13F HOLDINGS REPORT

SHUFRO ROSE & CO LLC

Quarter ended Q2 2025 · Filed August 11, 2025 · Accession 0000908195-25-000009

Total Value

$1.24B

Positions

311

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (311)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ALPS ETF TR	00162Q346	4,480,300	$116.0M	9.32%
2	ISHARES TR	46436E205	3,540,014	$81.9M	6.58%
3	ISHARES TR	464287200	100,153	$56.3M	4.52%
4	DOUBLELINE ETF TRUST	25861R303	843,367	$43.7M	3.52%
5	CORNING INC	GLW	907,714	$41.6M	3.34%
6	MICROSOFT CORP	MSFT	110,066	$41.3M	3.32%
7	APPLE INC	AAPL	183,424	$40.7M	3.27%
8	ELI LILLY & CO	LLY	45,084	$37.2M	2.99%
9	BERKSHIRE HATHAWAY INC DEL	BRK-A	57,439	$30.6M	2.46%
10	INVESCO EXCHANGE TRADED FD T	IVZ	168,046	$29.1M	2.34%
11	JPMORGAN CHASE & CO.	VYLD	117,539	$28.8M	2.32%
12	THERMO FISHER SCIENTIFIC INC	TMO	57,279	$28.5M	2.29%
13	ISHARES TR	46435GAA0	1,092,999	$26.5M	2.13%
14	INVESCO EXCH TRD SLF IDX FD	IVZ	1,223,903	$23.8M	1.92%
15	QUALCOMM INC	QCOM	147,811	$22.7M	1.82%
16	TEXAS INSTRS INC	882508104	119,221	$21.4M	1.72%
17	AVERY DENNISON CORP	AVY	117,807	$21.0M	1.69%
18	VANGUARD INDEX FDS	922908629	75,559	$19.5M	1.57%
19	VANECK ETF TRUST	92189F106	396,873	$18.2M	1.47%
20	JOHNSON CTLS INTL PLC	G51502105	225,740	$18.1M	1.45%
21	SPDR GOLD TR	GLD	61,453	$17.7M	1.42%
22	INTERNATIONAL BUSINESS MACHS	INTR	71,040	$17.7M	1.42%
23	AMAZON COM INC	AMZN	80,957	$15.4M	1.24%
24	OPENLANE INC	OPLN	755,891	$14.6M	1.17%
25	SALESFORCE INC	CRM	51,844	$13.9M	1.12%
26	FS KKR CAP CORP	FSK	653,845	$13.7M	1.10%
27	ISHARES TR	46432F339	70,947	$12.1M	0.97%
28	AMGEN INC	AMGN	38,443	$12.0M	0.96%
29	VANGUARD SCOTTSDALE FDS	92206C409	147,993	$11.7M	0.94%
30	INVESCO EXCH TRD SLF IDX FD	IVZ	571,796	$10.6M	0.85%
31	SPROTT PHYSICAL GOLD & SILVE	SII	355,433	$10.1M	0.81%
32	VANGUARD SCOTTSDALE FDS	92206C870	121,248	$9.9M	0.80%
33	VANGUARD INDEX FDS	922908769	32,592	$9.0M	0.72%
34	INVESCO EXCH TRD SLF IDX FD	IVZ	413,094	$8.5M	0.69%
35	NVIDIA CORPORATION	NVDA	78,579	$8.5M	0.68%
36	VANGUARD INDEX FDS	922908611	44,932	$8.4M	0.67%
37	COHERENT CORP	COHR	117,960	$7.7M	0.62%
38	EXXON MOBIL CORP	XOM	58,023	$6.9M	0.55%
39	LENNAR CORP	LEN-B	59,768	$6.9M	0.55%
40	AUTOZONE INC	AZO	1,748	$6.7M	0.54%
41	NVIDIA CORPORATION	NVDA	59,800	$6.5M	0.52%
42	UNILEVER PLC	UNLYF	107,249	$6.4M	0.51%
43	ISHARES TR	46432F396	30,896	$6.2M	0.50%
44	TOUCHSTONE ETF TRUST	89157W806	266,659	$6.0M	0.48%
45	CHEVRON CORP NEW	CVX	34,792	$5.8M	0.47%
46	ISHARES TR	46434V878	110,790	$5.6M	0.45%
47	INVESCO EXCH TRD SLF IDX FD	IVZ	273,921	$5.6M	0.45%
48	METLIFE INC	MET-PF	61,642	$4.9M	0.40%
49	VANGUARD SCOTTSDALE FDS	92206C102	84,201	$4.9M	0.40%
50	WALKER & DUNLOP INC	WD	54,118	$4.6M	0.37%
51	ECOLAB INC	ECL	18,069	$4.6M	0.37%
52	VANGUARD SCOTTSDALE FDS	92206C706	76,614	$4.6M	0.37%
53	ILLINOIS TOOL WKS INC	452308109	17,605	$4.4M	0.35%
54	JOHNSON & JOHNSON	JNJ	25,155	$4.2M	0.34%
55	TEXAS PACIFIC LAND CORPORATI	TPL	3,138	$4.2M	0.33%
56	PEPSICO INC	PEP	25,865	$3.9M	0.31%
57	DISNEY WALT CO	254687106	37,983	$3.7M	0.30%
58	UNITEDHEALTH GROUP INC	UNH	7,146	$3.7M	0.30%
59	NIKE INC	NKE	58,022	$3.7M	0.30%
60	KLA CORP	KLAC	5,243	$3.6M	0.29%
61	VERISK ANALYTICS INC	VRSK	11,052	$3.3M	0.26%
62	VANGUARD TAX-MANAGED FDS	921943858	60,304	$3.1M	0.25%
63	SENECA FOODS CORP NEW	SENEM	34,350	$3.1M	0.25%
64	ISHARES TR	46434V449	76,499	$3.1M	0.25%
65	REALTY INCOME CORP	O	51,250	$3.0M	0.24%
66	PURE STORAGE INC	74624M102	62,000	$2.7M	0.22%
67	GOLDMAN SACHS ETF TR	NVGLF	23,590	$2.6M	0.21%
68	ISHARES TR	46432F842	33,725	$2.6M	0.21%
69	ISHARES TR	464288877	41,298	$2.4M	0.20%
70	ENBRIDGE INC	ENNPF	54,457	$2.4M	0.19%
71	CHENIERE ENERGY INC	LNG	10,025	$2.3M	0.19%
72	ISHARES TR	464287804	20,845	$2.2M	0.18%
73	BANK AMERICA CORP	060505104	50,469	$2.1M	0.17%
74	MEDTRONIC PLC	MDT	22,351	$2.0M	0.16%
75	VANGUARD INTL EQUITY INDEX F	922042858	44,303	$2.0M	0.16%
76	AMERICAN CENTY ETF TR	025072802	27,898	$1.9M	0.16%
77	VANGUARD INTL EQUITY INDEX F	922042718	16,525	$1.9M	0.15%
78	UNION PAC CORP	UNP	8,007	$1.9M	0.15%
79	NEW YORK TIMES CO	NYT	37,165	$1.8M	0.15%
80	J & J SNACK FOODS CORP	JJSF	13,941	$1.8M	0.15%
81	YUM BRANDS INC	YUM	11,468	$1.8M	0.15%
82	ALPHABET INC	GOOG	11,275	$1.7M	0.14%
83	ISHARES TR	46429B697	18,467	$1.7M	0.14%
84	SHELL PLC	RYDAF	23,514	$1.7M	0.14%
85	ALPHABET INC	GOOG	10,983	$1.7M	0.14%
86	REGENERON PHARMACEUTICALS	REGN	2,623	$1.7M	0.13%
87	ALBEMARLE CORP	ALB-PA	46,500	$1.7M	0.13%
88	JACOBS SOLUTIONS INC	J	13,515	$1.6M	0.13%
89	UMH PPTYS INC	903002103	84,850	$1.6M	0.13%
90	REGENERON PHARMACEUTICALS	REGN	2,500	$1.6M	0.13%
91	ISHARES INC	464286681	16,530	$1.5M	0.12%
92	AIR LEASE CORP	AIIR	31,950	$1.5M	0.12%
93	IAC INC	IAC	33,200	$1.5M	0.12%
94	CONOCOPHILLIPS	COP	14,511	$1.5M	0.12%
95	ISHARES U S ETF TR	46431W507	29,919	$1.5M	0.12%
96	ISHARES TR	46434V456	37,744	$1.5M	0.12%
97	MERCK & CO INC	MRK	16,668	$1.5M	0.12%
98	ISHARES TR	464288687	48,685	$1.5M	0.12%
99	NUTRIEN LTD	NTR	29,740	$1.5M	0.12%
100	EQUINIX INC	EQIX	1,757	$1.4M	0.12%
101	ISHARES TR	46429B689	18,379	$1.4M	0.12%
102	GOLDMAN SACHS ETF TR	NVGLF	42,591	$1.4M	0.11%
103	ISHARES INC	46434G103	25,277	$1.4M	0.11%
104	MANHATTAN BRDG CAP INC	562803106	215,285	$1.3M	0.10%
105	CISCO SYS INC	CSCO	20,253	$1.2M	0.10%
106	BANK NEW YORK MELLON CORP	064058100	14,577	$1.2M	0.10%
107	SYNCHRONY FINANCIAL	SYF-PB	22,600	$1.2M	0.10%
108	GENERAL MLS INC	370334104	19,360	$1.2M	0.09%
109	BUILDERS FIRSTSOURCE INC	BLDR	9,200	$1.1M	0.09%
110	MASTERCARD INCORPORATED	MA	2,039	$1.1M	0.09%
111	INVESCO EXCH TRD SLF IDX FD	IVZ	56,267	$1.1M	0.09%
112	COHEN & STEERS REIT & PFD &	19247X100	49,300	$1.1M	0.09%
113	MARATHON PETE CORP	MARA	7,343	$1.1M	0.09%
114	RTX CORPORATION	RTX	8,049	$1.1M	0.09%
115	HOWMET AEROSPACE INC	HWM	8,165	$1.1M	0.09%
116	PFIZER INC	PFE	40,995	$1.0M	0.08%
117	GRAINGER W W INC	384802104	1,050	$1.0M	0.08%
118	DEERE & CO	DE	2,190	$1.0M	0.08%
119	COHEN & STEERS QUALITY INCOM	19247L106	72,600	$911,856	0.07%
120	PERMA-PIPE INTL HLDGS INC	714167103	70,000	$870,100	0.07%
121	AFLAC INC	AFL	7,818	$869,304	0.07%
122	INVESCO QQQ TR	IVZ	1,826	$856,248	0.07%
123	WALMART INC	WMT	9,747	$855,651	0.07%
124	VANGUARD ADMIRAL FDS INC	921932844	9,210	$847,716	0.07%
125	HOME DEPOT INC	HD	2,245	$822,771	0.07%
126	FIRST TR SR FLTG RATE INCOME	33733U108	80,600	$817,284	0.07%
127	BROADCOM INC	AVGO	4,870	$815,385	0.07%
128	AT&T INC	T-PC	28,664	$810,618	0.07%
129	SONY GROUP CORP	SNEJF	30,740	$780,489	0.06%
130	VANGUARD INDEX FDS	922908744	4,479	$773,714	0.06%
131	INVESCO EXCH TRADED FD TR II	IVZ	68,857	$772,576	0.06%
132	CBRE GROUP INC	CBRE	5,760	$753,293	0.06%
133	GLOBAL MED REIT INC	37954A204	85,750	$750,313	0.06%
134	MILLROSE PPTYS INC	601137102	27,991	$742,042	0.06%
135	MERCER INTL INC	588056101	119,400	$734,310	0.06%
136	HEALTHPEAK PROPERTIES INC	DOC	35,968	$727,273	0.06%
137	KIRBY CORP	KEX	7,200	$727,272	0.06%
138	XYLEM INC	XYL	6,030	$720,344	0.06%
139	AMERICAN EXPRESS CO	AXP	2,663	$716,481	0.06%
140	WELLS FARGO CO NEW	949746101	9,906	$711,152	0.06%
141	SPDR S&P 500 ETF TR	SPY	1,260	$704,903	0.06%
142	PROCTER AND GAMBLE CO	742718109	4,074	$694,292	0.06%
143	INTEL CORP	INTC	30,200	$685,842	0.06%
144	MORGAN STANLEY	MS-PQ	5,789	$675,403	0.05%
145	ISHARES TR	46435UAA9	27,927	$675,278	0.05%
146	ABBVIE INC	ABBV	3,215	$673,607	0.05%
147	QUEST DIAGNOSTICS INC	DGX	3,950	$668,340	0.05%
148	ISHARES TR	464287507	11,360	$662,856	0.05%
149	LOCKHEED MARTIN CORP	LMT	1,481	$661,485	0.05%
150	VANGUARD BD INDEX FDS	921937835	8,553	$628,192	0.05%
151	SELECT SECTOR SPDR TR	81369Y209	4,274	$624,047	0.05%
152	ALLIANCEBERNSTEIN GLOBAL HIG	AWF	57,850	$620,731	0.05%
153	VILLAGE SUPER MKT INC	927107409	16,194	$615,534	0.05%
154	EXPEDIA GROUP INC	EXPE	3,645	$612,725	0.05%
155	ISHARES TR	46429B655	11,900	$607,495	0.05%
156	BROADRIDGE FINL SOLUTIONS IN	11133T103	2,500	$606,150	0.05%
157	COHEN & STEERS TOTAL RETURN	19247R103	50,000	$604,500	0.05%
158	GLOBAL X FDS	37954Y855	15,550	$603,340	0.05%
159	WENDYS CO	95058W100	41,184	$602,523	0.05%
160	YUM CHINA HLDGS INC	YUMC	11,468	$597,025	0.05%
161	MOSAIC CO NEW	MOS	21,700	$586,117	0.05%
162	BLACKROCK FLOATING RATE INCO	BLK	45,355	$585,987	0.05%
163	VISA INC	V	1,654	$579,572	0.05%
164	SELECT SECTOR SPDR TR	81369Y803	2,802	$578,557	0.05%
165	INVESCO EXCH TRD SLF IDX FD	IVZ	24,800	$571,640	0.05%
166	GE AEROSPACE	369604301	2,829	$566,225	0.05%
167	STARBUCKS CORP	SBUX	5,735	$562,547	0.05%
168	ELEVANCE HEALTH INC	ELV	1,250	$543,700	0.04%
169	3M CO	MMM	3,682	$540,739	0.04%
170	WARNER BROS DISCOVERY INC	WBD	50,383	$540,610	0.04%
171	MIDCAP FINANCIAL INVSTMNT CO	03761U502	41,834	$537,986	0.04%
172	BLACKROCK MUNIYIELD N Y QUAL	BLK	54,000	$536,220	0.04%
173	ISHARES TR	46436E718	5,326	$536,169	0.04%
174	DIMENSIONAL ETF TRUST	25434V799	19,070	$529,574	0.04%
175	BRISTOL-MYERS SQUIBB CO	CELG-RI	8,500	$518,415	0.04%
176	IMPINJ INC	PI	5,700	$516,990	0.04%
177	US FOODS HLDG CORP	USFD	7,860	$514,516	0.04%
178	ALLSTATE CORP	ALL-PJ	2,470	$511,464	0.04%
179	ENTERPRISE PRODS PARTNERS L	293792107	14,950	$510,393	0.04%
180	PUBLIC SVC ENTERPRISE GRP IN	744573106	6,188	$509,273	0.04%
181	LAM RESEARCH CORP	LRCX	7,000	$508,900	0.04%
182	WK KELLOGG CO	92942W107	25,313	$504,489	0.04%
183	GALLAGHER ARTHUR J & CO	363576109	1,400	$483,336	0.04%
184	INVESCO EXCH TRD SLF IDX FD	IVZ	20,500	$475,395	0.04%
185	NORFOLK SOUTHN CORP	655844108	1,960	$464,226	0.04%
186	VERIZON COMMUNICATIONS INC	VZ	10,136	$459,769	0.04%
187	STRYKER CORPORATION	SYK	1,230	$457,868	0.04%
188	ISHARES TR	46436E825	20,911	$455,233	0.04%
189	PUTNAM PREMIER INCOME TR	PPT	125,700	$453,777	0.04%
190	VANECK MERK GOLD ETF	OUNZ	15,049	$453,577	0.04%
191	COCA COLA CO	KO	6,300	$451,206	0.04%
192	BOEING CO	BA-PA	2,600	$443,430	0.04%
193	HENRY SCHEIN INC	HSIC	6,325	$433,200	0.03%
194	MOBILEYE GLOBAL INC	MBLY	30,000	$431,850	0.03%
195	SKECHERS U S A INC	830566105	7,500	$425,850	0.03%
196	SELECT SECTOR SPDR TR	81369Y308	5,185	$423,459	0.03%
197	AXON ENTERPRISE INC	AXON	800	$420,760	0.03%
198	BATH & BODY WORKS INC	BBWI	13,650	$413,868	0.03%
199	ANSYS INC	03662Q105	1,300	$411,528	0.03%
200	GENERAC HLDGS INC	GNRC	3,200	$405,280	0.03%
201	META PLATFORMS INC	META	703	$405,182	0.03%
202	PRUDENTIAL FINL INC	PUKPF	3,563	$397,916	0.03%
203	ABBOTT LABS	ABLZF	2,907	$385,614	0.03%
204	ADOBE INC	ADBE	1,000	$383,530	0.03%
205	VALMONT INDS INC	920253101	1,300	$370,981	0.03%
206	ISHARES TR	464288224	32,452	$370,602	0.03%
207	REDWOOD TRUST INC	RWTQ	60,900	$369,663	0.03%
208	BLACKROCK LTD DURATION INCOM	BLK	25,900	$366,226	0.03%
209	CSX CORP	CSX	12,400	$364,932	0.03%
210	AUTOMATIC DATA PROCESSING IN	ADP	1,192	$364,192	0.03%
211	CHARTER COMMUNICATIONS INC N	16119P108	979	$360,791	0.03%
212	BLACKROCK ENHANCED EQUITY DI	BLK	41,862	$360,014	0.03%
213	ISHARES TR	464288810	5,900	$355,121	0.03%
214	HONEYWELL INTL INC	438516106	1,663	$352,141	0.03%
215	TERADYNE INC	TER	4,225	$348,985	0.03%
216	S&P GLOBAL INC	SPGI	680	$345,508	0.03%
217	AMETEK INC	AME	2,000	$344,280	0.03%
218	PHILLIPS 66	PSX	2,775	$342,657	0.03%
219	PALO ALTO NETWORKS INC	PANW	2,000	$341,280	0.03%
220	MCDONALDS CORP	MCD	1,091	$340,796	0.03%
221	CANADIAN IMPERIAL BK COMM	CNDIF	6,000	$337,800	0.03%
222	CVS HEALTH CORP	CVS	4,950	$335,363	0.03%
223	MARTIN MARIETTA MATLS INC	573284106	700	$334,691	0.03%
224	SOUTHERN CO	SOMN	3,627	$333,503	0.03%
225	ORACLE CORP	ORCL-PD	2,351	$328,694	0.03%
226	ISHARES INC	464286533	5,504	$321,086	0.03%
227	FIRST TR EXCH TRADED FD III	33739E108	18,200	$320,138	0.03%
228	ETF SER SOLUTIONS	26922A321	5,817	$315,496	0.03%
229	EATON VANCE SR FLTNG RTE TR	ETN	25,700	$314,825	0.03%
230	PATTERSON COS INC	703395103	10,000	$312,400	0.03%
231	ISHARES TR	464287614	864	$311,982	0.03%
232	NUVEEN NEW YORK QLT MUN INC	NU	27,000	$307,260	0.02%
233	TRANE TECHNOLOGIES PLC	TT	900	$303,228	0.02%
234	NUVEEN ARIZONA QLTY MUN INC	NU	25,000	$301,500	0.02%
235	WATERS CORP	941848103	800	$294,856	0.02%
236	BORGWARNER INC	BWA	10,275	$294,384	0.02%
237	IMMUCELL CORP	ICCC	61,028	$292,325	0.02%
238	MICRON TECHNOLOGY INC	MU	3,300	$286,737	0.02%
239	CNH INDL N V	N20944109	25,000	$286,250	0.02%
240	CONSOLIDATED EDISON INC	ED	2,585	$285,876	0.02%
241	WILLSCOT HLDGS CORP	WSC	10,281	$285,812	0.02%
242	ASML HOLDING N V	ASMLF	425	$281,618	0.02%
243	BLACKSTONE SENI FLTN RAT 202	BX	19,800	$279,774	0.02%
244	SELECT SECTOR SPDR TR	81369Y605	5,600	$278,936	0.02%
245	DIMENSIONAL ETF TRUST	25434V807	6,838	$269,144	0.02%
246	AMERICOLD REALTY TRUST INC	COLD	12,500	$268,250	0.02%
247	UNITED PARCEL SERVICE INC	UPS	2,435	$267,826	0.02%
248	BLACKSTONE INC	BX	1,900	$265,582	0.02%
249	CATERPILLAR INC	CAT	805	$265,489	0.02%
250	RAND CAP CORP	RAND	14,000	$262,780	0.02%
251	VANGUARD MUN BD FDS	922907712	3,516	$261,028	0.02%
252	ISHARES TR	464288562	3,000	$259,260	0.02%
253	BLACKROCK MUNIHLDGS NY QLTY	BLK	25,200	$255,780	0.02%
254	ISHARES TR	46435U259	9,964	$254,680	0.02%
255	VANGUARD BD INDEX FDS	921937827	3,187	$249,479	0.02%
256	MEDICAL PPTYS TRUST INC	58463J304	41,000	$247,230	0.02%
257	NEXTERA ENERGY INC	NEE-PW	3,484	$246,981	0.02%
258	SPOTIFY TECHNOLOGY S A	SPOT	445	$244,764	0.02%
259	180 DEGREE CAP CORP	68235B208	61,333	$243,493	0.02%
260	ENERGY TRANSFER L P	ET-PI	13,028	$242,191	0.02%
261	SPDR SER TR	78464A870	2,950	$239,245	0.02%
262	M & T BK CORP	55261F104	1,326	$237,023	0.02%
263	ISHARES TR	46432F834	3,330	$232,468	0.02%
264	BLACKSTONE SECD LENDING FD	BX	7,115	$230,242	0.02%
265	AMENTUM HOLDINGS INC	AMTM	12,634	$229,939	0.02%
266	SPDR S&P MIDCAP 400 ETF TR	MDY	426	$227,263	0.02%
267	GE VERNOVA INC	GEV	742	$226,518	0.02%
268	PALO ALTO NETWORKS INC	PANW	1,320	$225,245	0.02%
269	FLAGSTAR FINANCIAL INC	FLG-PU	19,292	$224,174	0.02%
270	APPLE INC	AAPL	1,000	$222,130	0.02%
271	GARTNER INC	IT	525	$220,364	0.02%
272	NUVEEN AMT FREE QLTY MUN INC	NU	19,500	$218,400	0.02%
273	GENERAL DYNAMICS CORP	GD	800	$218,064	0.02%
274	ADVANCED MICRO DEVICES INC	AMD	2,112	$216,987	0.02%
275	INVESCO EXCH TRD SLF IDX FD	IVZ	10,000	$216,400	0.02%
276	CAPRI HOLDINGS LIMITED	CPRI	10,900	$215,057	0.02%
277	FERRARI N V	RACE	500	$213,940	0.02%
278	HUMANA INC	HUM	794	$210,093	0.02%
279	INVESCO TR INVT GRADE NEW YO	IVZ	20,000	$208,800	0.02%
280	MCKESSON CORP	MCK	300	$201,897	0.02%
281	DICKS SPORTING GOODS INC	253393102	1,000	$201,560	0.02%
282	COSTCO WHSL CORP NEW	22160K105	212	$200,506	0.02%
283	NETFLIX INC	NFLX	215	$200,494	0.02%
284	BLACKROCK MUNIYIELD MICH QU	BLK	17,500	$199,150	0.02%
285	PIMCO INCOME STRATEGY FD II	72201J104	26,400	$199,056	0.02%
286	PIMCO INCOME STRATEGY FD	72201H108	22,600	$194,360	0.02%
287	INVESCO MUN OPPORTUNITY TR	IVZ	18,500	$175,565	0.01%
288	NU HLDGS LTD	NU	17,045	$174,541	0.01%
289	VALLEY NATL BANCORP	919794107	19,000	$168,910	0.01%
290	BLACKROCK MUNIYIELD PA QLTY	BLK	15,000	$168,150	0.01%
291	GLADSTONE LD CORP	376549101	15,500	$163,060	0.01%
292	BLACKROCK MUNIYILD QULT FD I	BLK	13,000	$152,230	0.01%
293	PARAMOUNT GLOBAL	92556H206	12,500	$149,500	0.01%
294	NUVEEN PFD & INCOME OPPORTUN	NU	18,373	$146,250	0.01%
295	INVESCO SR INCOME TR	IVZ	38,000	$142,500	0.01%
296	ABRDN GLOBAL INCOME FUND INC	FCO	21,400	$128,614	0.01%
297	RESEARCH FRONTIERS INC	REFR	112,800	$127,464	0.01%
298	GULF IS FABRICATION INC	402307102	17,856	$115,350	0.01%
299	BLACKROCK CALIF MUN INCOME T	BLK	10,000	$109,800	0.01%
300	BLACKROCK N Y MUN INCOME TRU	BLK	10,000	$101,700	0.01%
301	WESTERN ASSET GBL HIGH INC F	95766B109	14,928	$98,675	0.01%
302	EATON VANCE NEW YORK MUN BD	ETN	10,000	$94,900	0.01%
303	COEUR MNG INC	192108504	15,000	$88,800	0.01%
304	NUVEEN MUN VALUE FD INC	NU	10,000	$87,700	0.01%
305	EQUUS TOTAL RETURN INC	EQS	60,000	$60,600	0.00%
306	PROSPECT CAP CORP	PSEC-PA	12,700	$52,070	0.00%
307	NIO INC	NIOIF	13,000	$49,530	0.00%
308	CERUS CORP	CERS	34,000	$47,260	0.00%
309	PUTNAM MASTER INTER INCOME T	746909100	11,000	$36,520	0.00%
310	BEAM GLOBAL	BEEM	15,000	$30,600	0.00%
311	OPKO HEALTH INC	OPK	17,000	$28,220	0.00%