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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

SHUFRO ROSE & CO LLC

Quarter ended Q3 2023 · Filed August 3, 2023 · Accession 0001085146-23-003010

Total Value
$1.09B
Positions
317
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (317)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES TR46435GAA03,000,113$70.4M6.43%
2INVESCO EXCH TRD SLF IDX FDIVZ2,846,511$53.9M4.93%
3MICROSOFT CORPMSFT125,888$42.9M3.92%
4INVESCO EXCHANGE TRADED FD TIVZ265,343$39.7M3.63%
5APPLE INCAAPL192,819$37.4M3.42%
6CORNING INCGLW991,162$34.7M3.17%
7LISTED FD TR53656F6231,075,087$32.9M3.00%
8THERMO FISHER SCIENTIFIC INCTMO61,134$31.9M2.91%
9SPROTT PHYSICAL GOLD & SILVESII1,613,629$29.1M2.66%
10VANGUARD BD INDEX FDS921937835397,289$28.9M2.64%
11JPMORGAN CHASE & COVYLD192,082$27.9M2.55%
12TEXAS INSTRS INC882508104148,696$26.8M2.44%
13JOHNSON CTLS INTL PLCG51502105383,024$26.1M2.38%
14ETF SER SOLUTIONS26922A321553,900$25.1M2.29%
15AVERY DENNISON CORPAVY143,816$24.7M2.26%
16BERKSHIRE HATHAWAY INC DELBRK-A64,609$22.0M2.01%
17LILLY ELI & COLLY45,594$21.4M1.95%
18FS KKR CAP CORPFSK1,110,183$21.3M1.94%
19CISCO SYS INCCSCO409,931$21.2M1.94%
20STARBUCKS CORPSBUX193,693$19.2M1.75%
21QUALCOMM INCQCOM152,614$18.2M1.66%
22BORGWARNER INCBWA340,115$16.6M1.52%
23ISHARES TR46432F339107,287$14.5M1.32%
24ISHARES TR464288646262,077$13.1M1.20%
25SPDR GOLD TRGLD72,170$12.9M1.18%
26VANGUARD INDEX FDS92290862953,255$11.7M1.07%
27OPENLANE INCOPLN762,730$11.6M1.06%
28SPDR SER TR78468R663124,207$11.4M1.04%
29INTEL CORPINTC324,006$10.8M0.99%
30AMAZON COM INCAMZN82,160$10.7M0.98%
31VANGUARD BD INDEX FDS921937827135,041$10.2M0.93%
32INVESCO EXCH TRD SLF IDX FDIVZ501,268$10.1M0.92%
33ALBEMARLE CORPALB-PA42,985$9.6M0.88%
34AMGEN INCAMGN42,949$9.5M0.87%
35LENNAR CORPLEN-B69,841$8.8M0.80%
36ISHARES U S ETF TR46431W507163,149$8.1M0.74%
37VANGUARD SCOTTSDALE FDS92206C40997,057$7.3M0.67%
38COHERENT CORPCOHR141,760$7.2M0.66%
39WALKER & DUNLOP INCWD87,330$6.9M0.63%
40EXXON MOBIL CORPXOM62,706$6.7M0.61%
41SALESFORCE INCCRM30,305$6.4M0.58%
42AUTOZONE INCAZO2,560$6.4M0.58%
43ILLINOIS TOOL WKS INC45230810924,710$6.2M0.56%
44UNILEVER PLCUNLYF115,597$6.0M0.55%
45VANGUARD INDEX FDS92290861130,865$5.1M0.47%
46PEPSICO INCPEP25,941$4.8M0.44%
47JOHNSON & JOHNSONJNJ27,882$4.6M0.42%
48NUTRIEN LTDNTR77,708$4.6M0.42%
49UNITEDHEALTH GROUP INCUNH8,951$4.3M0.39%
50METLIFE INCMET-PF73,877$4.2M0.38%
51DISNEY WALT CO25468710644,892$4.0M0.37%
52GOLDMAN SACHS ETF TRNVGLF119,875$3.6M0.33%
53ECOLAB INCECL17,735$3.3M0.30%
54PDC ENERGY INC69327R10143,938$3.1M0.29%
55PURE STORAGE INC74624M10284,300$3.1M0.28%
56PFIZER INCPFE73,944$2.7M0.25%
57CHEVRON CORP NEWCVX17,233$2.7M0.25%
58KLA CORPKLAC5,513$2.7M0.24%
59LAUDER ESTEE COS INC51843910413,441$2.6M0.24%
60INVESCO EXCH TRD SLF IDX FDIVZ124,639$2.6M0.23%
61MERCK & CO INCMRK21,963$2.5M0.23%
62GENERAL MLS INC37033410432,492$2.5M0.23%
63ISHARES TR46432F39617,269$2.5M0.23%
64J & J SNACK FOODS CORPJJSF15,000$2.4M0.22%
65JACOBS SOLUTIONS INCJ19,681$2.3M0.21%
66BUILDERS FIRSTSOURCE INCBLDR16,200$2.2M0.20%
67GENERAL MTRS CO37045V10055,262$2.1M0.19%
68VANGUARD TAX-MANAGED FDS92194385842,256$2.0M0.18%
69MEDTRONIC PLCMDT22,017$1.9M0.18%
70ISHARES TR46429B69725,827$1.9M0.18%
71WENDYS CO95058W10088,094$1.9M0.17%
72ISHARES TR46432F84228,203$1.9M0.17%
73VANGUARD INDEX FDS9229087698,419$1.9M0.17%
74ISHARES TR4642876559,688$1.8M0.17%
75VANGUARD SCOTTSDALE FDS92206C10230,689$1.8M0.16%
76ISHARES TR46428887736,172$1.8M0.16%
77CHENIERE ENERGY INCLNG11,250$1.7M0.16%
78LIBERTY BROADBAND CORPLBRDP21,086$1.7M0.15%
79ISHARES TR46434V44950,587$1.7M0.15%
80YUM BRANDS INCYUM11,468$1.6M0.15%
81ALPHABET INCGOOG12,940$1.6M0.14%
82ISHARES TR46434V10031,918$1.5M0.14%
83EQUINIX INCEQIX1,921$1.5M0.14%
84UMH PPTYS INC90300210392,400$1.5M0.13%
85ISHARES INC46428668118,703$1.5M0.13%
86SYNCHRONY FINANCIALSYF-PB43,400$1.5M0.13%
87BANK AMERICA CORP06050510451,309$1.5M0.13%
88GOLDMAN SACHS ETF TRNVGLF16,815$1.5M0.13%
89NEW YORK TIMES CONYT37,165$1.5M0.13%
90MERCER INTL INC588056101180,400$1.5M0.13%
91VANGUARD INTL EQUITY INDEX F92204271812,970$1.4M0.13%
92VANGUARD CHARLOTTE FDS92203J40728,966$1.4M0.13%
93AIR LEASE CORPAIIR33,600$1.4M0.13%
94AON PLCAON4,000$1.4M0.13%
95VANGUARD INTL EQUITY INDEX F92204285833,506$1.4M0.12%
96CONOCOPHILLIPSCOP12,741$1.3M0.12%
97AUTOMATIC DATA PROCESSING INADP5,970$1.3M0.12%
98ALPHABET INCGOOG10,815$1.3M0.12%
99VANGUARD SCOTTSDALE FDS92206C70622,035$1.3M0.12%
100INTERNATIONAL BUSINESS MACHSINTR9,524$1.3M0.12%
101GOLDMAN SACHS ETF TRNVGLF25,532$1.3M0.12%
102REALTY INCOME CORPO21,250$1.3M0.12%
103CBRE GROUP INCCBRE15,200$1.2M0.11%
104ISHARES TR46428815811,406$1.2M0.11%
105SHELL PLCRYDAF19,450$1.2M0.11%
106INVESCO EXCH TRADED FD TR IIIVZ101,819$1.2M0.11%
107CHARGEPOINT HOLDINGS INCCHPT125,900$1.1M0.10%
108MANHATTAN BRDG CAP INC562803106218,985$1.1M0.10%
109AMERICAN CENTY ETF TR02507280217,782$1.0M0.09%
110ISHARES TR46428822454,655$1.0M0.09%
111ISHARES TR46428868732,295$998,8850.09%
112XYLEM INCXYL8,438$950,2880.09%
113NEW YORK CMNTY BANCORP INC64944510384,500$949,7800.09%
114MARATHON PETE CORPMARA7,993$931,9430.09%
115GRAINGER W W INC3848021041,175$926,5940.08%
116GLOBAL X FDS37954Y85514,050$913,5310.08%
117VANGUARD INDEX FDS9229087446,317$897,6290.08%
118DEERE & CODE2,190$887,3670.08%
119ENBRIDGE INCENNPF23,493$872,7760.08%
120ISHARES TR46434V45624,145$859,5470.08%
121COHEN & STEERS REIT & PFD &19247X10045,000$854,5500.08%
122PHYSICIANS RLTY TR71943U10460,700$849,1930.08%
123GLOBAL MED REIT INC37954A20489,100$813,4830.07%
124MASTERCARD INCORPORATEDMA2,050$806,1650.07%
125FIRST TR EXCH TRADED FD III33739E10848,200$769,7540.07%
126J P MORGAN EXCHANGE TRADED F46641Q83715,311$767,6720.07%
127ISHARES TR46435UAA931,880$748,5430.07%
128ISHARES TR46429B68911,062$746,6550.07%
129WARNER BROS DISCOVERY INCWBD59,263$743,1590.07%
130VANGUARD SCOTTSDALE FDS92206C77115,869$729,8190.07%
131INVESCO QQQ TRIVZ1,965$725,9110.07%
132VANGUARD SCOTTSDALE FDS92206C8709,180$725,4970.07%
133RAYTHEON TECHNOLOGIES CORPRTX7,251$710,3080.06%
134CHARTER COMMUNICATIONS INC N16119P1081,913$702,7790.06%
135SONOCO PRODS CO83549510211,682$689,4950.06%
136WESTERN ASSET GLOBAL CORP DE95790C10754,000$667,4400.06%
137PERMA-PIPE INTL HLDGS INC71416710370,000$665,7000.06%
138APOLLO SR FLOATING RATE FD I03763610751,400$663,5740.06%
139BLACKROCK FLOATING RATE INCOBLK53,550$653,8460.06%
140YUM CHINA HLDGS INCYUMC11,468$647,9420.06%
141INVESCO EXCH TRD SLF IDX FDIVZ30,360$642,7220.06%
142MORGAN STANLEYMS-PQ7,420$633,6680.06%
143HENRY SCHEIN INCHSIC7,725$626,4980.06%
144SELECT SECTOR SPDR TR81369Y2094,684$621,7080.06%
145AFLAC INCAFL8,818$615,5100.06%
146QUEST DIAGNOSTICS INCDGX4,250$597,3800.05%
147FREQUENCY ELECTRS INCFRQN89,700$593,8140.05%
148IAC INCIAC9,400$590,3200.05%
149INVESCO EXCH TRD SLF IDX FDIVZ25,800$581,7900.05%
150ELEVANCE HEALTH INCELV1,300$577,5770.05%
151HOME DEPOT INCHD1,827$567,5400.05%
152TERADYNE INCTER5,082$565,7800.05%
153CVS HEALTH CORPCVS8,161$564,1700.05%
154BRISTOL-MYERS SQUIBB COCELG-RI8,760$560,2020.05%
155RAND CAP CORPRAND42,911$558,2730.05%
156KIRBY CORPKEX7,200$554,0400.05%
157PUBLIC SVC ENTERPRISE GRP IN7445731068,734$546,8360.05%
158PROCTER AND GAMBLE CO7427181093,592$545,0510.05%
159PUTNAM PREMIER INCOME TRPPT153,700$541,0240.05%
160BLACKSTONE SECD LENDING FDBX19,549$534,8610.05%
161AMERICAN EXPRESS COAXP3,061$533,2270.05%
1623M COMMM5,270$527,4750.05%
163WALMART INCWMT3,299$518,5140.05%
164FIRST TR SR FLTG RATE INCOME33733U10851,600$510,8400.05%
165KELLOGG COBEKE7,347$495,1880.05%
166MEDICAL PPTYS TRUST INC58463J30453,200$492,6320.04%
167WILLSCOT MOBIL MINI HLDNG COWSC10,281$491,3290.04%
168BOEING COBA-PA2,315$488,8360.04%
169AMETEK INCAME3,000$485,6400.04%
170SMUCKER J M CO8326964053,245$479,1900.04%
171AZEK CO INC05478C10515,400$466,4660.04%
172STRYKER CORPORATIONSYK1,481$451,8390.04%
173LAM RESEARCH CORPLRCX700$450,0020.04%
174VANECK ETF TRUST92189F10614,904$448,7600.04%
175LOCKHEED MARTIN CORPLMT973$447,7320.04%
176ALLIANCEBERNSTEIN GLOBAL HIGAWF44,800$446,2080.04%
177BROADCOM INCAVGO513$444,9920.04%
178AT&T INCT-PC27,736$442,3900.04%
179ABBVIE INCABBV3,256$438,6810.04%
180VILLAGE SUPER MKT INC92710740919,000$433,5800.04%
181ANSYS INC03662Q1051,300$429,3510.04%
182COHEN & STEERS QUALITY INCOM19247L10636,800$426,8800.04%
183ISHARES TR4642876141,546$425,4290.04%
184VERIZON COMMUNICATIONS INCVZ11,408$424,2640.04%
185ENTERPRISE PRODS PARTNERS L29379210716,050$422,9180.04%
186ISHARES TR46436E88216,976$421,1750.04%
187REDWOOD TRUST INCRWTQ66,100$421,0570.04%
188BLACKROCK MUNIYIELD N Y QUALBLK41,100$416,3430.04%
189ISHARES TR4642875071,577$412,3540.04%
190GEN DIGITAL INCGENVR22,007$408,2310.04%
191ISHARES TR4642888107,200$406,5120.04%
192NVIDIA CORPORATIONNVDA957$404,8310.04%
193HOWMET AEROSPACE INCHWM8,165$404,6580.04%
194NOVARTIS AGNVSEF4,000$403,6400.04%
195VANECK MERK GOLD TROUNZ21,683$403,3040.04%
196EXPEDIA GROUP INCEXPE3,645$398,7270.04%
197SPDR S&P 500 ETF TRSPY897$397,5350.04%
198COCA COLA COKO6,567$395,4650.04%
199SENECA FOODS CORP NEWSENEM12,100$395,4280.04%
200CSX CORPCSX11,400$388,7400.04%
201EATON VANCE SR FLTNG RTE TRETN32,700$384,2250.04%
202SEABOARD CORP DELSE107$380,9980.03%
203MONTROSE ENVIRONMENTAL GROUPMEG9,031$380,3860.03%
204ISHARES TR46434V8787,458$375,1380.03%
205SPDR S&P MIDCAP 400 ETF TRMDY781$374,0290.03%
206SELECT SECTOR SPDR TR81369Y3084,985$369,7380.03%
207VISA INCV1,524$361,8650.03%
208VALMONT INDS INC9202531011,200$349,2600.03%
209US FOODS HLDG CORPUSFD7,860$345,8400.03%
210180 DEGREE CAP CORP68235B20877,001$342,6550.03%
211SELECT SECTOR SPDR TR81369Y8031,935$336,4200.03%
212GENERAC HLDGS INCGNRC2,200$328,0860.03%
213ALLSTATE CORPALL-PJ3,000$327,1210.03%
214MARTIN MARIETTA MATLS INC573284106700$323,1830.03%
215BLACKROCK MUNIHLDGS NY QLTYBLK30,700$321,7360.03%
216ORACLE CORPORCL-PD2,701$321,6630.03%
217SABA CAPITAL INCOME & OPRNT78518H20241,370$318,5490.03%
218ABBOTT LABSABLZF2,919$318,2300.03%
219IMMUCELL CORPICCC62,408$312,0400.03%
220UNION PAC CORPUNP1,523$311,6980.03%
221HONEYWELL INTL INC4385161061,493$309,7980.03%
222ISHARES TR4642874732,816$309,2640.03%
223ASML HOLDING N VASMLF425$308,0190.03%
224GALLAGHER ARTHUR J & CO3635761091,400$307,3980.03%
225CANNAE HLDGS INCCNNE15,000$303,1500.03%
226HURCO COHURC13,800$298,7700.03%
227L3HARRIS TECHNOLOGIES INCLHX1,520$297,5890.03%
228DOW INCDOW5,493$292,5580.03%
229GLADSTONE LD CORP37654910117,900$291,2330.03%
230APPLE INCAAPL1,500$290,9550.03%
231GENERAL ELECTRIC CO3696043012,592$284,7320.03%
232HAYWARD HLDGS INCHAYW22,000$282,7000.03%
233GARTNER INCIT800$280,2480.03%
234MCDONALDS CORPMCD937$279,6110.03%
235META PLATFORMS INCMETA964$276,5060.03%
236PARAMOUNT GLOBAL92556H20617,132$272,5710.02%
237TRINITY INDS INC89652210910,600$272,5260.02%
238S&P GLOBAL INCSPGI678$271,8040.02%
239ISHARES TR46432F8344,320$270,5190.02%
240AMERICAN EAGLE OUTFITTERS INAEO22,668$267,4830.02%
241SPDR SER TR78464A8703,175$264,1600.02%
242M & T BK CORP55261F1042,134$264,1040.02%
243NEXTERA ENERGY INCNEE-PW3,528$261,7780.02%
244AMERICOLD REALTY TRUST INCCOLD11,000$261,3600.02%
245CANADIAN IMPERIAL BK COMM TOCNDIF6,027$257,2330.02%
246VANGUARD ADMIRAL FDS INC9219328443,110$256,0140.02%
247REGENERON PHARMACEUTICALSREGN343$246,4600.02%
248PRUDENTIAL FINL INCPUKPF2,791$246,2230.02%
249UNITED PARCEL SERVICE INCUPS1,350$241,9880.02%
250INVESCO TR INVT GRADE NEW YOIVZ23,500$240,1700.02%
251INVESCO EXCH TRD SLF IDX FDIVZ10,500$239,4000.02%
252INVESCO EXCH TRD SLF IDX FDIVZ10,000$235,1000.02%
253ISHARES TR4642884142,194$234,1130.02%
254NORFOLK SOUTHN CORP6558441081,025$232,4290.02%
255RESEARCH FRONTIERS INCREFR143,750$230,0000.02%
256TRANE TECHNOLOGIES PLCTT1,200$229,5120.02%
257CONSOLIDATED EDISON INCED2,537$229,3450.02%
258EL PASO ENERGY CAP TR I2836782094,900$227,6050.02%
259PIMCO INCOME STRATEGY FD II72201J10431,400$226,3940.02%
260DIMENSIONAL ETF TRUST25434V8076,838$224,6290.02%
261COHEN & STEERS INFRASTRUCTUR19248A1099,500$224,3900.02%
262BLACKROCK ENHANCED EQUITY DIBLK26,862$224,0300.02%
263ISHARES INC46434G1034,545$224,0240.02%
264CATERPILLAR INCCAT900$221,4450.02%
265FRIEDMAN INDS INC35843510517,500$220,5000.02%
266ISHARES TR4642885623,000$219,8100.02%
267FIDELITY MERRIMACK STR TR3161884084,400$219,1420.02%
268WATERS CORP941848103800$213,2320.02%
269PHILLIPS 66PSX2,199$209,7410.02%
270BLACKSTONE SENI FLTN RAT 202BX16,300$208,9660.02%
271MICRON TECHNOLOGY INCMU3,300$208,2630.02%
272COMCAST CORP NEWCCZ4,951$205,7150.02%
273ISHARES TR4642872262,090$204,7200.02%
274INVESCO EXCH TRD SLF IDX FDIVZ9,000$202,3200.02%
275ISHARES TR46435G3187,895$201,2440.02%
276S&W SEED CO785135104161,500$197,0300.02%
277TEMPLETON GLOBAL INCOME FD88019810647,500$196,6500.02%
278DANA INCDAN11,500$195,5000.02%
279PIMCO INCOME STRATEGY FD72201H10823,600$193,2840.02%
280IMPINJ INCPI2,000$179,3000.02%
281EATON VANCE FLTING RATE INCETN15,180$177,3030.02%
282VALLEY NATL BANCORP91979410722,500$174,3750.02%
283LOUISIANA PAC CORPLPX2,200$164,9560.02%
284LOUISIANA PAC CORPLPX2,200$164,9560.02%
285BLACKROCK N Y MUN INCOME TRUBLK15,373$158,9570.01%
286COHEN & STEERS TOTAL RETURN19247R10313,700$156,4540.01%
287INVESCO TR INVT GRADE MUNSIVZ15,500$150,5050.01%
288NU HLDGS LTDNU17,045$134,4860.01%
289IMPINJ INCPI1,500$134,4750.01%
290ABRDN GLOBAL INCOME FUND INCFCO21,400$127,5440.01%
291NUVEEN MUN VALUE FD INCNU14,500$126,1500.01%
292INVESCO SR INCOME TRIVZ31,000$119,3500.01%
293NUVEEN PFD & INCOME OPPORTUNNU17,500$113,4000.01%
294NUVEEN NEW YORK QLT MUN INCNU10,500$112,8750.01%
295EQUUS TOTAL RETURN INCEQS77,735$112,7160.01%
296INVESCO MUN OPPORTUNITY TRIVZ11,000$104,0600.01%
297EATON VANCE MUNI INCOME TRUSETN10,000$99,5000.01%
298WESTERN ASSET GBL HIGH INC F95766B10913,185$96,1190.01%
299CERUS CORPCERS38,500$94,7100.01%
300IAC INCIAC1,500$94,2000.01%
301FG GROUP HOLDINGS INCFGO45,563$87,4810.01%
302NUVEEN PFD & INCOME SECS FDNU13,327$85,0270.01%
303NANO DIMENSION LTDNNDM25,000$72,2500.01%
304BLACKROCK CAP INVT CORPBLK21,783$71,4490.01%
305OPKO HEALTH INCOPK29,500$64,0150.01%
306ACACIA RESH CORP00388130715,000$62,4000.01%
307PROSPECT CAP CORPPSEC-PA10,000$62,0000.01%
308SAFEGUARD SCIENTIFICS INCSFES34,891$57,5710.01%
309GSI TECHNOLOGY INCGSIT10,000$55,3000.01%
310RENN FD INC75972010530,000$54,3000.00%
311ARTS WAY MFG INC04316810321,855$51,1940.00%
312COEUR MNG INC19210850415,000$42,6000.00%
313ALTO INGREDIENTS INCALTO14,000$40,4600.00%
314SIGMATRON INTL INC82661L10112,368$40,0730.00%
315PUTNAM MASTER INTER INCOME T74690910011,000$34,7600.00%
316INTRUSION INCINTZ12,250$14,9450.00%
317FIRSTHAND TECHNOLOGY VALUE FSVVC10,000$6,3010.00%