Institutional Manager · CIK 0000702007
CALDWELL SUTTER CAPITAL, INC.
SAUSALITO, CA · File #028-22901
Latest AUM
$235.9M
Positions
877
Top-10 Concentration
41.3%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | ISHARES TR | 46436E718 | +10,491 | +$1.1M | -$5,730 |
| REDUCE | APPLE INC | AAPL | -3,280 | -$891,701 | +$892,242 |
| ADD | SELECT SECTOR SPDR TR | 81369Y506 | +9,246 | +$413,389 | -$426,930 |
| REDUCE | CSW INDUSTRIALS INC | CSW | -934 | -$274,157 | +$152,949 |
| REDUCE | DONEGAL GROUP INC | DGICB | -11,050 | -$220,779 | +$131,778 |
| ADD | THE CAMPBELLS COMPANY | CPB | +7,057 | +$196,687 | -$15,336 |
| ADD | WISDOMTREE TR | WT | +3,793 | +$190,868 | +$928 |
| ADD | SELECT SECTOR SPDR TR | 81369Y803 | +1,290 | +$185,721 | -$198,561 |
| REDUCE | MSA SAFETY INC | MNESP | -1,150 | -$184,161 | -$397,257 |
| REDUCE | PERMA-PIPE INTL HLDGS INC | 714167103 | -5,916 | -$179,610 | +$1.7M |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025877 pos · $235.9M
- 13F HOLDINGS REPORTQ/E Sep 2025871 pos · $234.1M
- 13F HOLDINGS REPORTQ/E Jun 2025860 pos · $218.4M
- 13F HOLDINGS REPORTQ/E Mar 2025889 pos · $210.2M
- 13F HOLDINGS REPORTQ/E Dec 2024898 pos · $214.9M
- 13F HOLDINGS REPORTQ/E Sep 2024907 pos · $214.6M
- 13F HOLDINGS REPORTQ/E Jun 2024925 pos · $202.1M
- 13F HOLDINGS REPORTQ/E Mar 2024923 pos · $207.8M
- 13F HOLDINGS REPORTQ/E Dec 2023892 pos · $180.7M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 48,500 | $13.2M | 9.92% |
| 2 | PERMA-PIPE INTL HLDGS INC | 714167103 | 235,238 | $7.1M | 5.37% |
| 3 | MSA SAFETY INC | MNESP | 32,149 | $5.1M | 3.87% |
| 4 | CATERPILLAR INC | CAT | 8,599 | $4.9M | 3.70% |
| 5 | PLUMAS BANCORP | PLBC | 106,283 | $4.7M | 3.57% |
| 6 | VISA INC | V | 13,144 | $4.6M | 3.47% |
| 7 | DONEGAL GROUP INC | DGICB | 212,303 | $4.2M | 3.19% |
| 8 | SUMMIT ST BK SANTA ROSA CALIF | 866264203 | 346,813 | $4.0M | 3.03% |
| 9 | MICROSOFT CORP | MSFT | 7,306 | $3.5M | 2.66% |
| 10 | ISHARES TR | 464287200 | 4,846 | $3.3M | 2.50% |
| 11 | BERKSHIRE HATHAWA INC DEL | BRK-A | 6,501 | $3.3M | 2.46% |
| 12 | VANGUARD SPECIALIZED FUNDS | 921908844 | 14,463 | $3.2M | 2.39% |
| 13 | JPMORGAN CHASE & CO. | VYLD | 9,226 | $3.0M | 2.24% |
| 14 | ISHARES TR | 46436E718 | 28,395 | $2.9M | 2.14% |
| 15 | AMERICAN EXPRESS CO | AXP | 7,338 | $2.7M | 2.04% |
| 16 | KINETIK HOLDINGS INC COM | KNTK | 73,235 | $2.6M | 1.99% |
| 17 | COSTCO WHOLESALE CORPORATION | 22160K105 | 3,048 | $2.6M | 1.98% |
| 18 | CHEVRON CORP | CVX | 16,949 | $2.6M | 1.94% |
| 19 | INTERNATIONAL BUSINESS MACHS | INTR | 8,420 | $2.5M | 1.88% |
| 20 | BAYCOM CORP | BCML | 80,010 | $2.4M | 1.77% |