13F QoQ Ownership Changes
AQST Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 51 new · 68 added · 63 reduced · 21 exited
New Positions(51)
Added To(68)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| BlackRock, Inc. | 7,775,402 | +1,249,719 | $50.2M | +$13.8M | 19.1% |
| FEDERATED HERMES, INC. | 2,032,822 | +1,249,044 | $13.1M | +$8.8M | 159.4% |
| BNP PARIBAS FINANCIAL MARKETS | 1,171,675 | +1,153,175 | $7.6M | +$7.5M | 6233.4% |
| STATE STREET CORP | 2,462,778 | +860,562 | $15.9M | +$7.0M | 53.7% |
| WELLS FARGO & COMPANY/MN | 1,188,531 | +1,057,145 | $7.7M | +$6.9M | 804.6% |
| VANGUARD GROUP INC | 5,892,334 | +230,202 | $38.1M | +$6.4M | 4.1% |
| D. E. Shaw & Co., Inc. | 941,197 | +915,697 | $6.1M | +$5.9M | 3591.0% |
| GOLDMAN SACHS GROUP INC | 909,064 | +513,914 | $5.9M | +$3.7M | 130.1% |
| GEODE CAPITAL MANAGEMENT, LLC | 2,368,092 | +280,144 | $15.3M | +$3.6M | 13.4% |
| MORGAN STANLEY | 1,758,750 | +348,641 | $11.4M | +$3.5M | 24.7% |
| Balyasny Asset Management L.P. | 970,939 | +470,939 | $6.3M | +$3.5M | 94.2% |
| JANE STREET GROUP, LLC | 597,820 | +500,667 | $3.9M | +$3.3M | 515.3% |
| MILLENNIUM MANAGEMENT LLC | 1,535,369 | +246,040 | $9.9M | +$2.7M | 19.1% |
| RENAISSANCE TECHNOLOGIES LLC | 414,400 | +327,400 | $2.7M | +$2.2M | 376.3% |
| Aberdeen Group plc | 809,203 | +184,203 | $5.2M | +$1.7M | 29.5% |
| Jump Financial, LLC | 246,840 | +226,242 | $1.6M | +$1.5M | 1098.4% |
| NORTHERN TRUST CORP | 742,794 | +59,926 | $4.8M | +$981.2K | 8.8% |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 100,819 | +95,434 | $651.3K | +$621.2K | 1772.2% |
| Bank of New York Mellon Corp | 269,820 | +62,581 | $1.7M | +$584.6K | 30.2% |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 301,521 | +47,350 | $1.9M | +$527.0K | 18.6% |
| Legal & General Group Plc | 81,895 | +73,584 | $529.0K | +$482.6K | 885.4% |
| Caption Management, LLC | 115,900 | +65,900 | $748.7K | +$469.2K | 131.8% |
| Russell Investments Group, Ltd. | 209,430 | +46,045 | $1.4M | +$439.6K | 28.2% |
| STATE OF WISCONSIN INVESTMENT BOARD | 181,511 | +35,489 | $1.2M | +$356.3K | 24.3% |
| STIFEL FINANCIAL CORP | 369,728 | +3,300 | $2.4M | +$340.1K | 0.9% |
| BANK OF MONTREAL /CAN/ | 64,697 | +45,645 | $417.9K | +$311.4K | 239.6% |
| CITIGROUP INC | 51,530 | +46,972 | $332.9K | +$307.4K | 1030.5% |
| Sugar Maple Asset Management, LLC | 54,850 | +42,850 | $354.3K | +$287.3K | 357.1% |
| Brevan Howard Capital Management LP | 67,738 | +33,863 | $437.6K | +$248.2K | 100.0% |
| Penn Capital Management Company, LLC | 115,936 | +23,028 | $748.9K | +$229.6K | 24.8% |
| BARCLAYS PLC | 153,828 | +22,070 | $509.2K | -$227.4K | 16.8% |
| VERUS CAPITAL PARTNERS, LLC | 60,800 | +27,200 | $392.8K | +$204.9K | 81.0% |
| LPL Financial LLC | 102,388 | +12,500 | $661.4K | +$159.0K | 13.9% |
| Informed Momentum Co LLC | 155,053 | +2,721 | $1.0M | +$150.1K | 1.8% |
| Creative Planning | 146,971 | +2,310 | $949.4K | +$140.8K | 1.6% |
| DEUTSCHE BANK AG\ | 83,429 | +8,625 | $539.0K | +$120.8K | 11.5% |
| Invesco Ltd. | 64,993 | +10,920 | $419.9K | +$117.6K | 20.2% |
| NEW YORK STATE COMMON RETIREMENT FUND | 27,300 | +15,100 | $176.4K | +$108.2K | 123.8% |
| MetLife Investment Management, LLC | 58,161 | +9,511 | $375.7K | +$103.8K | 19.5% |
| ALLIANCEBERNSTEIN L.P. | 91,990 | +3,900 | $594.3K | +$101.8K | 4.4% |
| INTECH INVESTMENT MANAGEMENT LLC | 33,913 | +12,566 | $219.1K | +$99.7K | 58.9% |
| Financial Engines Advisors L.L.C. | 97,483 | +1,730 | $629.7K | +$94.5K | 1.8% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 48,493 | +9,074 | $313.3K | +$92.9K | 23.0% |
| DAYMARK WEALTH PARTNERS, LLC | 35,278 | +10,000 | $227.9K | +$86.6K | 39.6% |
| AQR CAPITAL MANAGEMENT LLC | 61,709 | +3,934 | $398.6K | +$75.7K | 6.8% |
| FMR LLC | 14,909 | +10,055 | $96.3K | +$69.2K | 207.1% |
| RAYMOND JAMES FINANCIAL INC | 25,047 | +8,472 | $161.8K | +$69.1K | 51.1% |
| Stratos Wealth Partners, LTD. | 73,652 | +652 | $475.8K | +$67.7K | 0.9% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 18,025 | +475 | $116.4K | +$56.8K | 2.7% |
| ProShare Advisors LLC | 24,482 | +5,461 | $158.2K | +$51.8K | 28.7% |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 31,735 | +1,829 | $205.0K | +$37.8K | 6.1% |
| MONECO Advisors, LLC | 38,515 | +650 | $248.8K | +$37.1K | 1.7% |
| Police & Firemen's Retirement System of New Jersey | 27,700 | +1,593 | $178.9K | +$33.0K | 6.1% |
| TRUST POINT INC. | 24,048 | +1,595 | $155.4K | +$29.8K | 7.1% |
| JONES FINANCIAL COMPANIES LLLP | 4,180 | +3,275 | $27.0K | +$21.6K | 361.9% |
| Voya Investment Management LLC | 17,472 | +928 | $112.9K | +$20.4K | 5.6% |
| US BANCORP \DE\ | 4,250 | +2,000 | $27.5K | +$14.9K | 88.9% |
| VICTORY CAPITAL MANAGEMENT INC | 13,156 | +362 | $85.0K | +$13.5K | 2.8% |
| ORG Partners LLC | 4,472 | +2,130 | $28.9K | +$13.0K | 90.9% |
| Tower Research Capital LLC (TRC) | 6,010 | +1,339 | $38.8K | +$12.7K | 28.7% |
| Mirae Asset Global Investments Co., Ltd. | 5,929 | +1,252 | $38.3K | +$12.2K | 26.8% |
| Sterling Capital Management LLC | 4,119 | +119 | $26.6K | +$4.2K | 3.0% |
| HRT FINANCIAL LP | 994,966 | +434,757 | $6.4K | +$3.3K | 77.6% |
| Optiver Holding B.V. | 412 | +76 | $2.7K | +$784 | 22.6% |
| PRICE T ROWE ASSOCIATES INC /MD/ | 55,951 | +10,865 | $362 | +$109 | 24.1% |
| Cambridge Investment Research Advisors, Inc. | 23,867 | +5,511 | $154 | +$51 | 30.0% |
| AMALGAMATED BANK | 3,282 | +713 | $21 | +$7 | 27.8% |
| CWM, LLC | 3,235 | +200 | $21 | +$4 | 6.6% |
Reduced(63)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| PERCEPTIVE ADVISORS LLC | 747,193 | -3,012,906 | $4.8M | -$16.2M | -80.1% |
| Bratton Capital Management, L.P. | 9,810,958 | 0 | $63.4M | +$8.5M | 0.0% |
| COMMONWEALTH EQUITY SERVICES, LLC | 1,019,792 | -38,933 | $6.6M | +$6.6M | -3.7% |
| RTW INVESTMENTS, LP | 6,250,000 | 0 | $40.4M | +$5.4M | 0.0% |
| Blue Owl Capital Holdings LP | 525,000 | -725,000 | $3.4M | -$3.6M | -58.0% |
| EcoR1 Capital, LLC | 2,625,000 | 0 | $17.0M | +$2.3M | 0.0% |
| SAMSARA BIOCAPITAL, LLC | 2,500,000 | 0 | $16.1M | +$2.2M | 0.0% |
| Sio Capital Management, LLC | 993,095 | -505,000 | $6.4M | -$2.0M | -33.7% |
| Royal Bank of Canada | 12,426 | -333,977 | $80.0K | -$1.1M | -96.4% |
| BANK OF AMERICA CORP /DE/ | 1,207,591 | -14,544 | $7.8M | +$969.3K | -1.2% |
| Walleye Capital LLC | 287,811 | -217,463 | $1.9M | -$965.2K | -43.0% |
| UBS Group AG | 296,445 | -202,591 | $1.9M | -$874.6K | -40.6% |
| Nuveen, LLC | 364,016 | -180,601 | $2.4M | -$692.9K | -33.2% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,223,549 | -274,095 | $7.9M | -$467.7K | -18.3% |
| DAFNA Capital Management LLC | 375,915 | -136,674 | $2.4M | -$437.0K | -26.7% |
| Bracebridge Capital, LLC | 459,216 | 0 | $3.0M | +$399.5K | 0.0% |
| CITADEL ADVISORS LLC | 954,145 | -82,805 | $6.2M | +$367.2K | -8.0% |
| WASATCH ADVISORS LP | 681,240 | -43,038 | $4.4M | +$352.1K | -5.9% |
| OSAIC HOLDINGS, INC. | 79,703 | -66,202 | $514.9K | -$303.5K | -45.4% |
| Latash Investments, LLC | 243,134 | 0 | $1.6M | +$211.5K | 0.0% |
| JPMORGAN CHASE & CO | 379,417 | -94,162 | $2.5M | -$196.3K | -19.9% |
| Everstar Asset Management, LLC | 344,800 | -23,489 | $2.2M | +$168.7K | -6.4% |
| WELLINGTON MANAGEMENT GROUP LLP | 270,976 | -14,801 | $1.8M | +$153.0K | -5.2% |
| HBK Sorce Advisory LLC | 42,546 | -99 | $174.9K | -$138.2K | -0.2% |
| RHUMBLINE ADVISERS | 133,539 | -931 | $862.7K | +$111.0K | -0.7% |
| Rockefeller Capital Management L.P. | 17,196 | -18,309 | $111.1K | -$87.4K | -51.6% |
| PRELUDE CAPITAL MANAGEMENT, LLC | 20,569 | -17,904 | $132.9K | -$82.2K | -46.5% |
| Quantbot Technologies LP | 18,461 | -14,746 | $119.3K | -$66.4K | -44.4% |
| Diametric Capital, LP | 128,476 | -10,596 | $830.0K | +$52.5K | -7.6% |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 64,900 | -2,800 | $419.3K | +$40.8K | -4.1% |
| Schonfeld Strategic Advisors LLC | 18,804 | -10,139 | $121.5K | -$40.3K | -35.0% |
| Scientech Research LLC | 11,504 | -8,703 | $74.3K | -$38.6K | -43.1% |
| Penbrook Management LLC | 42,160 | -1,425 | $272.4K | +$28.7K | -3.3% |
| HighTower Advisors, LLC | 91,540 | -9,498 | $591.3K | +$26.5K | -9.4% |
| EntryPoint Capital, LLC | 28,745 | 0 | $185.7K | +$25.0K | 0.0% |
| Quantinno Capital Management LP | 11,793 | -6,242 | $76.2K | -$24.6K | -34.6% |
| Modern Wealth Management, LLC | 10,000 | -10,000 | $64.6K | -$24.4K | -50.0% |
| AXQ CAPITAL, LP | 56,367 | -12,867 | $364.1K | -$22.9K | -18.6% |
| Cox Capital Mgt LLC | 10,500 | 0 | $35.9K | -$22.8K | 0.0% |
| Caitong International Asset Management Co., Ltd | 317 | -3,703 | $2.0K | -$20.4K | -92.1% |
| SBI Securities Co., Ltd. | 19,398 | -41 | $125.3K | +$16.6K | -0.2% |
| SUMMIT WEALTH & RETIREMENT PLANNING, INC. | 15,000 | 0 | $96.9K | +$13.1K | 0.0% |
| FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 15,000 | 0 | $96.9K | +$13.1K | 0.0% |
| Operose Advisors LLC | 13,000 | 0 | $84.0K | +$11.3K | 0.0% |
| China Universal Asset Management Co., Ltd. | 19,880 | -1,325 | $128.4K | +$9.9K | -6.2% |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 10,750 | 0 | $69.4K | +$9.4K | 0.0% |
| PFG Investments, LLC | 34,801 | -3,900 | $224.8K | +$8.5K | -10.1% |
| Ameritas Investment Partners, Inc. | 7,276 | 0 | $47.0K | +$6.3K | 0.0% |
| NewEdge Advisors, LLC | 5,000 | 0 | $32.3K | +$4.3K | 0.0% |
| Caitlin John, LLC | 2,800 | -100 | $18.1K | +$1.9K | -3.4% |
| Hurley Capital, LLC | 1,569 | 0 | $10.1K | +$1.4K | 0.0% |
| GF FUND MANAGEMENT CO. LTD. | 2,397 | -206 | $15.5K | +$934 | -7.9% |
| Janney Montgomery Scott LLC | 1,093,210 | -6,633 | $7.1K | +$914 | -0.6% |
| Arax Advisory Partners | 7 | -161 | $45 | -$894 | -95.8% |
| FIFTH THIRD BANCORP | 1,000 | 0 | $6.5K | +$870 | 0.0% |
| Stone House Investment Management, LLC | 1,000 | 0 | $6.5K | +$870 | 0.0% |
| NISA INVESTMENT ADVISORS, LLC | 343 | 0 | $2.2K | +$299 | 0.0% |
| EverSource Wealth Advisors, LLC | 278 | 0 | $1.8K | +$242 | 0.0% |
| PNC Financial Services Group, Inc. | 173 | -50 | $1.1K | -$129 | -22.4% |
| True Wealth Design, LLC | 58 | 0 | $375 | +$50 | 0.0% |
| Avion Wealth | 1,000 | 0 | $6 | +$1 | 0.0% |
| Daiwa Securities Group Inc. | 500 | 0 | $3 | $0 | 0.0% |
| Lido Advisors, LLC | 29,962 | 0 | $167.5K | $0 | 0.0% |
Sold Out(21)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 0 | -600,000 | $0 | -$3.4M | — |
| MARSHALL WACE, LLP | 0 | -371,066 | $0 | -$2.1M | — |
| HARVEY CAPITAL MANAGEMENT INC | 0 | -343,755 | $0 | -$1.9M | — |
| Stonepine Capital Management, LLC | 0 | -100,600 | $0 | -$562.4K | — |
| Pale Fire Capital SE | 0 | -93,132 | $0 | -$520.6K | — |
| Longaeva Partners L.P. | 0 | -71,015 | $0 | -$397.0K | — |
| XTX Topco Ltd | 0 | -60,776 | $0 | -$339.7K | — |
| PharVision Advisers, LLC | 0 | -46,450 | $0 | -$259.7K | — |
| OXFORD ASSET MANAGEMENT LLP | 0 | -41,415 | $0 | -$231.5K | — |
| ExodusPoint Capital Management, LP | 0 | -38,103 | $0 | -$213.0K | — |
| OPPENHEIMER & CO INC | 0 | -33,532 | $0 | -$187.4K | — |
| Quarry LP | 0 | -32,427 | $0 | -$181.3K | — |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | -15,081 | $0 | -$84.3K | — |
| Quinn Opportunity Partners LLC | 0 | -10,100 | $0 | -$56.5K | — |
| Steward Partners Investment Advisory, LLC | 0 | -2,500 | $0 | -$14.0K | — |
| PARK CIRCLE Co | 0 | -2,500 | $0 | -$14.0K | — |
| Bell Investment Advisors, Inc | 0 | -500 | $0 | -$2.8K | — |
| GSA CAPITAL PARTNERS LLP | 0 | -241,359 | $0 | -$1.3K | — |
| Your Advocates Ltd., LLP | 0 | -200 | $0 | -$1.1K | — |
| Virtu Financial LLC | 0 | -118,329 | $0 | -$661 | — |
| SIMPLEX TRADING, LLC | 0 | -51,177 | $0 | -$286 | — |