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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

SHUFRO ROSE & CO LLC

Quarter ended Q2 2023 · Filed April 20, 2023 · Accession 0001085146-23-001771

Total Value
$1.08B
Positions
320
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (320)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES TR46435GAA02,793,687$66.3M6.14%
2INVESCO EXCH TRD SLF IDX FDIVZ3,345,468$64.1M5.93%
3INVESCO EXCHANGE TRADED FD TIVZ364,868$52.8M4.88%
4MICROSOFT CORPMSFT126,324$36.4M3.37%
5THERMO FISHER SCIENTIFIC INCTMO60,959$35.1M3.25%
6CORNING INCGLW989,252$34.9M3.23%
7APPLE INCAAPL192,181$31.7M2.93%
8SPROTT PHYSICAL GOLD & SILVESII1,659,576$31.4M2.90%
9TEXAS INSTRS INC882508104148,388$27.6M2.55%
10AVERY DENNISON CORPAVY142,445$25.5M2.36%
11LISTED FD TR53656F623825,587$25.5M2.36%
12JPMORGAN CHASE & COVYLD194,444$25.3M2.34%
13ETF SER SOLUTIONS26922A321541,404$23.4M2.16%
14JOHNSON CTLS INTL PLCG51502105382,943$23.1M2.13%
15CISCO SYS INCCSCO409,782$21.4M1.98%
16BERKSHIRE HATHAWAY INC DELBRK-A66,091$20.4M1.89%
17STARBUCKS CORPSBUX193,603$20.2M1.87%
18LENNAR CORPLEN-B184,258$19.4M1.79%
19QUALCOMM INCQCOM151,190$19.3M1.79%
20ARES CAPITAL CORPARCC962,304$17.6M1.63%
21LILLY ELI & COLLY46,004$15.8M1.46%
22INTEL CORPINTC436,587$14.3M1.32%
23ISHARES TR464288646267,974$13.5M1.25%
24ISHARES TR46432F339108,782$13.5M1.25%
25SPDR GOLD TRGLD72,494$13.3M1.23%
26BORGWARNER INCBWA252,488$12.4M1.15%
27BLACKSTONE SECD LENDING FDBX486,505$12.1M1.12%
28VANGUARD INDEX FDS92290862950,290$10.6M0.98%
29AMGEN INCAMGN43,787$10.6M0.98%
30SPDR SER TR78468R663115,068$10.6M0.98%
31KAR AUCTION SVCS INCOPLN757,284$10.4M0.96%
32VANGUARD BD INDEX FDS921937827132,308$10.1M0.94%
33INVESCO EXCH TRD SLF IDX FDIVZ491,750$10.0M0.92%
34AMAZON COM INCAMZN78,838$8.1M0.75%
35ISHARES U S ETF TR46431W507148,451$7.4M0.68%
36ABB LTDABLZF207,536$7.1M0.66%
37VANGUARD SCOTTSDALE FDS92206C40991,615$7.0M0.65%
38EXXON MOBIL CORPXOM62,756$6.9M0.64%
39WALKER & DUNLOP INCWD89,770$6.8M0.63%
40AUTOZONE INCAZO2,731$6.7M0.62%
41ILLINOIS TOOL WKS INC45230810925,180$6.1M0.57%
42NUTRIEN LTDNTR81,580$6.0M0.56%
43UNILEVER PLCUNLYF115,681$6.0M0.56%
44SALESFORCE INCCRM29,791$6.0M0.55%
45COHERENT CORPCOHR142,258$5.4M0.50%
46UNITEDHEALTH GROUP INCUNH11,098$5.2M0.49%
47PEPSICO INCPEP25,941$4.7M0.44%
48LIBERTY MEDIA CORP DELFWONB160,746$4.5M0.42%
49DISNEY WALT CO25468710644,842$4.5M0.42%
50JOHNSON & JOHNSONJNJ27,965$4.3M0.40%
51METLIFE INCMET-PF73,871$4.3M0.40%
52VANGUARD INDEX FDS92290861124,896$4.0M0.37%
53VANGUARD BD INDEX FDS92193783551,884$3.8M0.35%
54ACTIVISION BLIZZARD INC00507V10942,564$3.6M0.34%
55GOLDMAN SACHS ETF TRNVGLF115,658$3.4M0.32%
56LAUDER ESTEE COS INC51843910413,391$3.3M0.31%
57PDC ENERGY INC69327R10149,738$3.2M0.30%
58PFIZER INCPFE72,425$3.0M0.27%
59GENERAL MLS INC37033410433,714$2.9M0.27%
60CHEVRON CORP NEWCVX17,287$2.8M0.26%
61ECOLAB INCECL16,484$2.7M0.25%
62ISHARES TR46429B69735,527$2.6M0.24%
63INVESCO EXCH TRD SLF IDX FDIVZ123,264$2.5M0.23%
64J & J SNACK FOODS CORPJJSF16,820$2.5M0.23%
65JACOBS SOLUTIONS INCJ19,928$2.3M0.22%
66MERCK & CO INCMRK21,719$2.3M0.21%
67ISHARES TR46432F84234,179$2.3M0.21%
68PURE STORAGE INC74624M10282,500$2.1M0.19%
69GENERAL MTRS CO37045V10056,292$2.1M0.19%
70KLA CORPKLAC5,168$2.1M0.19%
71ISHARES TR46432F39614,377$2.0M0.19%
72WENDYS CO95058W10091,311$2.0M0.18%
733M COMMM18,501$1.9M0.18%
74LIBERTY BROADBAND CORPLBRDP22,803$1.9M0.17%
75MERCER INTL INC588056101188,800$1.8M0.17%
76INTERNATIONAL BUSINESS MACHSINTR13,793$1.8M0.17%
77CHENIERE ENERGY INCLNG11,250$1.8M0.16%
78ISHARES TR46434V10036,204$1.8M0.16%
79MEDTRONIC PLCMDT21,767$1.8M0.16%
80BUILDERS FIRSTSOURCE INCBLDR18,700$1.7M0.15%
81ISHARES TR4642876559,212$1.6M0.15%
82INVESCO EXCH TRD SLF IDX FDIVZ77,855$1.6M0.15%
83VANGUARD TAX-MANAGED FDS92194385836,299$1.6M0.15%
84ALPHABET INCGOOG15,740$1.6M0.15%
85VANGUARD SCOTTSDALE FDS92206C10227,316$1.6M0.15%
86AON PLCAON5,000$1.6M0.15%
87YUM BRANDS INCYUM11,468$1.5M0.14%
88ISHARES TR46428815814,034$1.5M0.14%
89BANK AMERICA CORP06050510451,309$1.5M0.14%
90ISHARES INC46428668119,373$1.5M0.14%
91VANGUARD INDEX FDS9229087697,099$1.4M0.13%
92NEW YORK TIMES CONYT37,165$1.4M0.13%
93ISHARES TR46428887729,697$1.4M0.13%
94REALTY INCOME CORPO22,350$1.4M0.13%
95EQUINIX INCEQIX1,949$1.4M0.13%
96UMH PPTYS INC90300210393,200$1.4M0.13%
97AIR LEASE CORPAIIR34,400$1.4M0.13%
98AUTOMATIC DATA PROCESSING INADP5,970$1.3M0.12%
99ISHARES TR46434V44940,704$1.3M0.12%
100CONOCOPHILLIPSCOP13,141$1.3M0.12%
101SYNCHRONY FINANCIALSYF-PB44,500$1.3M0.12%
102CHARGEPOINT HOLDINGS INCCHPT122,700$1.3M0.12%
103SHELL PLCRYDAF20,400$1.2M0.11%
104INVESCO EXCH TRADED FD TR IIIVZ101,952$1.2M0.11%
105VANGUARD INTL EQUITY INDEX F92204271810,637$1.2M0.11%
106GOLDMAN SACHS ETF TRNVGLF14,220$1.2M0.11%
107MARATHON PETE CORPMARA8,465$1.1M0.11%
108VANGUARD CHARLOTTE FDS92203J40723,316$1.1M0.11%
109VANGUARD INTL EQUITY INDEX F92204285828,112$1.1M0.11%
110CBRE GROUP INCCBRE15,450$1.1M0.10%
111ALPHABET INCGOOG10,815$1.1M0.10%
112MANHATTAN BRDG CAP INC562803106215,485$1.1M0.10%
113GOLDMAN SACHS ETF TRNVGLF22,083$1.1M0.10%
114ISHARES TR46428822454,739$1.1M0.10%
115VANGUARD SCOTTSDALE FDS92206C70617,037$1.0M0.09%
116XYLEM INCXYL9,638$1.0M0.09%
117ISHARES TR46428868732,145$1.0M0.09%
118UNION PAC CORPUNP4,941$994,4870.09%
119DOMINION ENERGY INCD17,662$987,4640.09%
120PHYSICIANS RLTY TR71943U10462,950$939,8440.09%
121DEERE & CODE2,200$908,3360.08%
122AMERICAN CENTY ETF TR02507280214,536$850,0430.08%
123ENBRIDGE INCENNPF22,193$846,6750.08%
124WARNER BROS DISCOVERY INCWBD54,992$830,3800.08%
125COHEN & STEERS REIT & PFD &19247X10042,200$823,3220.08%
126GLOBAL MED REIT INC37954A20490,350$823,0890.08%
127GLOBAL X FDS37954Y85512,850$816,6180.08%
128GRAINGER W W INC3848021041,175$809,3520.07%
129FIRST TR EXCH TRADED FD III33739E10848,200$769,2720.07%
130NEW YORK CMNTY BANCORP INC64944510384,500$763,8800.07%
131PERMA-PIPE INTL HLDGS INC71416710370,000$748,3000.07%
132SONOCO PRODS CO83549510212,234$746,2780.07%
133MASTERCARD INCORPORATEDMA2,050$744,8710.07%
134YUM CHINA HLDGS INCYUMC11,468$726,9570.07%
135WESTERN ASSET GLOBAL CORP DE95790C10755,800$708,6600.07%
136ISHARES TR46434V45619,946$704,0820.07%
137RAYTHEON TECHNOLOGIES CORPRTX7,049$690,3090.06%
138VANGUARD SCOTTSDALE FDS92206C77114,822$689,9660.06%
139INVESCO QQQ TRIVZ2,134$684,8650.06%
140APOLLO SR FLOATING RATE FD I03763610753,650$677,6000.06%
141CHARTER COMMUNICATIONS INC N16119P1081,856$663,7250.06%
142VANGUARD INDEX FDS9229087444,776$659,5590.06%
143MORGAN STANLEYMS-PQ7,495$658,0610.06%
144LIBERTY MEDIA CORP DELFWONB23,387$656,9460.06%
145SENECA FOODS CORP NEWSENEM12,500$653,3750.06%
146BLACKROCK FLOATING RATE INCOBLK55,350$647,5950.06%
147CVS HEALTH CORPCVS8,611$639,8840.06%
148HENRY SCHEIN INCHSIC7,725$629,8970.06%
149FREQUENCY ELECTRS INCFRQN90,181$621,3480.06%
150J P MORGAN EXCHANGE TRADED F46641Q83712,118$609,7960.06%
151BRISTOL-MYERS SQUIBB COCELG-RI8,760$607,1560.06%
152QUEST DIAGNOSTICS INCDGX4,250$601,2900.06%
153ISHARES TR46429B6898,870$600,0520.06%
154ELEVANCE HEALTH INCELV1,300$597,7530.06%
155SELECT SECTOR SPDR TR81369Y2094,534$586,9720.05%
156SMUCKER J M CO8326964053,665$576,7620.05%
157PUBLIC SVC ENTERPRISE GRP IN7445731069,234$576,6640.05%
158RAND CAP CORPRAND42,911$575,8660.05%
159AT&T INCT-PC29,867$574,9400.05%
160AFLAC INCAFL8,818$568,9500.05%
161INVESCO EXCH TRD SLF IDX FDIVZ24,100$567,6760.05%
162PUTNAM PREMIER INCOME TRPPT157,200$559,6320.05%
163TERADYNE INCTER5,082$546,3660.05%
164HOME DEPOT INCHD1,822$537,7090.05%
165PROCTER AND GAMBLE CO7427181093,592$534,0950.05%
166FIRST TR SR FLTG RATE INCOME33733U10853,100$528,3450.05%
167VERIZON COMMUNICATIONS INCVZ13,513$525,5210.05%
168ABBVIE INCABBV3,256$518,9090.05%
169VANECK ETF TRUST92189F10615,651$506,3100.05%
170VANGUARD SCOTTSDALE FDS92206C8706,297$505,1460.05%
171AMERICAN EXPRESS COAXP3,061$504,9120.05%
172KIRBY CORPKEX7,200$501,8400.05%
173KELLOGG COBEKE7,347$491,9560.05%
174BOEING COBA-PA2,300$488,5890.05%
175WILLSCOT MOBIL MINI HLDNG COWSC10,281$481,9740.04%
176SPDR S&P 500 ETF TRSPY1,176$481,2790.04%
177INVESCO EXCH TRD SLF IDX FDIVZ21,300$478,8240.04%
178COHEN & STEERS QUALITY INCOM19247L10638,800$462,4960.04%
179LOCKHEED MARTIN CORPLMT971$459,2230.04%
180WALMART INCWMT3,099$456,9260.04%
181VILLAGE SUPER MKT INC92710740919,700$450,7360.04%
182REDWOOD TRUST INCRWTQ66,100$445,5140.04%
183AMETEK INCAME3,000$435,9900.04%
184ALLIANCEBERNSTEIN GLOBAL HIGAWF44,800$435,4560.04%
185GEN DIGITAL INCGENVR25,266$433,5580.04%
186ANSYS INC03662Q1051,300$432,6400.04%
187VANECK MERK GOLD TROUNZ22,485$429,4640.04%
188STRYKER CORPORATIONSYK1,481$422,7820.04%
189BLACKROCK MUNIYIELD N Y QUALBLK41,100$417,1650.04%
190ENTERPRISE PRODS PARTNERS L29379210716,050$415,6950.04%
191ISHARES TR4642876141,683$411,2080.04%
192COCA COLA COKO6,567$407,3520.04%
193MEDICAL PPTYS TRUST INC58463J30448,550$399,0810.04%
194ISHARES TR4642875071,577$394,5030.04%
195ISHARES TR4642888107,200$388,6560.04%
196180 DEGREE CAP CORP68235B20877,001$387,3230.04%
197VALMONT INDS INC9202531011,200$383,1360.04%
198IAC INCIAC7,400$381,8400.04%
199NVIDIA CORPORATIONNVDA1,357$376,9340.03%
200LAM RESEARCH CORPLRCX700$371,0840.03%
201EATON VANCE SR FLTNG RTE TRETN32,700$370,4910.03%
202NOVARTIS AGNVSEF4,000$368,0000.03%
203SEABOARD CORP DELSE97$365,6910.03%
204REGENERON PHARMACEUTICALSREGN443$364,0000.03%
205AZEK CO INC05478C10515,400$362,5160.03%
206SELECT SECTOR SPDR TR81369Y3084,835$361,2230.03%
207SPDR S&P MIDCAP 400 ETF TRMDY781$358,0190.03%
208EXPEDIA GROUP INCEXPE3,645$353,6750.03%
209SABA CAPITAL INCOME & OPRNT78518H20243,175$351,8770.03%
210HURCO COHURC13,800$349,4160.03%
211HOWMET AEROSPACE INCHWM8,165$345,9520.03%
212CSX CORPCSX11,400$341,3160.03%
213DOW INCDOW6,093$334,0190.03%
214ALLSTATE CORPALL-PJ3,000$332,4310.03%
215APPLE INCAAPL2,000$329,8000.03%
216VISA INCV1,460$329,2060.03%
217BLACKROCK MUNIHLDGS NY QLTYBLK30,700$326,6480.03%
218PARAMOUNT GLOBAL92556H20614,532$324,2090.03%
219MONTROSE ENVIRONMENTAL GROUPMEG9,031$322,1360.03%
220BROADCOM INCAVGO500$320,7700.03%
221IMMUCELL CORPICCC62,408$318,9050.03%
222NORTHROP GRUMMAN CORPNOC678$313,0470.03%
223ISHARES TR46432F8345,007$310,1840.03%
224SELECT SECTOR SPDR TR81369Y8032,030$306,5510.03%
225FRIEDMAN INDS INC35843510527,000$306,1800.03%
226AMERICAN EAGLE OUTFITTERS INAEO22,668$304,6580.03%
227CANNAE HLDGS INCCNNE15,000$302,7000.03%
228COMCAST CORP NEWCCZ7,933$300,7410.03%
229L3HARRIS TECHNOLOGIES INCLHX1,520$298,3030.03%
230GLADSTONE LD CORP37654910117,900$298,0350.03%
231ABBOTT LABSABLZF2,919$295,5780.03%
232US FOODS HLDG CORPUSFD7,860$290,3490.03%
233ASML HOLDING N VASMLF425$289,3020.03%
234ISHARES TR4642874732,690$285,6890.03%
235ISHARES TR46436E88211,513$285,6480.03%
236HONEYWELL INTL INC4385161061,493$285,3430.03%
237NEXTERA ENERGY INCNEE-PW3,692$284,5800.03%
238NATIONAL WESTN LIFE GROUP IN6385171021,170$283,8660.03%
239IMPINJ INCPI2,000$271,0400.03%
240GALLAGHER ARTHUR J & CO3635761091,400$267,8340.02%
241MCDONALDS CORPMCD937$261,9950.02%
242UNITED PARCEL SERVICE INCUPS1,350$261,8870.02%
243GARTNER INCIT800$260,6160.02%
244TRINITY INDS INC89652210910,600$258,2160.02%
245HAYWARD HLDGS INCHAYW22,000$257,8400.02%
246RESEARCH FRONTIERS INCREFR149,250$255,2180.02%
247CANADIAN IMPERIAL BK COMM TOCNDIF6,000$254,5200.02%
248MARTIN MARIETTA MATLS INC573284106700$248,5420.02%
249WATERS CORP941848103800$247,7040.02%
250GENERAL ELECTRIC CO3696043012,587$247,3180.02%
251INVESCO TR INVT GRADE NEW YOIVZ23,500$245,8100.02%
252SPDR SER TR78464A8703,175$241,9670.02%
253ORACLE CORPORCL-PD2,600$241,5920.02%
254S&P GLOBAL INCSPGI678$233,7550.02%
255S&W SEED CO785135104161,500$233,3680.02%
256COHEN & STEERS INFRASTRUCTUR19248A1099,500$231,8000.02%
257PRUDENTIAL FINL INCPUKPF2,791$230,9280.02%
258BLACKROCK ENHANCED EQUITY DIBLK26,862$230,7450.02%
259EL PASO ENERGY CAP TR I2836782094,900$225,2530.02%
260PIMCO INCOME STRATEGY FD II72201J10431,400$225,1380.02%
261ISHARES TR46434V8784,469$224,5680.02%
262PHILLIPS 66PSX2,199$222,9350.02%
263TRANE TECHNOLOGIES PLCTT1,200$220,7760.02%
264DIMENSIONAL ETF TRUST25434V8076,838$220,3890.02%
265FIDELITY MERRIMACK STR TR3161884084,400$218,4120.02%
266CONSOLIDATED EDISON INCED2,282$218,3190.02%
267NORFOLK SOUTHN CORP6558441081,025$217,3000.02%
268ISHARES TR4642872262,160$215,2240.02%
269ISHARES TR4642885623,000$211,8600.02%
270DOLLAR GEN CORP NEW2566771051,000$210,4600.02%
271TEMPLETON GLOBAL INCOME FD88019810647,500$209,0000.02%
272VALLEY NATL BANCORP91979410722,500$207,9000.02%
273CATERPILLAR INCCAT900$205,9560.02%
274META PLATFORMS INCMETA964$204,2050.02%
275DUKE ENERGY CORP NEWDUKB2,112$203,7330.02%
276INVESCO EXCH TRD SLF IDX FDIVZ9,000$202,0870.02%
277ISHARES TR46435U4327,568$201,3850.02%
278ISHARES TR46435G3187,895$200,7700.02%
279ISHARES TR46435U6977,757$200,6740.02%
280PIMCO INCOME STRATEGY FD72201H10823,600$191,8680.02%
281EATON VANCE FLTING RATE INCETN16,180$186,2320.02%
282BLACKSTONE SENI FLTN RAT 202BX14,500$183,7880.02%
283DANA INCDAN12,150$182,8580.02%
284BLACKROCK N Y MUN INCOME TRUBLK15,373$159,8800.01%
285INVESCO TR INVT GRADE MUNSIVZ15,500$154,0700.01%
286COHEN & STEERS TOTAL RETURN19247R10312,700$153,9240.01%
287NUVEEN MUN VALUE FD INCNU14,500$127,7450.01%
288FG GROUP HOLDINGS INCFGO60,563$121,7320.01%
289EQUUS TOTAL RETURN INCEQS77,735$121,2670.01%
290NUVEEN NEW YORK QLT MUN INCNU10,500$115,9200.01%
291NUVEEN PFD & INCOME OPPORTUNNU17,500$115,1500.01%
292CERUS CORPCERS38,500$114,3450.01%
293INVESCO SR INCOME TRIVZ31,000$114,0800.01%
294ABRDN GLOBAL INCOME FUND INCFCO21,400$108,7120.01%
295INVESCO MUN OPPORTUNITY TRIVZ11,000$107,9100.01%
296EATON VANCE MUNI INCOME TRUSETN10,000$101,3000.01%
297NUVEEN PFD & INCOME SECS FDNU14,327$92,5530.01%
298WESTERN ASSET GBL HIGH INC F95766B10913,185$91,7680.01%
299P & F INDS INC69283050816,783$90,6300.01%
300NU HLDGS LTDNU17,045$81,1350.01%
301BLACKROCK CAP INVT CORPBLK21,783$75,1520.01%
302KEY TRONIC CORPKTCC10,000$72,7000.01%
303NANO DIMENSION LTDNNDM25,000$72,2500.01%
304PROSPECT CAP CORPPSEC-PA10,000$69,6000.01%
305ACACIA RESH CORP00388130718,015$69,5380.01%
306PDC ENERGY INC69327R1011,000$64,1800.01%
307SAFEGUARD SCIENTIFICS INCSFES34,891$60,0130.01%
308COEUR MNG INC19210850415,000$59,8500.01%
309WIRELESS TELECOM GROUP INC97652410830,000$55,5000.01%
310OPKO HEALTH INCOPK37,600$54,8960.01%
311RENN FD INC75972010530,000$52,5000.00%
312GSI TECHNOLOGY INCGSIT30,000$51,6000.00%
313ARTS WAY MFG INC04316810325,639$50,5090.00%
314VIRNETX HLDG CORPVHC34,200$44,8020.00%
315PUTNAM MASTER INTER INCOME T74690910011,000$34,9800.00%
316SIGMATRON INTL INC82661L10112,368$32,7760.00%
317ALTO INGREDIENTS INCALTO14,000$21,0000.00%
318INTRUSION INCINTZ12,250$14,3330.00%
319FIRSTHAND TECHNOLOGY VALUE FSVVC13,708$13,0230.00%
320STEEL CONNECT INC85809810610,000$11,4000.00%