Institutional Manager · CIK 0000908195

SHUFRO ROSE & CO LLC

NEW YORK, NY · File #028-04541

Latest AUM

$1.48B

Positions

300

Top-10 Concentration

50.0%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	DOUBLELINE ETF TRUST	25861R303	+626,648	+$32.5M	+$25,059
NEW	VANGUARD INDEX FDS	922908363	+42,249	+$26.5M	$0
ADD	VANGUARD INDEX FDS	922908611	+117,329	+$24.8M	+$1.1M
REDUCE	ISHARES TR	464287200	-23,324	-$16.0M	+$12.2M
REDUCE	CORNING INC	GLW	-159,641	-$14.0M	+$36.8M
EXITED	OPENLANE INC	48238T109	-724,830	-$14.0M	$0
REDUCE	JOHNSON CTLS INTL PLC	G51502105	-115,043	-$13.8M	+$8.7M
ADD	VANGUARD INDEX FDS	922908629	+41,360	+$12.0M	+$2.4M
ADD	INVESCO EXCH TRD SLF IDX FD	IVZ	+552,275	+$11.4M	+$62,904
ADD	ALPS ETF TR	00162Q346	+424,090	+$11.1M	+$820,276

Sector Allocation

Technology

16.6%$245.6M

Financials

9.9%$146.2M

Healthcare

7.5%$111.6M

Consumer Discretionary

3.6%$53.8M

1.1%$16.5M

1.0%$15.1M

0.8%$11.1M

0.5%$7.4M

Communication Services

0.4%$6.5M

Real Estate

0.4%$5.5M

Utilities

0.0%$251,049

Filing History

Feb 9, 202613F HOLDINGS REPORTQ/E Dec 2025300 pos · $1.48B
Nov 12, 202513F HOLDINGS REPORTQ/E Sep 2025315 pos · $1.22B
Aug 11, 202513F HOLDINGS REPORTQ/E Jun 2025311 pos · $1.24B
May 8, 202513F HOLDINGS REPORTQ/E Mar 2025313 pos · $1.27B
Feb 25, 202513F HOLDINGS REPORTQ/E Dec 2024296 pos · $1.29B
Nov 12, 202413F HOLDINGS REPORTQ/E Sep 2024313 pos · $1.23B
Aug 13, 202413F HOLDINGS REPORTQ/E Jun 2024313 pos · $1.23B
May 8, 202413F HOLDINGS REPORTQ/E Mar 2024314 pos · $1.21B
Oct 26, 202313F HOLDINGS REPORTQ/E Dec 2023309 pos · $1.06B

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	ALPS ETF TR	00162Q346	4,858,041	$126.6M	10.00%
2	ISHARES TR	46436E205	3,805,205	$89.1M	7.03%
3	DOUBLELINE ETF TRUST	25861R303	1,461,567	$75.9M	5.99%
4	CORNING INC	GLW	731,556	$64.1M	5.06%
5	MICROSOFT CORP	MSFT	109,146	$52.8M	4.17%
6	APPLE INC	AAPL	192,857	$52.4M	4.14%
7	ISHARES TR	464287200	76,131	$52.1M	4.12%
8	ELI LILLY & CO	LLY	45,105	$48.5M	3.83%
9	JPMORGAN CHASE & CO.	VYLD	113,658	$36.6M	2.89%
10	BERKSHIRE HATHAWAY INC DEL	BRK-A	69,495	$34.9M	2.76%
11	VANECK ETF TRUST	92189F106	399,568	$34.3M	2.71%
12	VANGUARD INDEX FDS	922908611	160,599	$34.0M	2.69%
13	VANGUARD INDEX FDS	922908629	116,688	$33.9M	2.67%
14	THERMO FISHER SCIENTIFIC INC	TMO	57,237	$33.2M	2.62%
15	INVESCO EXCHANGE TRADED FD T	IVZ	159,796	$30.6M	2.42%
16	ISHARES TR	46435GAA0	1,191,011	$28.9M	2.28%
17	VANGUARD INDEX FDS	922908363	42,249	$26.5M	2.09%
18	QUALCOMM INC	QCOM	148,751	$25.4M	2.01%
19	SPDR GOLD TR	GLD	61,563	$24.4M	1.93%
20	INVESCO EXCH TRD SLF IDX FD	IVZ	1,189,754	$23.3M	1.84%