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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

SHUFRO ROSE & CO LLC

Quarter ended Q4 2023 · Filed October 26, 2023 · Accession 0001085146-23-003937

Total Value
$1.06B
Positions
309
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (309)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES TR46435GAA03,104,001$72.4M6.83%
2INVESCO EXCH TRD SLF IDX FDIVZ2,810,488$52.8M4.98%
3MICROSOFT CORPMSFT125,146$39.5M3.73%
4INVESCO EXCHANGE TRADED FD TIVZ262,126$37.1M3.50%
5LISTED FD TR53656F6231,151,842$35.1M3.31%
6APPLE INCAAPL191,825$32.8M3.10%
7THERMO FISHER SCIENTIFIC INCTMO61,426$31.1M2.93%
8CORNING INCGLW984,962$30.0M2.83%
9VANGUARD BD INDEX FDS921937835422,673$29.5M2.78%
10SPROTT PHYSICAL GOLD & SILVESII1,648,404$28.6M2.69%
11JPMORGAN CHASE & COVYLD188,669$27.4M2.58%
12ETF SER SOLUTIONS26922A321604,745$27.0M2.55%
13AVERY DENNISON CORPAVY142,922$26.1M2.46%
14ELI LILLY & COLLY45,589$24.5M2.31%
15TEXAS INSTRS INC882508104147,638$23.5M2.21%
16FS KKR CAP CORPFSK1,156,634$22.8M2.15%
17BERKSHIRE HATHAWAY INC DELBRK-A64,193$22.5M2.12%
18CISCO SYS INCCSCO401,247$21.6M2.03%
19JOHNSON CTLS INTL PLCG51502105381,066$20.3M1.91%
20STARBUCKS CORPSBUX192,590$17.6M1.66%
21QUALCOMM INCQCOM151,347$16.8M1.59%
22BORGWARNER INCBWA352,555$14.2M1.34%
23ISHARES TR464288646267,675$13.3M1.26%
24SPDR GOLD TRGLD69,722$12.0M1.13%
25VANGUARD INDEX FDS92290862956,664$11.8M1.11%
26SPDR SER TR78468R663128,316$11.8M1.11%
27AMGEN INCAMGN42,736$11.5M1.08%
28OPENLANE INCOPLN759,599$11.3M1.07%
29INTEL CORPINTC313,426$11.1M1.05%
30VANGUARD BD INDEX FDS921937827140,360$10.6M1.00%
31AMAZON COM INCAMZN82,033$10.4M0.98%
32INVESCO EXCH TRD SLF IDX FDIVZ503,386$10.1M0.95%
33ISHARES TR46432F33962,632$8.3M0.78%
34ISHARES U S ETF TR46431W507164,822$8.2M0.78%
35VANGUARD SCOTTSDALE FDS92206C409103,814$7.8M0.74%
36LENNAR CORPLEN-B69,294$7.8M0.73%
37ALBEMARLE CORPALB-PA45,197$7.7M0.72%
38EXXON MOBIL CORPXOM61,819$7.3M0.69%
39WALKER & DUNLOP INCWD85,630$6.4M0.60%
40AUTOZONE INCAZO2,492$6.3M0.60%
41CHEVRON CORP NEWCVX37,395$6.3M0.59%
42SALESFORCE INCCRM30,298$6.1M0.58%
43ILLINOIS TOOL WKS INC45230810924,570$5.7M0.53%
44UNILEVER PLCUNLYF114,189$5.6M0.53%
45VANGUARD INDEX FDS92290861133,619$5.4M0.51%
46COHERENT CORPCOHR154,010$5.0M0.47%
47NUTRIEN LTDNTR76,928$4.8M0.45%
48METLIFE INCMET-PF72,081$4.5M0.43%
49PEPSICO INCPEP25,941$4.4M0.41%
50UNITEDHEALTH GROUP INCUNH8,692$4.4M0.41%
51JOHNSON & JOHNSONJNJ27,382$4.3M0.40%
52DISNEY WALT CO25468710644,219$3.6M0.34%
53GOLDMAN SACHS ETF TRNVGLF120,874$3.5M0.33%
54ECOLAB INCECL17,692$3.0M0.28%
55ISHARES TR46432F39619,995$2.8M0.26%
56PURE STORAGE INC74624M10277,900$2.8M0.26%
57JACOBS SOLUTIONS INCJ19,506$2.7M0.25%
58KLA CORPKLAC5,609$2.6M0.24%
59INVESCO EXCH TRD SLF IDX FDIVZ122,769$2.5M0.24%
60J & J SNACK FOODS CORPJJSF15,000$2.5M0.23%
61PFIZER INCPFE72,146$2.4M0.23%
62MERCK & CO INCMRK21,799$2.2M0.21%
63SPDR S&P 500 ETF TRSPY5,000$2.1M0.20%
64ISHARES TR46432F84232,952$2.1M0.20%
65GENERAL MLS INC37033410431,927$2.0M0.19%
66VANGUARD TAX-MANAGED FDS92194385845,405$2.0M0.19%
67VANGUARD INDEX FDS9229087699,239$2.0M0.19%
68ISHARES TR46428887740,067$2.0M0.18%
69LIBERTY BROADBAND CORPLBRDP21,368$2.0M0.18%
70LAUDER ESTEE COS INC51843910413,439$1.9M0.18%
71ENBRIDGE INCENNPF56,943$1.9M0.18%
72ISHARES TR46428765510,510$1.9M0.18%
73ISHARES TR46429B69725,313$1.8M0.17%
74ISHARES TR46434V10037,916$1.8M0.17%
75CHENIERE ENERGY INCLNG10,850$1.8M0.17%
76VANGUARD SCOTTSDALE FDS92206C10231,251$1.8M0.17%
77ISHARES TR46434V44955,957$1.8M0.17%
78ALPHABET INCGOOG13,140$1.7M0.16%
79WENDYS CO95058W10084,544$1.7M0.16%
80MEDTRONIC PLCMDT21,950$1.7M0.16%
81GOLDMAN SACHS ETF TRNVGLF18,815$1.6M0.15%
82VANGUARD INTL EQUITY INDEX F92204271814,436$1.5M0.14%
83NEW YORK TIMES CONYT37,165$1.5M0.14%
84CONOCOPHILLIPSCOP12,741$1.5M0.14%
85BUILDERS FIRSTSOURCE INCBLDR12,200$1.5M0.14%
86MERCER INTL INC588056101169,300$1.5M0.14%
87AUTOMATIC DATA PROCESSING INADP5,970$1.4M0.14%
88YUM BRANDS INCYUM11,468$1.4M0.14%
89VANGUARD CHARLOTTE FDS92203J40729,867$1.4M0.13%
90ALPHABET INCGOOG10,765$1.4M0.13%
91ISHARES INC46428668118,648$1.4M0.13%
92GOLDMAN SACHS ETF TRNVGLF27,911$1.4M0.13%
93BANK AMERICA CORP06050510450,459$1.4M0.13%
94VANGUARD INTL EQUITY INDEX F92204285835,223$1.4M0.13%
95VANGUARD SCOTTSDALE FDS92206C70623,879$1.4M0.13%
96EQUINIX INCEQIX1,854$1.3M0.13%
97AIR LEASE CORPAIIR33,600$1.3M0.12%
98IAC INCIAC26,200$1.3M0.12%
99INTERNATIONAL BUSINESS MACHSINTR9,370$1.3M0.12%
100UMH PPTYS INC90300210392,400$1.3M0.12%
101SYNCHRONY FINANCIALSYF-PB42,000$1.3M0.12%
102ISHARES TR46428868739,445$1.2M0.11%
103SHELL PLCRYDAF18,450$1.2M0.11%
104AMERICAN CENTY ETF TR02507280220,227$1.2M0.11%
105INVESCO EXCH TRADED FD TR IIIVZ105,806$1.2M0.11%
106MARATHON PETE CORPMARA7,493$1.1M0.11%
107CBRE GROUP INCCBRE15,200$1.1M0.11%
108SPDR S&P 500 ETF TRSPY2,500$1.1M0.10%
109REALTY INCOME CORPO21,250$1.1M0.10%
110MANHATTAN BRDG CAP INC562803106219,385$1.1M0.10%
111VANGUARD INDEX FDS9229087446,964$960,5720.09%
112NEW YORK CMNTY BANCORP INC64944510382,300$933,2820.09%
113ISHARES TR46434V45626,642$895,4230.08%
114GLOBAL X FDS37954Y85515,650$863,4110.08%
115VANGUARD SCOTTSDALE FDS92206C87011,148$847,0260.08%
116CHARTER COMMUNICATIONS INC N16119P1081,913$841,3760.08%
117DEERE & CODE2,190$826,4630.08%
118GRAINGER W W INC3848021041,175$812,9120.08%
119MASTERCARD INCORPORATEDMA2,043$808,7730.08%
120GLOBAL MED REIT INC37954A20489,100$799,2270.08%
121ISHARES TR46428822454,546$797,4630.08%
122J P MORGAN EXCHANGE TRADED F46641Q83715,677$786,6640.07%
123ISHARES TR46429B68911,997$782,4160.07%
124COHEN & STEERS REIT & PFD &19247X10045,500$780,7800.07%
125ISHARES TR46435UAA933,148$767,0450.07%
126XYLEM INCXYL8,403$764,9260.07%
127PHYSICIANS RLTY TR71943U10460,700$739,9330.07%
128SENECA FOODS CORP NEWSENEM13,600$732,0880.07%
129INVESCO QQQ TRIVZ1,966$704,3590.07%
130VANGUARD SCOTTSDALE FDS92206C77115,927$697,2850.07%
131WARNER BROS DISCOVERY INCWBD64,102$696,1480.07%
132APOLLO SR FLOATING RATE FD I03763610751,400$690,8160.07%
133FIRST TR EXCH TRADED FD III33739E10843,200$689,9040.07%
134AFLAC INCAFL8,818$676,7960.06%
135BLACKROCK FLOATING RATE INCOBLK52,550$663,1810.06%
136AON PLCAON2,000$648,4400.06%
137WESTERN ASSET GLOBAL CORP DE95790C10754,000$639,9000.06%
138YUM CHINA HLDGS INCYUMC11,468$638,9970.06%
139CHARGEPOINT HOLDINGS INCCHPT126,400$628,2080.06%
140SONOCO PRODS CO83549510211,432$621,3510.06%
141SELECT SECTOR SPDR TR81369Y2094,684$603,0190.06%
142KIRBY CORPKEX7,200$596,1600.06%
143INVESCO EXCH TRD SLF IDX FDIVZ28,060$595,7140.06%
144INVESCO EXCH TRD SLF IDX FDIVZ25,800$579,9840.05%
145PERMA-PIPE INTL HLDGS INC71416710370,000$571,9000.05%
146CVS HEALTH CORPCVS8,161$569,8020.05%
147HENRY SCHEIN INCHSIC7,625$566,1570.05%
148ELEVANCE HEALTH INCELV1,300$566,0460.05%
149RAND CAP CORPRAND42,911$565,1380.05%
150FREQUENCY ELECTRS INCFRQN77,000$534,3800.05%
151WALMART INCWMT3,299$527,5860.05%
152MORGAN STANLEYMS-PQ6,420$524,3220.05%
153HOME DEPOT INCHD1,727$521,8310.05%
154FIRST TR SR FLTG RATE INCOME33733U10851,600$516,0000.05%
155BRISTOL-MYERS SQUIBB COCELG-RI8,760$508,4310.05%
156RTX CORPORATIONRTX7,049$507,3170.05%
157BLACKSTONE SECD LENDING FDBX18,532$507,0360.05%
158PROCTER AND GAMBLE CO7427181093,464$505,2600.05%
159QUEST DIAGNOSTICS INCDGX4,100$499,6260.05%
160PUBLIC SVC ENTERPRISE GRP IN7445731068,734$497,0520.05%
161TERADYNE INCTER4,935$495,7710.05%
1623M COMMM5,270$493,3780.05%
163REDWOOD TRUST INCRWTQ66,100$471,2930.04%
164PUTNAM PREMIER INCOME TRPPT138,700$464,6450.04%
165ABBVIE INCABBV3,095$461,3410.04%
166ISHARES TR46434V8788,983$452,5670.04%
167AMERICAN EXPRESS COAXP3,033$452,4940.04%
168AMETEK INCAME3,000$443,2800.04%
169LAM RESEARCH CORPLRCX700$438,7390.04%
170KELLANOVABEKE7,347$437,2200.04%
171ALLIANCEBERNSTEIN GLOBAL HIGAWF44,800$434,5600.04%
172VILLAGE SUPER MKT INC92710740919,000$430,1600.04%
173ENTERPRISE PRODS PARTNERS L29379210715,650$428,3410.04%
174WILLSCOT MOBIL MINI HLDNG COWSC10,281$427,5870.04%
175BROADCOM INCAVGO513$426,0880.04%
176VANECK MERK GOLD TROUNZ23,639$422,9020.04%
177AT&T INCT-PC27,736$416,5950.04%
178NVIDIA CORPORATIONNVDA957$416,2860.04%
179ISHARES TR4642876141,546$411,2210.04%
180SPDR SER TR78464A47414,000$410,4800.04%
181NOVARTIS AGNVSEF4,000$407,4400.04%
182STRYKER CORPORATIONSYK1,481$404,7130.04%
183BOEING COBA-PA2,100$402,5280.04%
184VANECK ETF TRUST92189F10614,928$401,7130.04%
185SEABOARD CORP DELSE107$401,5710.04%
186SMUCKER J M CO8326964053,245$398,8430.04%
187AZEK CO INC05478C10513,400$398,5160.04%
188LOCKHEED MARTIN CORPLMT974$398,2140.04%
189EATON VANCE SR FLTNG RTE TRETN32,700$395,9970.04%
190ISHARES TR4642875071,577$393,2250.04%
191ANSYS INC03662Q1051,300$386,8150.04%
192SPDR S&P 500 ETF TRSPY897$383,4490.04%
193HOWMET AEROSPACE INCHWM8,165$377,6320.04%
194VIATRIS INCVTRS38,235$376,9980.04%
195EXPEDIA GROUP INCEXPE3,645$375,6910.04%
196COHEN & STEERS QUALITY INCOM19247L10636,800$372,4160.04%
197VERIZON COMMUNICATIONS INCVZ11,303$366,3310.03%
198LOUISIANA PAC CORPLPX6,600$364,7820.03%
199COCA COLA COKO6,500$363,8700.03%
200VISA INCV1,524$350,6100.03%
201CSX CORPCSX11,400$350,5500.03%
202ISHARES TR4642888107,200$349,2000.03%
203BLACKROCK MUNIHLDGS NY QLTYBLK38,200$348,7660.03%
204SELECT SECTOR SPDR TR81369Y3084,990$343,3620.03%
205AMERICOLD REALTY TRUST INCCOLD11,000$334,5100.03%
206ALLSTATE CORPALL-PJ3,000$334,2310.03%
207IMMUCELL CORPICCC62,408$333,2530.03%
208180 DEGREE CAP CORP68235B20877,001$326,4850.03%
209GALLAGHER ARTHUR J & CO3635761091,400$319,1020.03%
210SELECT SECTOR SPDR TR81369Y8031,930$316,3850.03%
211US FOODS HLDG CORPUSFD7,860$312,0420.03%
212SPDR S&P MIDCAP 400 ETF TRMDY681$310,9720.03%
213HAYWARD HLDGS INCHAYW22,000$310,2000.03%
214UNION PAC CORPUNP1,523$310,1900.03%
215HURCO COHURC13,800$309,5340.03%
216MEDICAL PPTYS TRUST INC58463J30455,300$301,3850.03%
217BLACKROCK MUNIYIELD N Y QUALBLK33,600$297,6960.03%
218ISHARES TR4642874732,816$293,7790.03%
219VALMONT INDS INC9202531011,200$288,2520.03%
220MARTIN MARIETTA MATLS INC573284106700$287,3360.03%
221GENERAL ELECTRIC CO3696043012,592$286,5460.03%
222ORACLE CORPORCL-PD2,701$286,0900.03%
223DOW INCDOW5,493$283,2200.03%
224CANNAE HLDGS INCCNNE15,000$279,6000.03%
225SABA CAPITAL INCOME & OPRNT78518H20236,214$278,1240.03%
226ABBOTT LABSABLZF2,869$277,8630.03%
227ISHARES TR4642881582,685$276,1280.03%
228HONEYWELL INTL INC4385161061,493$275,8170.03%
229GARTNER INCIT800$274,8880.03%
230M & T BK CORP55261F1042,134$269,8450.03%
231META PLATFORMS INCMETA891$267,4880.03%
232MONTROSE ENVIRONMENTAL GROUPMEG9,031$264,2480.02%
233PHILLIPS 66PSX2,199$264,2100.02%
234VANGUARD ADMIRAL FDS INC9219328443,385$263,7400.02%
235PRUDENTIAL FINL INCPUKPF2,763$262,1820.02%
236ISHARES TR46432F8344,260$255,5580.02%
237GLADSTONE LD CORP37654910117,900$254,7170.02%
238VANGUARD MUN BD FDS9229077465,216$250,8900.02%
239ASML HOLDING N VASMLF425$250,1810.02%
240ISHARES INC46434G1035,187$246,8500.02%
241CATERPILLAR INCCAT900$245,7000.02%
242S&P GLOBAL INCSPGI667$243,7290.02%
243TRANE TECHNOLOGIES PLCTT1,200$243,4920.02%
244MCDONALDS CORPMCD920$242,3650.02%
245REGENERON PHARMACEUTICALSREGN293$241,1280.02%
246GENERAC HLDGS INCGNRC2,200$239,7120.02%
247INVESCO EXCH TRD SLF IDX FDIVZ10,500$237,6150.02%
248ISHARES TR4642884142,301$235,8940.02%
249INVESCO EXCH TRD SLF IDX FDIVZ10,000$235,0500.02%
250SPDR SER TR78464A8703,175$231,8390.02%
251CANADIAN IMPERIAL BK COMM TOCNDIF6,000$231,6600.02%
252MICRON TECHNOLOGY INCMU3,300$224,4990.02%
253DIMENSIONAL ETF TRUST25434V8076,838$223,0560.02%
254EL PASO ENERGY CAP TR I2836782094,900$222,5090.02%
255L3HARRIS TECHNOLOGIES INCLHX1,270$221,1490.02%
256COMCAST CORP NEWCCZ4,951$219,5280.02%
257WATERS CORP941848103800$219,3680.02%
258FIDELITY MERRIMACK STR TR3161884084,400$217,9760.02%
259PARAMOUNT GLOBAL92556H20616,832$217,1330.02%
260BLACKSTONE SENI FLTN RAT 202BX16,300$215,9750.02%
261IMPINJ INCPI3,900$214,6170.02%
262INVESCO TR INVT GRADE NEW YOIVZ23,500$214,0850.02%
263UNITED PARCEL SERVICE INCUPS1,350$210,4250.02%
264PIMCO INCOME STRATEGY FD II72201J10431,400$206,9260.02%
265BLACKROCK ENHANCED EQUITY DIBLK26,862$204,4200.02%
266BLACKSTONE INCBX1,900$203,5660.02%
267INVESCO EXCH TRD SLF IDX FDIVZ9,000$202,3560.02%
268NEXTERA ENERGY INCNEE-PW3,528$202,1200.02%
269NORFOLK SOUTHN CORP6558441081,025$201,8540.02%
270ISHARES TR46435G3187,895$201,5200.02%
271COHEN & STEERS INFRASTRUCTUR19248A10910,000$195,8000.02%
272VALLEY NATL BANCORP91979410722,500$192,6000.02%
273NUVEEN AMT FREE QLTY MUN INCNU19,500$188,7600.02%
274EATON VANCE FLTING RATE INCETN15,180$186,8660.02%
275TEMPLETON GLOBAL INCOME FD88019810647,500$183,3500.02%
276PIMCO INCOME STRATEGY FD72201H10823,600$181,0120.02%
277S&W SEED CO785135104161,500$180,8800.02%
278APPLE INCAAPL1,000$171,2100.02%
279DANA INCDAN11,500$168,7050.02%
280NUVEEN NEW YORK QLT MUN INCNU17,000$164,3900.02%
281RESEARCH FRONTIERS INCREFR139,000$150,1200.01%
282COHEN & STEERS TOTAL RETURN19247R10313,700$143,5760.01%
283INVESCO TR INVT GRADE MUNSIVZ15,500$131,7500.01%
284ELEVANCE HEALTH INCELV300$130,6260.01%
285ABRDN GLOBAL INCOME FUND INCFCO21,400$127,9720.01%
286NU HLDGS LTDNU17,045$123,5770.01%
287INVESCO SR INCOME TRIVZ31,000$121,5200.01%
288EQUUS TOTAL RETURN INCEQS77,735$115,0480.01%
289NUVEEN PFD & INCOME OPPORTUNNU17,500$110,7750.01%
290NUVEEN MUN VALUE FD INCNU12,000$99,1200.01%
291INVESCO MUN OPPORTUNITY TRIVZ11,000$90,5300.01%
292EATON VANCE MUNI INCOME TRUSETN10,000$89,1000.01%
293WESTERN ASSET GBL HIGH INC F95766B10913,185$87,8130.01%
294NUVEEN PFD & INCOME SECS FDNU12,351$76,2060.01%
295BLACKROCK CAP INVT CORPBLK19,061$70,7170.01%
296FG GROUP HOLDINGS INCFGO40,000$67,2000.01%
297CERUS CORPCERS38,500$62,3700.01%
298PROSPECT CAP CORPPSEC-PA10,000$60,5000.01%
299ACACIA RESH CORP00388130715,000$54,7500.01%
300RENN FD INC75972010530,000$53,7000.01%
301ARTS WAY MFG INC04316810321,855$51,3600.00%
302OPKO HEALTH INCOPK29,500$47,2000.00%
303SAFEGUARD SCIENTIFICS INCSFES34,891$34,8910.00%
304COEUR MNG INC19210850415,000$33,3000.00%
305PUTNAM MASTER INTER INCOME T74690910011,000$33,2200.00%
306GSI TECHNOLOGY INCGSIT10,000$27,1000.00%
307SENSTAR TECHNOLOGIES LTDSNT14,303$15,8770.00%
308INTRUSION INCINTZ12,250$4,2760.00%
309FIRSTHAND TECHNOLOGY VALUE FSVVC10,000$4,2210.00%