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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
CUSIP 53680Q207

LITHIUM AMERS CORP NEW

216 institutions · $604.3M total · 46,504,167 shares · LTUM

#ManagerSharesValue% of TotalPeriod
1FIFTHDELTA Ltd4,933,547$83.9M10.60%2023-12-31
2General Motors Holdings LLC15,002,245$83.7M32.26%2025-12-31
3VANGUARD GROUP INC2,534,906$43.1M5.45%2023-12-31
4Mirae Asset Global Investments Co., Ltd.1,884,273$32.2M4.05%2023-12-31
5Point72 Asset Management, L.P.1,080,347$18.4M2.32%2023-12-31
6NORGES BANK1,063,508$18.1M2.28%2024-09-30
7MILLENNIUM MANAGEMENT LLC987,573$16.8M2.12%2023-12-31
8Invesco Ltd.832,000$14.2M1.78%2023-12-31
9SUSQUEHANNA INTERNATIONAL GROUP, LLP829,500$14.1M1.78%2023-12-31
10Balyasny Asset Management LLC676,990$13.7M1.45%2023-09-30
11CITADEL ADVISORS LLC778,700$13.2M1.67%2023-12-31
12DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main508,066$11.1M1.09%2024-03-31
13BANK OF AMERICA CORP /DE/610,642$10.4M1.31%2023-12-31
14GTS SECURITIES LLC529,200$9.0M1.13%2023-12-31
15CenterBook Partners LP503,361$8.6M1.08%2023-12-31
16Panview Asian Equity Master Fund413,551$8.4M0.88%2023-09-30
17Sculptor Capital LP486,900$8.3M1.04%2023-12-31
18Formidable Asset Management, LLC486,903$8.3M1.04%2023-12-31
19WOLVERINE ASSET MANAGEMENT LLC374,700$7.6M0.80%2023-09-30
20JANUS HENDERSON GROUP PLC366,815$7.4M0.78%2023-09-30
21GOLDMAN SACHS GROUP INC322,186$7.0M0.69%2024-03-31
22DECADE RENEWABLE PARTNERS LP322,700$6.5M0.69%2023-09-30
23SCOTIA CAPITAL INC.376,609$6.4M0.80%2023-12-31
24BANK OF MONTREAL /CAN/255,737$6.2M0.54%2024-06-30
25TD Asset Management Inc348,245$5.9M0.74%2023-12-31
26M&G INVESTMENT MANAGEMENT LTD317,359$5.4M0.68%2023-12-31
27TD Waterhouse Canada Inc.120,322$5.4M0.25%2023-12-31
28Squarepoint Ops LLC315,800$5.4M0.67%2023-12-31
29CAPITAL FUND MANAGEMENT S.A.298,337$5.1M0.64%2023-12-31
30Polar Asset Management Partners Inc.233,500$4.7M0.50%2023-09-30
31Public Sector Pension Investment Board252,223$4.3M0.54%2023-12-31
32Swiss National Bank230,100$3.9M0.49%2023-12-31
33LPL Financial LLC223,701$3.8M0.48%2023-12-31
34MORGAN STANLEY211,774$3.6M0.45%2023-12-31
35Nuveen Asset Management, LLC204,602$3.5M0.43%2023-12-31
36Raymond James Financial Services Advisors, Inc.203,969$3.5M0.43%2023-12-31
37LMR Partners LLP200,000$3.4M0.43%2023-12-31
38WOLVERINE TRADING, LLC167,300$3.3M0.35%2023-09-30
39MACKENZIE FINANCIAL CORP200,357$3.2M0.43%2023-12-31
40WEALTH ENHANCEMENT ADVISORY SERVICES, LLC177,849$3.0M0.38%2023-12-31
41Creative Planning177,257$3.0M0.38%2023-12-31
42Legal & General Group Plc156,766$2.7M0.33%2023-12-31
43Royal Bank of Canada136,787$2.3M0.29%2023-12-31
44Apis Capital Advisors, LLC112,000$2.3M0.24%2023-09-30
45Ausbil Investment Management Ltd139,558$2.2M0.30%2023-12-31
46MANUFACTURERS LIFE INSURANCE COMPANY, THE129,335$2.2M0.27%2023-12-31
47RWC Asset Management LLP124,410$2.1M0.26%2023-12-31
48Alberta Investment Management Corp121,900$2.1M0.26%2023-12-31
49CREDIT SUISSE AG/122,227$2.1M0.26%2023-12-31
50Aquila Investment Management LLC120,000$2.0M0.25%2023-12-31
51BROWN ADVISORY INC100,636$2.0M0.21%2023-09-30
52CIBC Asset Management Inc111,192$1.9M0.23%2023-12-31
53SIG North Trading, ULC110,800$1.9M0.23%2023-12-31
54Riverview Capital Advisers, LLC109,035$1.9M0.23%2023-12-31
55HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND105,027$1.8M0.22%2023-12-31
56Caption Management, LLC100,000$1.7M0.21%2023-12-31
57WELLS FARGO & COMPANY/MN95,916$1.6M0.20%2023-12-31
58Walleye Trading LLC94,100$1.6M0.20%2023-12-31
59UBS Group AG90,249$1.5M0.19%2023-12-31
60HITE Hedge Asset Management LLC77,811$1.3M0.16%2023-12-31
61NATIONAL BANK OF CANADA /FI/78,865$1.3M0.16%2023-12-31
62BNP PARIBAS ARBITRAGE, SNC725$1.2M0.00%2023-12-31
63Old West Investment Management, LLC66,953$1.1M0.14%2023-12-31
64BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp64,758$1.1M0.13%2023-12-31
65Toroso Investments, LLC63,419$1.1M0.13%2023-12-31
66AMERIPRISE FINANCIAL INC62,031$1.1M0.13%2023-12-31
67ADVISOR GROUP HOLDINGS, INC.60,672$1.0M0.13%2023-12-31
68Paloma Partners Management Co60,000$1.0M0.12%2023-12-31
69ABN AMRO INVESTMENT SOLUTIONS58,596$996.7K0.12%2025-09-30
70Dynamic Advisor Solutions LLC58,425$993.8K0.12%2023-12-31
71WINTON GROUP Ltd54,346$924.4K0.11%2023-12-31
72EDGEWOOD MANAGEMENT LLC50,000$850.5K0.10%2023-12-31
73Federation des caisses Desjardins du Quebec48,700$829.7K0.10%2024-06-30
74Cetera Investment Advisers47,953$815.7K0.10%2023-12-31
75JANE STREET GROUP, LLC47,911$814.9K0.10%2023-12-31
76Balboa Wealth Partners44,673$759.9K0.09%2023-12-31
77Vontobel Holding Ltd.44,293$752.6K0.09%2023-12-31
78HighTower Advisors, LLC42,287$718.0K0.09%2023-12-31
79PEAK6 Investments LLC39,600$673.6K0.08%2023-12-31
80BlackRock Inc.39,391$670.0K0.08%2023-12-31
81Mutual Advisors, LLC37,972$645.9K0.08%2023-12-31
82Connor, Clark & Lunn Investment Management Ltd.38,000$645.7K0.08%2023-12-31
83STIFEL FINANCIAL CORP37,308$634.6K0.08%2023-12-31
84TOWNSQUARE CAPITAL LLC36,713$624.5K0.07%2023-12-31
85Zurcher Kantonalbank (Zurich Cantonalbank)36,247$618.8K0.07%2023-12-31
86RAYMOND JAMES & ASSOCIATES36,248$616.6K0.07%2023-12-31
87XR Securities LLC34,400$585.1K0.07%2023-12-31
88TRUIST FINANCIAL CORP32,959$560.6K0.07%2023-12-31
89NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO32,813$558.1K0.07%2023-12-31
90AVANTAX ADVISORY SERVICES, INC.31,850$541.8K0.06%2023-12-31
91Black Maple Capital Management LP30,500$518.8K0.06%2023-12-31
92AXQ CAPITAL, LP29,100$495.0K0.06%2023-12-31
93Perfromance Wealth Partners, LLC29,000$493.3K0.06%2023-12-31
94Sterling Investment Counsel, LLC27,566$468.9K0.05%2023-12-31
95Apollon Wealth Management, LLC26,438$449.7K0.05%2023-12-31
96D.A. DAVIDSON & CO.25,865$440.0K0.05%2023-12-31
97Lynwood Capital Management Inc.25,000$425.3K0.05%2023-12-31
98BOOTHBAY FUND MANAGEMENT, LLC24,978$424.9K0.05%2023-12-31
99NORTHERN TRUST CORP24,516$417.0K0.05%2023-12-31
100Private Advisor Group, LLC24,331$413.9K0.05%2023-12-31
101SEVEN EIGHT CAPITAL, LP24,144$410.7K0.05%2023-12-31
102Quinn Opportunity Partners LLC23,855$405.8K0.05%2023-12-31
103Walleye Capital LLC23,800$404.8K0.05%2023-12-31
104BURNEY CO/22,240$378.3K0.04%2023-12-31
105OPPENHEIMER & CO INC21,509$365.9K0.04%2023-12-31
106FLPUTNAM INVESTMENT MANAGEMENT CO21,454$364.9K0.04%2023-12-31
107Csenge Advisory Group20,254$344.5K0.04%2023-12-31
108Robertson Stephens Wealth Management, LLC19,983$339.9K0.04%2023-12-31
109Northwest & Ethical Investments L.P.11,552$336.3K0.02%2025-06-30
110AE Wealth Management LLC19,467$331.1K0.04%2023-12-31
111ALLIANCEBERNSTEIN L.P.19,142$325.6K0.04%2023-12-31
112Mariner, LLC18,718$318.4K0.04%2023-12-31
113Jump Financial, LLC14,300$311.2K0.03%2024-09-30
114ALPS ADVISORS INC17,183$292.3K0.03%2023-12-31
115FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.17,106$291.0K0.03%2023-12-31
116CITIGROUP INC16,490$281.5K0.03%2023-12-31
117Pictet Asset Management Holding SA15,424$263.3K0.03%2023-12-31
118Quantbot Technologies LP15,329$260.7K0.03%2023-12-31
119Cetera Advisor Networks LLC15,211$258.7K0.03%2023-12-31
120SEAVIEW INVESTMENT MANAGERS LLC15,000$255.2K0.03%2023-12-31
121Verition Fund Management LLC14,954$254.4K0.03%2023-12-31
122Glen Eagle Advisors, LLC12,500$253.3K0.02%2024-06-30
123GUGGENHEIM CAPITAL LLC14,800$251.7K0.03%2023-12-31
124Tower Research Capital LLC (TRC)13,905$236.5K0.02%2023-12-31
125U.S. Capital Wealth Advisors, LLC12,220$207.9K0.02%2023-12-31
126Rathbones Group Plc11,975$204.3K0.02%2023-12-31
127Independent Advisor Alliance11,893$202.3K0.02%2023-12-31
128Advisors Asset Management, Inc.11,604$197.4K0.02%2023-12-31
129Cetera Advisors LLC11,331$192.7K0.02%2023-12-31
130JPMORGAN CHASE & CO11,206$190.6K0.02%2023-12-31
131FIRST TRUST ADVISORS LP11,042$187.8K0.02%2023-12-31
132Sigma Planning Corp10,995$187.0K0.02%2023-12-31
133Olympiad Research LP10,283$174.9K0.02%2023-12-31
134PRELUDE CAPITAL MANAGEMENT, LLC10,283$174.9K0.02%2023-12-31
135CHESAPEAKE ASSET MANAGEMENT LLC5,773$125.4K0.01%2025-12-31
136Quent Capital, LLC5,400$115.7K0.01%2024-06-30
137FIFTH THIRD BANCORP6,333$107.7K0.01%2023-12-31
138Russell Investments Group, Ltd.5,640$96.3K0.01%2023-12-31
139IFP Advisors, Inc5,425$92.3K0.01%2023-12-31
140DEUTSCHE BANK AG\4,841$82.3K0.01%2023-12-31
141CONCOURSE FINANCIAL GROUP SECURITIES, INC.4,722$80.3K0.01%2023-12-31
142Virtue Capital Management, LLC25,000$69.7K0.05%2024-06-30
143Parallel Advisors, LLC3,056$66.5K0.00%2024-03-31
144PNC Financial Services Group, Inc.3,050$51.9K0.00%2023-12-31
145MASSMUTUAL TRUST CO FSB/ADV3,031$51.6K0.00%2023-12-31
146Geneos Wealth Management Inc.2,369$40.3K0.00%2023-12-31
147HM PAYSON & CO2,273$38.7K0.00%2023-12-31
148WHITTIER TRUST CO2,200$37.4K0.00%2023-12-31
149FMR LLC1,806$30.7K0.00%2023-12-31
150SIGNATUREFD, LLC1,774$30.2K0.00%2023-12-31
151Steward Partners Investment Advisory, LLC1,295$22.0K0.00%2023-12-31
152VAN ECK ASSOCIATES CORP1,284,324$21.8K2.76%2023-12-31
153Indiana Trust & Investment Management CO1,190$20.2K0.00%2023-12-31
154Newbridge Financial Services Group, Inc.1,029$17.5K0.00%2023-12-31
155US BANCORP \DE\1,028$17.5K0.00%2023-12-31
156Orion Capital Management LLC900$16.0K0.00%2023-12-31
157OLIVER LAGORE VANVALIN INVESTMENT GROUP811$13.8K0.00%2023-12-31
158NewEdge Advisors, LLC790$13.4K0.00%2023-12-31
159Cape Investment Advisory, Inc.550$11.1K0.00%2023-12-31
160IAG Wealth Partners, LLC555$9.4K0.00%2023-12-31
161SOA Wealth Advisors, LLC.510$8.7K0.00%2023-12-31
162Ramirez Asset Management, Inc.500$8.5K0.00%2023-12-31
163Independence Bank of Kentucky500$8.5K0.00%2023-12-31
164THOMPSON INVESTMENT MANAGEMENT, INC.500$8.5K0.00%2023-12-31
165HAP Trading, LLC11,700$6.8K0.02%2023-12-31
166Larson Financial Group LLC375$6.4K0.00%2023-12-31
167COMMONWEALTH EQUITY SERVICES, LLC336,658$5.7K0.72%2023-12-31
168FIRST MANHATTAN CO300$5.1K0.00%2023-12-31
169M&R CAPITAL MANAGEMENT INC300$5.1K0.00%2023-12-31
170Nelson, Van Denburg & Campbell Wealth Management Group, LLC300$5.1K0.00%2023-12-31
171Concord Wealth Partners271$4.6K0.00%2024-03-31
172Goodman Advisory Group, LLC264$4.5K0.00%2023-12-31
173Credential Qtrade Securities Inc.110$4.2K0.00%2025-06-30
174Optiver Holding B.V.234$4.0K0.00%2023-12-31
175GPS Wealth Strategies Group, LLC200$3.4K0.00%2023-12-31
176TOMPKINS FINANCIAL CORP200$3.4K0.00%2023-12-31
177Truvestments Capital LLC200$3.4K0.00%2023-12-31
178Spire Wealth Management197$3.4K0.00%2023-12-31
179RFP Financial Group LLC172$2.9K0.00%2023-12-31
180Grey Fox Wealth Advisors, LLC480$2.7K0.00%2025-09-30
181Retirement Group, LLC400$2.7K0.00%2024-03-31
182Ritter Daniher Financial Advisory LLC / DE150$2.6K0.00%2023-12-31
183Tortoise Investment Management, LLC150$2.6K0.00%2025-06-30
184Farther Finance Advisors, LLC100$2.0K0.00%2024-03-31
185JFS WEALTH ADVISORS, LLC100$1.7K0.00%2023-12-31
186Sound Income Strategies, LLC100$1.7K0.00%2023-12-31
187ARROW FINANCIAL CORP100$1.7K0.00%2023-12-31
188Missouri Trust & Investment Co75$1.3K0.00%2023-12-31
189BARCLAYS PLC63,013$1.1K0.13%2023-12-31
190BREWIN DOLPHIN Ltd197$1.1K0.00%2023-12-31
191TUCKER ASSET MANAGEMENT LLC62$1.1K0.00%2023-12-31
192Householder Group Estate & Retirement Specialist, LLC50$8510.00%2023-12-31
193Eagle Bay Advisors LLC50$8510.00%2023-12-31
194Cambridge Investment Research Advisors, Inc.47,084$8010.10%2023-12-31
195DRW Securities, LLC41,000$6970.08%2023-12-31
196LAZARD ASSET MANAGEMENT LLC38,742$6590.08%2023-12-31
197CIBC WORLD MARKET INC.93,416$6400.20%2023-12-31
198INGALLS & SNYDER LLC25,300$4300.05%2023-12-31
199NBT BANK N A /NY100$2700.00%2024-09-30
200RENAISSANCE TECHNOLOGIES LLC11,300$1920.02%2023-12-31
201GREAT WEST LIFE ASSURANCE CO /CAN/8,857$1510.01%2023-12-31
202SHELL ASSET MANAGEMENT CO8,333$1420.01%2023-12-31
203Elequin Securities, LLC7$1190.00%2023-12-31
204Banque Cantonale Vaudoise3,701$630.00%2023-12-31
205CWM, LLC2,327$400.00%2023-12-31
206HUNTINGTON NATIONAL BANK1$160.00%2025-12-31
207BENJAMIN F. EDWARDS & COMPANY, INC.850$140.00%2023-12-31
208Farmers & Merchants Trust Co of Chambersburg PA788$130.00%2023-12-31
209Cutler Group LLC / CA29,600$120.06%2023-12-31
210Tradition Wealth Management, LLC643$110.00%2023-12-31
211HAZLETT, BURT & WATSON, INC.205$30.00%2023-12-31
212TSFG, LLC100$20.00%2023-12-31
213AlphaMark Advisors, LLC81$10.00%2023-12-31
214Roble, Belko & Company, Inc39$10.00%2023-12-31
215Coston, McIsaac & Partners53$00.00%2023-12-31
216U S GLOBAL INVESTORS INC0$00.00%2023-12-31