New Positions
7 managers initiated
Top five by reported value
Principal Real Estate Income Fund NYQ:PGZ
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
7 new12 added15 reduced6 exited
Total Institutional Holders
34
as of 2025-12-31
Top Holder
MORGAN STANLEY
$4.6M
Largest QoQ Increase
NWF Advisory Services Inc.
+110,400 sh
Largest QoQ Decrease
Bulldog Investors, LLP
-189,736 sh
New Positions(7)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Closed-End Fund Advisors, Inc. | 82,598 | +82,598 | $826.8K | +$826.8K | — |
| EVOLVE PRIVATE WEALTH, LLC | 70,891 | +70,891 | $709.6K | +$709.6K | — |
| GUGGENHEIM CAPITAL LLC | 42,110 | +42,110 | $421.5K | +$421.5K | — |
| WOLVERINE ASSET MANAGEMENT LLC | 29,738 | +29,738 | $297.7K | +$297.7K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,301 | +11,301 | $113.1K | +$113.1K | — |
| Thomas J. Herzfeld Advisors, Inc. | 992 | +992 | $9.9K | +$9.9K | — |
| COMERICA BANK | 24 | +24 | $240 | +$240 | — |
Added To(12)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| NWF Advisory Services Inc. | 158,400 | +110,400 | $1.5M | +$979.5K | 230.0% |
| Shaker Financial Services, LLC | 50,826 | +37,197 | $508.8K | +$366.2K | 272.9% |
| RIVERBRIDGE PARTNERS LLC | 187,204 | +42,232 | $1.9M | +$357.5K | 29.1% |
| MORGAN STANLEY | 460,262 | +42,378 | $4.6M | +$236.2K | 10.1% |
| Advisors Asset Management, Inc. | 175,038 | +23,664 | $1.8M | +$168.8K | 15.6% |
| LPL Financial LLC | 18,883 | +5,125 | $189.0K | +$45.1K | 37.3% |
| J.W. COLE ADVISORS, INC. | 112,801 | +671 | $1.1M | -$43.7K | 0.6% |
| Robinson Capital Management, LLC | 51,088 | +5,000 | $511.4K | +$29.3K | 10.8% |
| Baird Financial Group, Inc. | 17,970 | +1,486 | $179.9K | +$7.5K | 9.0% |
| RAYMOND JAMES FINANCIAL INC | 51,486 | +2,424 | $515.4K | +$2.2K | 4.9% |
| UHLMANN PRICE SECURITIES, LLC | 13,372 | +401 | $133.8K | -$1.9K | 3.1% |
| KERR FINANCIAL PLANNING Corp | 1,391 | +42 | $14.3K | +$476 | 3.1% |
Reduced(15)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 14,500 | -305 | $145.1K | +$145.0K | -2.1% |
| ADVISOR GROUP HOLDINGS, INC. | 50,417 | -9,404 | $504.7K | -$124.0K | -15.7% |
| FIRST TRUST ADVISORS LP | 33,721 | -2,107 | $337.5K | -$37.2K | -5.9% |
| RFG Advisory, LLC | 16,074 | -2,400 | $160.9K | -$32.3K | -13.0% |
| Private Advisor Group, LLC | 12,725 | -1,500 | $127.4K | -$21.4K | -10.5% |
| Cetera Investment Advisers | 23,202 | -9 | $232.2K | -$10.5K | -0.0% |
| Clear Creek Financial Management, LLC | 17,825 | 0 | $178.4K | -$8.0K | 0.0% |
| SeaCrest Wealth Management, LLC | 19,297 | -133 | $194.4K | -$7.7K | -0.7% |
| UBS Group AG | 2,392 | -513 | $23.9K | -$6.4K | -17.6% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,847 | -50 | $58.5K | -$3.2K | -0.8% |
| Investors Research Corp | 2,500 | 0 | $25.0K | -$1.1K | 0.0% |
| Glass Jacobson Investment Advisors llc | 1,420 | 0 | $14.2K | -$639 | 0.0% |
| TD Waterhouse Canada Inc. | 1,000 | 0 | $10.0K | -$470 | 0.0% |
| HIGHLINE WEALTH PARTNERS LLC | 500 | 0 | $5.0K | -$225 | 0.0% |
| WELLS FARGO & COMPANY/MN | 1 | -1 | $15 | -$1 | -50.0% |
Sold Out(6)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Bulldog Investors, LLP | 0 | -189,736 | $0 | -$2.0M | — |
| Saba Capital Management, L.P. | 0 | -132,451 | $0 | -$1.4M | — |
| GREAT VALLEY ADVISOR GROUP, INC. | 0 | -16,000 | $0 | -$167.4K | — |
| Advisory Services Network, LLC | 0 | -1,292 | $0 | -$13.5K | — |
| CX Institutional | 0 | -1,445 | $0 | -$15 | — |
| Kozak & Associates, Inc. | 0 | -1 | $0 | -$6 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
New & Closed Positions this quarter
Closed Positions
6 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for PGZ against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.