CUSIP 42968F108
HIGH INCOME SECS FD
103 institutions · $51.8M total · 8,957,215 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | Thomas J. Herzfeld Advisors, Inc. | 1,574,349 | $10.8M | 17.57% | 2024-09-30 |
| 2 | LPL Financial LLC | 1,328,200 | $8.2M | 14.82% | 2025-12-31 |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 828,129 | $5.7M | 9.24% | 2024-09-30 |
| 4 | Cetera Advisors LLC | 746,732 | $5.1M | 8.33% | 2024-03-31 |
| 5 | Invesco Ltd. | 286,408 | $1.8M | 3.19% | 2025-12-31 |
| 6 | BOOTHBAY FUND MANAGEMENT, LLC | 250,000 | $1.7M | 2.79% | 2024-06-30 |
| 7 | RAYMOND JAMES FINANCIAL INC | 250,534 | $1.5M | 2.79% | 2025-12-31 |
| 8 | MORGAN STANLEY | 237,212 | $1.5M | 2.64% | 2025-12-31 |
| 9 | RAYMOND JAMES & ASSOCIATES | 164,207 | $1.1M | 1.83% | 2024-09-30 |
| 10 | ABSOLUTE INVESTMENT ADVISERS LLC | 167,337 | $1.0M | 1.86% | 2025-12-31 |
| 11 | CHOREO, LLC | 150,593 | $1.0M | 1.68% | 2024-09-30 |
| 12 | Cable Car Capital, LP | 111,410 | $778.8K | 1.24% | 2024-06-30 |
| 13 | Advisors Asset Management, Inc. | 121,294 | $746.0K | 1.35% | 2025-12-31 |
| 14 | Yakira Capital Management, Inc. | 102,770 | $671.1K | 1.14% | 2024-12-31 |
| 15 | Samalin Investment Counsel, LLC | 97,583 | $600.1K | 1.08% | 2025-12-31 |
| 16 | ICON ADVISERS INC/CO | 88,878 | $580.4K | 0.99% | 2024-12-31 |
| 17 | ADVISOR GROUP HOLDINGS, INC. | 83,956 | $516.3K | 0.93% | 2025-12-31 |
| 18 | NewEdge Advisors, LLC | 78,300 | $481.5K | 0.87% | 2025-12-31 |
| 19 | Raymond James Financial Services Advisors, Inc. | 64,395 | $439.8K | 0.71% | 2024-09-30 |
| 20 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 71,152 | $437.6K | 0.79% | 2025-12-31 |
| 21 | Shaker Financial Services, LLC | 69,164 | $425.4K | 0.77% | 2025-12-31 |
| 22 | Quarry LP | 64,342 | $395.7K | 0.71% | 2025-12-31 |
| 23 | Simplicity Wealth,LLC | 51,721 | $361.5K | 0.57% | 2024-06-30 |
| 24 | Logan Stone Capital, LLC | 55,591 | $341.9K | 0.62% | 2025-12-31 |
| 25 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 52,560 | $323.2K | 0.58% | 2025-12-31 |
| 26 | HARBOUR INVESTMENTS, INC. | 50,077 | $308.0K | 0.55% | 2025-12-31 |
| 27 | North Ground Capital | 33,600 | $219.4K | 0.37% | 2024-12-31 |
| 28 | MGO ONE SEVEN LLC | 35,081 | $215.7K | 0.39% | 2025-12-31 |
| 29 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 34,825 | $214.9K | 0.38% | 2025-12-31 |
| 30 | Alpine Global Management, LLC | 30,546 | $199.5K | 0.34% | 2024-12-31 |
| 31 | Kingstone Capital Partners Texas, LLC | 30,791 | $196.0K | 0.34% | 2025-09-30 |
| 32 | MELFA WEALTH MANAGEMENT, LLC | 30,722 | $188.9K | 0.34% | 2025-12-31 |
| 33 | Cetera Investment Advisers | 30,571 | $188.0K | 0.34% | 2025-12-31 |
| 34 | SeaCrest Wealth Management, LLC | 30,445 | $186.6K | 0.33% | 2025-12-31 |
| 35 | NBC SECURITIES, INC. | 30,100 | $185.1K | 0.33% | 2025-12-31 |
| 36 | Advisory Services Network, LLC | 26,352 | $184.2K | 0.29% | 2024-09-30 |
| 37 | Baird Financial Group, Inc. | 27,585 | $183.4K | 0.30% | 2025-03-31 |
| 38 | Savvy Advisors, Inc. | 25,395 | $156.2K | 0.28% | 2025-12-31 |
| 39 | SILVERLAKE WEALTH MANAGEMENT LLC | 24,658 | $151.6K | 0.27% | 2025-12-31 |
| 40 | WELLS FARGO & COMPANY/MN | 23,145 | $142.3K | 0.25% | 2025-12-31 |
| 41 | Aptus Capital Advisors, LLC | 20,660 | $127.1K | 0.23% | 2025-12-31 |
| 42 | Gilman Hill Asset Management, LLC | 20,000 | $123.0K | 0.22% | 2025-12-31 |
| 43 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,796 | $115.6K | 0.20% | 2025-12-31 |
| 44 | McGlone Suttner Wealth Management, Inc. | 17,924 | $115.1K | 0.20% | 2024-06-30 |
| 45 | Merit Financial Group, LLC | 18,206 | $112.0K | 0.20% | 2025-12-31 |
| 46 | Tactive Advisors, LLC | 17,227 | $105.9K | 0.19% | 2025-12-31 |
| 47 | CITADEL ADVISORS LLC | 16,632 | $102.3K | 0.18% | 2025-12-31 |
| 48 | K2 PRINCIPAL FUND, L.P. | 16,617 | $102.2K | 0.18% | 2025-12-31 |
| 49 | Naviter Wealth, LLC | 15,169 | $96.3K | 0.16% | 2025-06-30 |
| 50 | BENJAMIN EDWARDS INC | 15,348 | $94.4K | 0.17% | 2025-12-31 |
| 51 | L.M. KOHN & COMPANY | 13,816 | $91.9K | 0.15% | 2025-03-31 |
| 52 | Kovack Advisors, Inc. | 14,780 | $90.9K | 0.16% | 2025-12-31 |
| 53 | Hunting Hill Global Capital, LLC | 14,317 | $88.0K | 0.15% | 2025-12-31 |
| 54 | Integrity Advisory Solutions, LLC | 14,234 | $87.5K | 0.15% | 2025-12-31 |
| 55 | NWF Advisory Services Inc. | 13,000 | $84.2K | 0.14% | 2025-12-31 |
| 56 | Total Wealth Planning & Management, Inc. | 12,288 | $80.2K | 0.13% | 2024-12-31 |
| 57 | UHLMANN PRICE SECURITIES, LLC | 11,672 | $71.8K | 0.13% | 2025-12-31 |
| 58 | Mach-1 Financial Group, LLC | 11,196 | $71.1K | 0.12% | 2025-09-30 |
| 59 | Atria Wealth Solutions, Inc. | 10,654 | $70.8K | 0.11% | 2025-03-31 |
| 60 | XTX Topco Ltd | 11,477 | $70.6K | 0.12% | 2025-12-31 |
| 61 | Sea Otter Advisors LLC | 10,000 | $69.9K | 0.11% | 2024-06-30 |
| 62 | CSS LLC/IL | 10,353 | $67.6K | 0.11% | 2024-12-31 |
| 63 | Bulldog Investors, LLP | 10,705 | $65.8K | 0.11% | 2025-12-31 |
| 64 | HighTower Advisors, LLC | 10,582 | $65.1K | 0.11% | 2025-12-31 |
| 65 | Royal Bank of Canada | 8,280 | $51.0K | 0.09% | 2025-12-31 |
| 66 | EASTERN BANK | 8,000 | $49.2K | 0.08% | 2025-12-31 |
| 67 | JANE STREET GROUP, LLC | 6,311 | $40.1K | 0.07% | 2025-09-30 |
| 68 | Noble Wealth Management PBC | 6,037 | $38.3K | 0.06% | 2025-12-31 |
| 69 | UBS Group AG | 3,200 | $19.7K | 0.03% | 2025-12-31 |
| 70 | Indiana Trust & Investment Management CO | 2,310 | $14.2K | 0.02% | 2025-12-31 |
| 71 | Global Retirement Partners, LLC | 2,302 | $14.2K | 0.02% | 2025-12-31 |
| 72 | Geneos Wealth Management Inc. | 2,176 | $13.8K | 0.02% | 2025-06-30 |
| 73 | Synergy Asset Management, LLC | 2,000 | $13.7K | 0.02% | 2024-12-31 |
| 74 | Millstone Evans Group, LLC | 1,600 | $9.8K | 0.01% | 2025-12-31 |
| 75 | CIBC Private Wealth Group, LLC | 1,263 | $7.8K | 0.01% | 2025-12-31 |
| 76 | CoreCap Advisors, LLC | 1,200 | $7.4K | 0.01% | 2025-12-31 |
| 77 | Jaffetilchin Investment Partners, LLC | 988 | $6.8K | 0.01% | 2024-09-30 |
| 78 | Pinnacle Wealth Planning Services, Inc. | 932 | $5.7K | 0.01% | 2025-12-31 |
| 79 | AMERIFLEX GROUP, INC. | 704 | $4.7K | 0.00% | 2024-12-31 |
| 80 | SIT INVESTMENT ASSOCIATES INC | 693,423 | $4.7K | 7.74% | 2024-09-30 |
| 81 | WINMILL & CO. INC | 662 | $4.1K | 0.00% | 2025-12-31 |
| 82 | HIGHLINE WEALTH PARTNERS LLC | 600 | $3.7K | 0.00% | 2025-12-31 |
| 83 | FinTrust Capital Advisors, LLC | 500 | $3.4K | 0.00% | 2024-09-30 |
| 84 | TRUST CO OF VERMONT | 500 | $3.1K | 0.00% | 2025-12-31 |
| 85 | COLDSTREAM CAPITAL MANAGEMENT INC | 444 | $3.0K | 0.00% | 2025-03-31 |
| 86 | Strive Financial Group ,LLC | 375 | $2.3K | 0.00% | 2025-12-31 |
| 87 | WPG Advisers, LLC | 362 | $2.2K | 0.00% | 2025-12-31 |
| 88 | COHEN & STEERS, INC. | 250,000 | $1.7K | 2.79% | 2024-09-30 |
| 89 | JPMORGAN CHASE & CO | 244 | $1.7K | 0.00% | 2024-12-31 |
| 90 | BANK OF AMERICA CORP /DE/ | 153 | $972 | 0.00% | 2025-12-31 |
| 91 | MAI Capital Management | 153 | $939 | 0.00% | 2025-12-31 |
| 92 | Aventura Private Wealth, LLC | 130 | $849 | 0.00% | 2025-12-31 |
| 93 | Tower Research Capital LLC (TRC) | 131 | $832 | 0.00% | 2025-06-30 |
| 94 | COMERICA BANK | 71 | $434 | 0.00% | 2025-12-31 |
| 95 | Virtu Financial LLC | 24,368 | $170 | 0.27% | 2024-06-30 |
| 96 | HRT FINANCIAL LP | 13,194 | $90 | 0.14% | 2024-09-30 |
| 97 | Cambridge Investment Research Advisors, Inc. | 12,711 | $81 | 0.14% | 2025-06-30 |
| 98 | McClarren Financial Advisors, Inc. | 4,628 | $30 | 0.05% | 2025-03-31 |
| 99 | CALDWELL SUTTER CAPITAL, INC. | 2 | $12 | 0.00% | 2025-12-31 |
| 100 | BESSEMER GROUP INC | 641 | $4 | 0.00% | 2024-12-31 |
| 101 | TSFG, LLC | 200 | $1 | 0.00% | 2024-12-31 |
| 102 | CWM, LLC | 57 | $0 | 0.00% | 2025-06-30 |
| 103 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |