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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F Institutional Ownership · VTGN

Vistagen Therapeutics Inc NASDAQ NMS - GLOBAL MARKET:VTGN

Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.

16 new19 added24 reduced16 exited

New Positions(16)

ManagerSharesΔ SharesValueΔ Value% Δ
LUMINUS MANAGEMENT LLC350,000+350,000$231.7K+$231.7K
OMERS ADMINISTRATION Corp103,400+103,400$68.4K+$68.4K
Caption Management, LLC78,170+78,170$51.7K+$51.7K
TUDOR INVESTMENT CORP ET AL76,172+76,172$50.4K+$50.4K
Seven Fleet Capital Management LP62,701+62,701$41.5K+$41.5K
Qube Research & Technologies Ltd60,139+60,139$39.8K+$39.8K
Engineers Gate Manager LP30,490+30,490$20.2K+$20.2K
Lighthouse Investment Partners, LLC20,580+20,580$13.6K+$13.6K
Shay Capital LLC20,200+20,200$13.4K+$13.4K
MARSHALL WACE, LLP19,973+19,973$13.2K+$13.2K
StoneX Group Inc.13,349+13,349$8.8K+$8.8K
DRW Securities, LLC10,000+10,000$6.6K+$6.6K
Tower Research Capital LLC (TRC)8,564+8,564$5.7K+$5.7K
Virtu Financial LLC37,739+37,739$25+$25
HRT FINANCIAL LP37,585+37,585$24+$24
FNY Investment Advisers, LLC6,000+6,000$21+$21

Added To(19)

ManagerSharesΔ SharesValueΔ Value% Δ
VANGUARD GROUP INC1,824,738+137,003$1.2M-$4.8M8.1%
CITADEL ADVISORS LLC851,700+387,538$563.7K-$1.1M83.5%
GEODE CAPITAL MANAGEMENT, LLC352,836+54,556$233.6K-$825.7K18.3%
JANE STREET GROUP, LLC606,827+289,644$401.7K-$724.3K91.3%
SUSQUEHANNA INTERNATIONAL GROUP, LLP825,186+493,792$545.3K-$631.2K149.0%
AdvisorShares Investments LLC250,188+43,190$165.6K-$569.2K20.9%
STATE STREET CORP121,114+24,256$80.2K-$263.7K25.0%
DIMENSIONAL FUND ADVISORS LP151,874+83,857$100.6K-$140.8K123.3%
NORTHERN TRUST CORP72,655+24,562$48.1K-$122.6K51.1%
AMERICAN CENTURY COMPANIES INC48,770+7,698$32.3K-$113.5K18.7%
OCCUDO QUANTITATIVE STRATEGIES LP59,038+16,334$39.1K-$112.5K38.2%
ADAR1 Capital Management, LLC743,575+630,513$492.2K+$90.8K557.7%
MILLENNIUM MANAGEMENT LLC197,045+176,369$130.4K+$57.0K853.0%
UBS Group AG51,993+26,326$34.4K-$56.7K102.6%
Kestra Advisory Services, LLC26,033+6,000$17.2K-$53.9K29.9%
GROUP ONE TRADING, L.P.106,137+77,209$70.3K-$32.4K266.9%
Schonfeld Strategic Advisors LLC21,736+10,853$14.4K-$24.2K99.7%
Truvestments Capital LLC16,992+8,337$11.2K-$19.5K96.3%
ADVISOR GROUP HOLDINGS, INC.5,269+1,176$3.5K-$11.0K28.7%

Reduced(24)

ManagerSharesΔ SharesValueΔ Value% Δ
ORBIMED ADVISORS LLC3,105,2000$2.1M-$9.0M0.0%
TCG Crossover Management, LLC2,676,5800$1.8M-$7.7M0.0%
STEMPOINT CAPITAL LP616,749-1,871,936$142.1K-$7.6M-75.2%
Ikarian Capital, LLC519,077-101,792$343.6K-$1.9M-16.4%
DIADEMA PARTNERS LP206,500-243,489$136.7K-$1.5M-54.1%
RENAISSANCE TECHNOLOGIES LLC160,791-261,221$106.4K-$1.4M-61.9%
BlackRock, Inc.422,759-369$279.8K-$1.2M-0.1%
JPMORGAN CHASE & CO16-271,809$11-$965.0K-100.0%
TWO SIGMA INVESTMENTS, LP195,570-93,839$129.4K-$898.0K-32.4%
BOOTHBAY FUND MANAGEMENT, LLC134,571-62,453$89.1K-$610.4K-31.7%
TWO SIGMA ADVISERS, LP137,732-19,300$91.2K-$466.3K-12.3%
Persistent Asset Partners Ltd26,612-48,707$17.6K-$249.8K-64.7%
BANK OF AMERICA CORP /DE/3,145-31,512$2.1K-$121.0K-90.9%
MORGAN STANLEY12,658-14,876$8.4K-$89.4K-54.0%
CHARLES SCHWAB INVESTMENT MANAGEMENT INC23,3020$15.4K-$67.3K0.0%
HighTower Advisors, LLC20,628-200$13.7K-$60.3K-1.0%
Performa Ltd (US), LLC1,0000$662-$2.9K0.0%
MAI Capital Management5260$349-$1.5K0.0%
SBI Securities Co., Ltd.288-2$191-$839-0.7%
JONES FINANCIAL COMPANIES LLLP1140$75-$3270.0%
BNP PARIBAS ARBITRAGE, SNC13-43$9-$190-76.8%
Fairman Group, LLC290$19-$840.0%
BARCLAYS PLC10$2-$20.0%
CWM, LLC5820$0-$20.0%

Sold Out(16)

ManagerSharesΔ SharesValueΔ Value% Δ
JANUS HENDERSON GROUP PLC0-4,165,767$0-$14.7M
Nantahala Capital Management, LLC0-1,978,492$0-$7.0M
COMMODORE CAPITAL LP0-1,575,000$0-$5.6M
Soleus Capital Management, L.P.0-550,000$0-$2.0M
Almitas Capital LLC0-261,399$0-$928.0K
BML Capital Management, LLC0-150,000$0-$532.5K
XTX Topco Ltd0-69,712$0-$247.5K
Walleye Capital LLC0-67,770$0-$240.6K
GOLDMAN SACHS GROUP INC0-60,152$0-$213.5K
Cubist Systematic Strategies, LLC0-43,953$0-$156.0K
Quadrature Capital Ltd0-15,752$0-$55.8K
BLAIR WILLIAM & CO/IL0-12,573$0-$44.6K
CITIGROUP INC0-3,453$0-$12.3K
Royal Bank of Canada0-4,208$0-$9.0K
GSA CAPITAL PARTNERS LLP0-31,486$0-$112
NEW YORK STATE COMMON RETIREMENT FUND0-59$0-$110

Top Holders by reported value

Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.

ManagerShares$ ValueΔ SharesQoQ %
ORBIMED ADVISORS LLC3,105,200$2.1M00.0%
TCG Crossover Management, LLC2,676,580$1.8M00.0%
VANGUARD GROUP INC1,824,738$1.2M+137,0038.1%
CITADEL ADVISORS LLC851,700$563.7K+387,53883.5%
SUSQUEHANNA INTERNATIONAL GROUP, LLP825,186$545.3K+493,792149.0%
ADAR1 Capital Management, LLC743,575$492.2K+630,513557.7%
JANE STREET GROUP, LLC606,827$401.7K+289,64491.3%
Ikarian Capital, LLC519,077$343.6K-101,792-16.4%
BlackRock, Inc.422,759$279.8K-369-0.1%
GEODE CAPITAL MANAGEMENT, LLC352,836$233.6K+54,55618.3%
LUMINUS MANAGEMENT LLC350,000$231.7K+350,000
AdvisorShares Investments LLC250,188$165.6K+43,19020.9%
STEMPOINT CAPITAL LP616,749$142.1K-1,871,936-75.2%
DIADEMA PARTNERS LP206,500$136.7K-243,489-54.1%
MILLENNIUM MANAGEMENT LLC197,045$130.4K+176,369853.0%
TWO SIGMA INVESTMENTS, LP195,570$129.4K-93,839-32.4%
RENAISSANCE TECHNOLOGIES LLC160,791$106.4K-261,221-61.9%
DIMENSIONAL FUND ADVISORS LP151,874$100.6K+83,857123.3%
TWO SIGMA ADVISERS, LP137,732$91.2K-19,300-12.3%
BOOTHBAY FUND MANAGEMENT, LLC134,571$89.1K-62,453-31.7%

New & Closed Positions this quarter

Methodology

Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.

Quarter-over-quarter deltas compare each manager's most recently reported share count for VTGN against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.

Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.