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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

SHUFRO ROSE & CO LLC

Quarter ended Q1 2024 · Filed May 8, 2024 · Accession 0000908195-24-000003

Total Value
$1.21B
Positions
314
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (314)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES TR46435UAA95,123,260$121.9M10.07%
2ETF SER SOLUTIONS26922A321914,423$49.3M4.07%
3MICROSOFT CORPMSFT115,083$48.4M4.00%
4INVESCO EXCHANGE TRADED FD TIVZ247,448$41.9M3.46%
5SPROTT PHYSICAL GOLD & SILVESII1,753,031$35.7M2.94%
6ELI LILLY & COLLY45,584$35.5M2.93%
7THERMO FISHER SCIENTIFIC INCTMO60,615$35.2M2.91%
8VANGUARD BD INDEX FDS921937835464,768$33.8M2.79%
9APPLE INCAAPL192,928$33.1M2.73%
10CORNING INCGLW981,906$32.4M2.67%
11ISHARES TR46435GAA01,342,440$32.0M2.64%
12AVERY DENNISON CORPAVY141,445$31.6M2.61%
13BERKSHIRE HATHAWAY INC DELBRK-A64,387$27.1M2.24%
14QUALCOMM INCQCOM152,693$25.9M2.13%
15JPMORGAN CHASE & COVYLD124,773$25.0M2.06%
16JOHNSON CTLS INTL PLCG51502105360,441$23.5M1.94%
17FS KKR CAP CORPFSK1,220,586$23.3M1.92%
18TEXAS INSTRS INC882508104132,122$23.0M1.90%
19INVESCO EXCH TRD SLF IDX FDIVZ1,118,005$21.5M1.77%
20STARBUCKS CORPSBUX191,246$17.5M1.44%
21MODERNA INCMRNA146,584$15.6M1.29%
22AMAZON COM INCAMZN82,712$14.9M1.23%
23OPENLANE INCOPLN773,164$13.4M1.10%
24INTEL CORPINTC296,218$13.1M1.08%
25SPDR GOLD TRGLD62,785$12.9M1.07%
26BORGWARNER INCBWA364,929$12.7M1.05%
27SPDR SER TR78468R663134,494$12.3M1.02%
28AMGEN INCAMGN42,136$12.0M0.99%
29ISHARES TR46428720022,756$12.0M0.99%
30INTERNATIONAL BUSINESS MACHSINTR61,837$11.8M0.97%
31LENNAR CORPLEN-B66,726$11.5M0.95%
32INVESCO EXCH TRD SLF IDX FDIVZ514,328$10.5M0.87%
33ISHARES TR46432F33962,379$10.3M0.85%
34ISHARES TR464288646191,844$9.8M0.81%
35COHERENT CORPCOHR153,929$9.3M0.77%
36SALESFORCE INCCRM30,722$9.3M0.76%
37WALKER & DUNLOP INCWD83,804$8.5M0.70%
38VANGUARD SCOTTSDALE FDS92206C409101,326$7.8M0.65%
39AUTOZONE INCAZO2,423$7.6M0.63%
40EXXON MOBIL CORPXOM62,274$7.2M0.60%
41VANGUARD INDEX FDS92290861137,644$7.2M0.60%
42ISHARES U S ETF TR46431W507137,098$6.9M0.57%
43ILLINOIS TOOL WKS INC45230810923,440$6.3M0.52%
44VANGUARD INDEX FDS92290862925,053$6.3M0.52%
45VANGUARD BD INDEX FDS92193782777,178$5.9M0.49%
46CHEVRON CORP NEWCVX36,973$5.8M0.48%
47UNILEVER PLCUNLYF112,018$5.6M0.46%
48INVESCO EXCH TRD SLF IDX FDIVZ269,793$5.4M0.45%
49DISNEY WALT CO25468710643,607$5.3M0.44%
50METLIFE INCMET-PF69,410$5.1M0.42%
51PEPSICO INCPEP25,941$4.5M0.37%
52JOHNSON & JOHNSONJNJ28,002$4.4M0.37%
53ISHARES TR46432F39623,179$4.3M0.36%
54NUTRIEN LTDNTR75,359$4.1M0.34%
55ECOLAB INCECL17,694$4.1M0.34%
56UNITEDHEALTH GROUP INCUNH8,176$4.0M0.33%
57PURE STORAGE INC74624M10272,900$3.8M0.31%
58KLA CORPKLAC5,352$3.7M0.31%
59GOLDMAN SACHS ETF TRNVGLF115,566$3.6M0.30%
60ISHARES TR46432F84244,089$3.3M0.27%
61VANGUARD INDEX FDS92290876912,353$3.2M0.27%
62MERCK & CO INCMRK22,999$3.0M0.25%
63JACOBS SOLUTIONS INCJ18,771$2.9M0.24%
64ISHARES TR46434V44966,247$2.6M0.21%
65VANGUARD TAX-MANAGED FDS92194385850,832$2.6M0.21%
66NVIDIA CORPORATIONNVDA2,791$2.5M0.21%
67ISHARES TR46428887743,710$2.4M0.20%
68ISHARES TR46428780420,861$2.3M0.19%
69ENBRIDGE INCENNPF62,207$2.3M0.19%
70VANGUARD SCOTTSDALE FDS92206C10238,491$2.2M0.18%
71GOLDMAN SACHS ETF TRNVGLF20,985$2.2M0.18%
72J & J SNACK FOODS CORPJJSF15,000$2.2M0.18%
73GENERAL MLS INC37033410428,922$2.0M0.17%
74BANK AMERICA CORP06050510451,859$2.0M0.16%
75BUILDERS FIRSTSOURCE INCBLDR9,300$1.9M0.16%
76VANGUARD INTL EQUITY INDEX F92204271816,530$1.9M0.16%
77ALPHABET INCGOOG12,443$1.9M0.16%
78ISHARES TR46429B69721,630$1.8M0.15%
79MEDTRONIC PLCMDT20,577$1.8M0.15%
80VANGUARD SCOTTSDALE FDS92206C70630,611$1.8M0.15%
81ISHARES INC46428668119,420$1.8M0.15%
82AIR LEASE CORPAIIR34,300$1.8M0.15%
83REALTY INCOME CORPO32,051$1.7M0.14%
84PFIZER INCPFE62,438$1.7M0.14%
85CONOCOPHILLIPSCOP13,341$1.7M0.14%
86ALPHABET INCGOOG11,215$1.7M0.14%
87CHENIERE ENERGY INCLNG10,425$1.7M0.14%
88AON PLCAON5,000$1.7M0.14%
89ISHARES TR46428868751,145$1.6M0.14%
90VANGUARD INTL EQUITY INDEX F92204285838,955$1.6M0.13%
91NEW YORK TIMES CONYT37,165$1.6M0.13%
92IAC INCIAC29,950$1.6M0.13%
93YUM BRANDS INCYUM11,468$1.6M0.13%
94EQUINIX INCEQIX1,873$1.5M0.13%
95WENDYS CO95058W10079,754$1.5M0.12%
96MERCER INTL INC588056101150,900$1.5M0.12%
97AMERICAN CENTY ETF TR02507280222,667$1.5M0.12%
98AUTOMATIC DATA PROCESSING INADP5,970$1.5M0.12%
99MARATHON PETE CORPMARA7,343$1.5M0.12%
100UMH PPTYS INC90300210390,750$1.5M0.12%
101CISCO SYS INCCSCO29,001$1.4M0.12%
102SHELL PLCRYDAF20,450$1.4M0.11%
103ISHARES TR46434V45632,998$1.3M0.11%
104VANGUARD SCOTTSDALE FDS92206C87015,613$1.3M0.10%
105VANGUARD CHARLOTTE FDS92203J40724,506$1.2M0.10%
106SYNCHRONY FINANCIALSYF-PB27,500$1.2M0.10%
107VANGUARD INDEX FDS9229087446,800$1.1M0.09%
108MANHATTAN BRDG CAP INC562803106215,885$1.1M0.09%
109GRAINGER W W INC3848021041,050$1.1M0.09%
110INVESCO EXCH TRADED FD TR IIIVZ89,055$1.1M0.09%
111MASTERCARD INCORPORATEDMA2,033$979,0160.08%
112XYLEM INCXYL7,565$977,7010.08%
113INVESCO EXCH TRD SLF IDX FDIVZ50,417$972,5440.08%
114ISHARES TR46429B68913,528$958,8670.08%
115INVESCO EXCH TRD SLF IDX FDIVZ50,102$916,8700.08%
116DEERE & CODE2,190$899,5210.07%
117COHEN & STEERS REIT & PFD &19247X10042,600$895,8780.07%
118RTX CORPORATIONRTX9,049$882,5490.07%
119CBRE GROUP INCCBRE9,065$881,4810.07%
120HOME DEPOT INCHD2,297$881,1300.07%
121ISHARES TR46436E84139,135$867,2320.07%
122INVESCO QQQ TRIVZ1,929$856,4960.07%
123COHEN & STEERS QUALITY INCOM19247L10669,100$834,7280.07%
124ISHARES TR46434V87816,209$819,5400.07%
125GLOBAL MED REIT INC37954A20489,350$781,8130.06%
126SENECA FOODS CORP NEWSENEM13,650$776,6850.06%
127AFLAC INCAFL8,818$757,1300.06%
128HEALTHPEAK PROPERTIES INCDOC40,233$754,3690.06%
129SELECT SECTOR SPDR TR81369Y2095,064$748,1050.06%
130APOLLO SR FLOATING RATE FD I03763610752,200$743,8500.06%
131UNION PAC CORPUNP2,979$732,7000.06%
132ISHARES TR46436E85831,415$713,4350.06%
133KIRBY CORPKEX7,200$686,3040.06%
134LAM RESEARCH CORPLRCX700$680,0990.06%
135LOCKHEED MARTIN CORPLMT1,476$671,4520.06%
136CVS HEALTH CORPCVS8,411$670,8620.06%
137WK KELLOGG CO92942W10735,544$668,2280.06%
138GLOBAL X FDS37954Y85514,750$668,0280.06%
139BROADCOM INCAVGO500$662,7050.05%
140ELEVANCE HEALTH INCELV1,275$661,1390.05%
141INVESCO EXCH TRD SLF IDX FDIVZ28,291$649,2830.05%
142ALLIANCEBERNSTEIN GLOBAL HIGAWF60,850$646,2270.05%
143PROCTER AND GAMBLE CO7427181093,964$643,1590.05%
144BLACKROCK FLOATING RATE INCOBLK49,055$633,7910.05%
145ISHARES INC46434G10312,044$621,4850.05%
146ABBVIE INCABBV3,395$618,2300.05%
147VANGUARD SCOTTSDALE FDS92206C77113,424$612,2690.05%
148MORGAN STANLEYMS-PQ6,420$604,5080.05%
149WALMART INCWMT9,897$595,4760.05%
150RAND CAP CORPRAND41,394$578,2750.05%
151BLACKSTONE SECD LENDING FDBX18,532$577,2720.05%
152AMERICAN EXPRESS COAXP2,533$576,7390.05%
153BLACKROCK MUNIYIELD N Y QUALBLK54,600$574,3920.05%
154WESTERN ASSET GLOBAL CORP DE95790C10746,000$574,0800.05%
155PUBLIC SVC ENTERPRISE GRP IN7445731068,584$573,2400.05%
156VANGUARD ADMIRAL FDS INC9219328446,260$568,4080.05%
157HOWMET AEROSPACE INCHWM8,165$558,7310.05%
158AT&T INCT-PC31,664$557,2870.05%
159TERADYNE INCTER4,935$556,8170.05%
160HENRY SCHEIN INCHSIC7,325$553,1840.05%
161PERMA-PIPE INTL HLDGS INC71416710370,000$553,0000.05%
162ISHARES TR46428822439,394$550,7290.05%
163QUEST DIAGNOSTICS INCDGX4,050$539,0960.04%
164VERIZON COMMUNICATIONS INCVZ12,814$537,6760.04%
165VANECK MERK GOLD TROUNZ24,736$531,3300.04%
166STRYKER CORPORATIONSYK1,451$519,2700.04%
167ALLSTATE CORPALL-PJ3,000$519,0310.04%
168CHARTER COMMUNICATIONS INC N16119P1081,779$517,0310.04%
169NORFOLK SOUTHN CORP6558441082,026$516,3670.04%
170BROADRIDGE FINL SOLUTIONS IN11133T1032,500$512,1500.04%
171FIRST TR SR FLTG RATE INCOME33733U10849,100$508,1850.04%
172ADOBE INCADBE1,000$504,6000.04%
173INVESCO EXCH TRD SLF IDX FDIVZ24,061$504,5600.04%
174EXPEDIA GROUP INCEXPE3,645$502,0990.04%
175BOEING COBA-PA2,600$501,7740.04%
176AMETEK INCAME2,700$493,8300.04%
177WARNER BROS DISCOVERY INCWBD56,354$491,9710.04%
178ISHARES TR4642875077,950$482,8830.04%
179WILLSCOT MOBIL MINI HLDNG COWSC10,281$478,0670.04%
180BRISTOL-MYERS SQUIBB COCELG-RI8,760$475,0550.04%
181SONOCO PRODS CO8354951028,194$473,9520.04%
182SPDR SER TR78464A8704,992$473,6910.04%
183PUTNAM PREMIER INCOME TRPPT131,700$463,5840.04%
184SPDR S&P 500 ETF TRSPY884$462,5760.04%
185CSX CORPCSX12,400$459,6680.04%
186ENTERPRISE PRODS PARTNERS L29379210715,750$459,5850.04%
187YUM CHINA HLDGS INCYUMC11,468$456,3120.04%
188GENERAL ELECTRIC CO3696043012,592$454,9740.04%
189VANECK ETF TRUST92189F10614,371$454,4070.04%
190ANSYS INC03662Q1051,300$451,3080.04%
191VISA INCV1,582$441,6440.04%
192ISHARES TR4642888107,500$439,4250.04%
193EATON VANCE SR FLTNG RTE TRETN33,700$439,1110.04%
194FERRARI N VRACE1,000$435,9400.04%
195MARTIN MARIETTA MATLS INC573284106700$429,7580.04%
196US FOODS HLDG CORPUSFD7,860$424,2050.04%
197ASML HOLDING N VASMLF425$412,4500.03%
198GENERAC HLDGS INCGNRC3,200$403,6480.03%
199SELECT SECTOR SPDR TR81369Y8031,910$397,7960.03%
200VILLAGE SUPER MKT INC92710740913,800$394,8180.03%
201ISHARES TR4642881583,741$391,7430.03%
202MICRON TECHNOLOGY INCMU3,300$389,0370.03%
203SELECT SECTOR SPDR TR81369Y3085,085$388,2910.03%
204NOVARTIS AGNVSEF4,000$386,9200.03%
205REDWOOD TRUST INCRWTQ60,600$386,0220.03%
206COCA COLA COKO6,301$385,4960.03%
207GARTNER INCIT800$381,3360.03%
208ABBOTT LABSABLZF3,319$377,2380.03%
209ISHARES TR4642874732,983$373,8060.03%
210CATERPILLAR INCCAT1,005$368,2630.03%
211UNITED PARCEL SERVICE INCUPS2,465$366,3730.03%
212TRANE TECHNOLOGIES PLCTT1,200$360,2400.03%
213PHILLIPS 66PSX2,199$359,1850.03%
214MONTROSE ENVIRONMENTAL GROUPMEG9,031$353,7450.03%
215GALLAGHER ARTHUR J & CO3635761091,400$350,0560.03%
216AZEK CO INC05478C1056,900$346,5180.03%
217SEABOARD CORP DELSE107$344,9600.03%
218META PLATFORMS INCMETA703$341,3630.03%
2193M COMMM3,215$341,0160.03%
220SPDR S&P MIDCAP 400 ETF TRMDY611$339,9610.03%
221IMMUCELL CORPICCC62,408$330,7630.03%
222ORACLE CORPORCL-PD2,600$326,5860.03%
223PRUDENTIAL FINL INCPUKPF2,763$324,3770.03%
224CNH INDL N VN2094410925,000$324,0000.03%
225MOBILEYE GLOBAL INCMBLY10,000$321,5000.03%
226ISHARES TR464287614939$316,4900.03%
227FIRST TR EXCH TRADED FD III33739E10818,200$315,2240.03%
228AMERICOLD REALTY TRUST INCCOLD12,500$311,5000.03%
229HONEYWELL INTL INC4385161061,493$306,4390.03%
230CANADIAN IMPERIAL BK COMM TOCNDIF6,000$304,3200.03%
231NEW YORK CMNTY BANCORP INC64944510394,300$303,6460.03%
232SPDR SER TR78464A47410,000$297,7000.02%
233DOW INCDOW5,107$295,8490.02%
234NUVEEN NEW YORK QLT MUN INCNU27,000$295,6500.02%
235180 DEGREE CAP CORP68235B20867,666$290,2880.02%
236ADVANCED MICRO DEVICES INCAMD1,600$288,7840.02%
237MCDONALDS CORPMCD1,020$287,5890.02%
238S&P GLOBAL INCSPGI667$283,7760.02%
239BLACKSTONE SENI FLTN RAT 202BX19,800$283,7340.02%
240REGENERON PHARMACEUTICALSREGN293$282,0100.02%
241PATTERSON COS INC70339510310,000$276,2000.02%
242WATERS CORP941848103800$275,3840.02%
243NUVEEN ARIZONA QLTY MUN INCNU25,000$274,5000.02%
244VALMONT INDS INC9202531011,200$273,9360.02%
245BLACKROCK MUNIHLDGS NY QLTYBLK25,200$266,8680.02%
246VANGUARD MUN BD FDS9229077465,081$257,0990.02%
247IMPINJ INCPI2,000$256,8200.02%
248BLACKROCK ENHANCED EQUITY DIBLK30,862$254,6120.02%
249ISHARES TR46432F8343,730$253,1180.02%
250DIMENSIONAL ETF TRUST25434V8076,838$251,2970.02%
251AXON ENTERPRISE INCAXON800$250,3040.02%
252BLACKSTONE INCBX1,900$249,6030.02%
253INVESCO EXCH TRD SLF IDX FDIVZ10,500$243,3900.02%
254GLADSTONE LD CORP37654910117,900$238,7860.02%
255M & T BK CORP55261F1041,635$237,7950.02%
256SELECT SECTOR SPDR TR81369Y6055,600$235,8720.02%
257HURCO COHURC11,650$234,8640.02%
258CONSOLIDATED EDISON INCED2,582$234,4720.02%
259DIREXION SHS ETF TR25459W4585,000$232,6500.02%
260ISHARES INC4642865334,070$230,3210.02%
261SABA CAPITAL INCOME & OPRNT78518H20231,185$227,3390.02%
262GENERAL DYNAMICS CORPGD800$225,9920.02%
263NEXTERA ENERGY INCNEE-PW3,528$225,4750.02%
264EL PASO ENERGY CAP TR I2836782094,700$225,4120.02%
265DICKS SPORTING GOODS INC2533931021,000$224,8600.02%
266NUVEEN PFD & INCOME OPPORTUNNU30,873$221,9770.02%
267GSK PLCGLAXF5,164$221,3810.02%
268FIDELITY MERRIMACK STR TR3161884084,400$219,8680.02%
269INVESCO EXCH TRD SLF IDX FDIVZ10,000$216,6000.02%
270ISHARES TR4642885623,000$216,2100.02%
271NUVEEN AMT FREE QLTY MUN INCNU19,500$215,8650.02%
272INVESCO TR INVT GRADE NEW YOIVZ20,000$215,0000.02%
273COMCAST CORP NEWCCZ4,951$214,6260.02%
274VALERO ENERGY CORPVLO1,250$213,3630.02%
275MICROSOFT CORPMSFT500$210,3600.02%
276SOUTHERN COSOMN2,879$206,5400.02%
277INVESCO EXCH TRD SLF IDX FDIVZ9,000$204,5700.02%
278PIMCO INCOME STRATEGY FD II72201J10427,400$204,4040.02%
279NU HLDGS LTDNU17,045$203,3470.02%
280EATON VANCE FLTING RATE INCETN15,180$202,0460.02%
281CHARGEPOINT HOLDINGS INCCHPT106,000$201,4000.02%
282SMUCKER J M CO8326964051,595$200,7630.02%
283PIMCO INCOME STRATEGY FD72201H10822,600$191,6480.02%
284COHEN & STEERS TOTAL RETURN19247R10316,000$190,2400.02%
285ENERGY TRANSFER L PET-PI11,488$180,7070.01%
286INVESCO MUN OPPORTUNITY TRIVZ18,500$180,0050.01%
287VALLEY NATL BANCORP91979410722,500$179,1000.01%
288MEDICAL PPTYS TRUST INC58463J30438,000$178,6000.01%
289RESEARCH FRONTIERS INCREFR137,000$178,1000.01%
290FREQUENCY ELECTRS INCFRQN15,000$163,3500.01%
291INVESCO SR INCOME TRIVZ38,000$162,6400.01%
292SABA CAPITAL INCOME & OPPORT88019810642,000$160,4400.01%
293BLACKROCK MUNIYILD QULT FD IBLK13,000$159,2500.01%
294EATON VANCE NEW YORK MUN BDETN16,000$155,3600.01%
295BLACKROCK MUNIYIELD MICH QUBLK12,500$143,8750.01%
296ABRDN GLOBAL INCOME FUND INCFCO21,400$116,2020.01%
297BLACKROCK N Y MUN INCOME TRUBLK10,000$106,0000.01%
298WESTERN ASSET GBL HIGH INC F95766B10914,928$104,4960.01%
299EQUUS TOTAL RETURN INCEQS60,000$87,6000.01%
300NUVEEN MUN VALUE FD INCNU10,000$87,1000.01%
301ARCADIUM LITHIUM PLCG0508H11019,036$82,0460.01%
302CERUS CORPCERS38,500$72,7650.01%
303S&W SEED CO785135104149,000$72,0720.01%
304PROSPECT CAP CORPPSEC-PA12,700$70,1040.01%
305BEAM GLOBALBEEM10,000$68,0000.01%
306CHARGEPOINT HOLDINGS INCCHPT32,000$60,8000.01%
307COEUR MNG INC19210850415,000$56,5500.00%
308FUNDAMENTAL GLOBAL INC30329Y10640,000$55,2000.00%
309RENN FD INC75972010530,000$47,4000.00%
310MEDICAL PPTYS TRUST INC58463J30410,000$47,0000.00%
311ARTS WAY MFG INC04316810321,855$45,8960.00%
312PUTNAM MASTER INTER INCOME T74690910011,000$35,2000.00%
313GSI TECHNOLOGY INCGSIT10,000$34,0000.00%
314OPKO HEALTH INCOPK17,000$20,4000.00%