.00% |
| 142 | PROSHARES BITCOIN STRATEGY ETF | 74347G440 | 594 | $6 | 0.00% |
| 143 | PRUDENTIAL FINL INC COM | PUKPF | 65 | $6 | 0.00% |
| 144 | ISHARES CORE MSCI EMERGING MARKETS ETF | 46434G103 | 110 | $5 | 0.00% |
| 145 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 689 | $4 | 0.00% |
| 146 | META PLATFORMS INC CL A | META | 30 | $4 | 0.00% |
| 147 | UNDER ARMOUR INC CL C | UA | 500 | $4 | 0.00% |
| 148 | ISHARES CORE MSCI EAFE ETF | 46432F842 | 66 | $4 | 0.00% |
| 149 | VANGUARD S&P 500 ETF | 922908363 | 8 | $3 | 0.00% |
| 150 | KRATOS DEFENSE & SEC SOLUTIONS COM NEW | 50077B207 | 325 | $3 | 0.00% |
| 151 | HUMANA INC COM | HUM | 5 | $3 | 0.00% |
| 152 | HORIZON THERAPEUTICS PUB L SHS | G46188101 | 23 | $3 | 0.00% |
| 153 | SNOWFLAKE INC CL A | SNOW | 18 | $3 | 0.00% |
| 154 | STERIS PLC SHS USD | STE | 14 | $3 | 0.00% |
| 155 | CIGNA CORP NEW COM | 125523100 | 10 | $3 | 0.00% |
| 156 | HANNON ARMSTRONG SUST INFR CAP COM | 41068X100 | 73 | $2 | 0.00% |
| 157 | GENERAL MLS INC COM | 370334104 | 29 | $2 | 0.00% |
| 158 | SCHWAB U.S. SMALL-CAP ETF | 808524607 | 44 | $2 | 0.00% |
| 159 | TRACTOR SUPPLY CO COM | TSCO | 10 | $2 | 0.00% |
| 160 | TRUIST FINL CORP COM | 89832Q109 | 51 | $2 | 0.00% |
| 161 | REGAL REXNORD CORPORATION COM | RRX | 18 | $2 | 0.00% |
| 162 | NVIDIA CORPORATION COM | NVDA | 16 | $2 | 0.00% |
| 163 | DARLING INGREDIENTS INC COM | DAR | 27 | $2 | 0.00% |
| 164 | IQVIA HLDGS INC COM | IQV | 12 | $2 | 0.00% |
| 165 | ZOETIS INC CL A | ZTS | 13 | $2 | 0.00% |
| 166 | CADENCE DESIGN SYSTEM INC COM | CDNS | 12 | $2 | 0.00% |
| 167 | ISHARES CORE HIGH DIVIDEND ETF | 46429B663 | 21 | $2 | 0.00% |
| 168 | BEST BUY INC COM | BBY | 27 | $2 | 0.00% |
| 169 | VANGUARD RUSSELL 3000 ETF | 92206C599 | 10 | $2 | 0.00% |
| 170 | ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF | 00214Q203 | 50 | $2 | 0.00% |
| 171 | KRAFT HEINZ CO COM | KHC | 61 | $2 | 0.00% |
| 172 | ALIBABA GROUP HLDG LTD SPONSORED ADS | BBAAY | 24 | $2 | 0.00% |
| 173 | ISHARES SELF-DRIVING EV & TECH ETF | 46435U366 | 50 | $2 | 0.00% |
| 174 | GRAINGER W W INC COM | 384802104 | 4 | $2 | 0.00% |
| 175 | ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | 46435U853 | 30 | $1 | 0.00% |
| 176 | COUPANG INC CL A | CPNG | 50 | $1 | 0.00% |
| 177 | DROPBOX INC CL A | DBX | 49 | $1 | 0.00% |
| 178 | LABORATORY CORP AMER HLDGS COM NEW | 50540R409 | 4 | $1 | 0.00% |
| 179 | ROBLOX CORP CL A | RBLX | 25 | $1 | 0.00% |
| 180 | RIVIAN AUTOMOTIVE INC COM CL A | RIVN | 40 | $1 | 0.00% |
| 181 | ENVISTA HOLDINGS CORPORATION COM | NVST | 17 | $1 | 0.00% |
| 182 | ARK GENOMIC REVOLUTION ETF | 00214Q302 | 50 | $1 | 0.00% |
| 183 | ARK NEXT GENERATION INTERNET ETF | 00214Q401 | 26 | $1 | 0.00% |
| 184 | ARK FINTECH INNOVATION ETF | 00214Q708 | 100 | $1 | 0.00% |
| 185 | ATLANTIC PWR & INFRASTRU | 04879A107 | 31 | $0 | 0.00% |
| 186 | CANOPY GROWTH CORP COM | CGC | 26 | $0 | 0.00% |
| 187 | QUANTUMSCAPE CORP COM CL A | QS | 30 | $0 | 0.00% |
| 188 | ADVISORSHARES PURE US CANNABIS ETF | 00768Y453 | 50 | $0 | 0.00% |
| 189 | COLGATE PALMOLIVE CO COM | CL | 2 | $0 | 0.00% |
| 190 | COCA COLA CO COM | KO | 6 | $0 | 0.00% |
| 191 | NIKOLA CORP COM | NODK | 150 | $0 | 0.00% |