13F QoQ Ownership Changes
PFLT Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 28 new · 36 added · 74 reduced · 23 exited
New Positions(28)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Diameter Capital Partners LP | 1,184,476 | +1,184,476 | $11.0M | +$11.0M | — |
| Truffle Hound Capital, LLC | 600,000 | +600,000 | $5.6M | +$5.6M | — |
| HBK INVESTMENTS L P | 292,700 | +292,700 | $2.7M | +$2.7M | — |
| XTX Topco Ltd | 180,640 | +180,640 | $1.7M | +$1.7M | — |
| VARCOV Co. | 100,078 | +100,078 | $927.7K | +$927.7K | — |
| Cerity Partners LLC | 82,010 | +82,010 | $760.2K | +$760.2K | — |
| CastleKnight Management LP | 79,100 | +79,100 | $733.3K | +$733.3K | — |
| Jump Financial, LLC | 34,519 | +34,519 | $320.0K | +$320.0K | — |
| Closed-End Fund Advisors, Inc. | 30,683 | +30,683 | $284.4K | +$284.4K | — |
| Freestone Capital Holdings, LLC | 27,045 | +27,045 | $250.7K | +$250.7K | — |
| Facet Wealth, Inc. | 19,805 | +19,805 | $186.4K | +$186.4K | — |
| Aquatic Capital Management LLC | 19,921 | +19,921 | $184.7K | +$184.7K | — |
| NOMURA HOLDINGS INC | 19,887 | +19,887 | $184.4K | +$184.4K | — |
| Schonfeld Strategic Advisors LLC | 16,088 | +16,088 | $149.1K | +$149.1K | — |
| EP Wealth Advisors, LLC | 14,461 | +14,461 | $134.1K | +$134.1K | — |
| Sowell Financial Services LLC | 13,410 | +13,410 | $124.3K | +$124.3K | — |
| Bridgewealth Advisory Group, LLC | 12,035 | +12,035 | $111.6K | +$111.6K | — |
| BCO Wealth Management LLC | 11,706 | +11,706 | $108.5K | +$108.5K | — |
| Key Capital Management, INC | 9,783 | +9,783 | $90.7K | +$90.7K | — |
| AllSquare Wealth Management LLC | 9,200 | +9,200 | $81.8K | +$81.8K | — |
| Aventura Private Wealth, LLC | 3,769 | +3,769 | $38.0K | +$38.0K | — |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 3,580 | +3,580 | $33.2K | +$33.2K | — |
| Garton & Associates Financial Advisors LLC | 2,552 | +2,552 | $23.7K | +$23.7K | — |
| McIlrath & Eck, LLC | 1,687 | +1,687 | $15.6K | +$15.6K | — |
| NBC SECURITIES, INC. | 320 | +320 | $3.0K | +$3.0K | — |
| Allworth Financial LP | 69 | +69 | $640 | +$640 | — |
| FNY Investment Advisers, LLC | 1,200 | +1,200 | $11 | +$11 | — |
| Caitong International Asset Management Co., Ltd | 1 | +1 | $9 | +$9 | — |
Added To(36)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 4,643,958 | +512,528 | $44.3M | +$8.6M | 12.4% |
| Altshuler Shaham Ltd | 1,320,156 | +404,117 | $12.2M | +$4.1M | 44.1% |
| UBS Group AG | 1,367,442 | +71,372 | $12.7M | +$1.2M | 5.5% |
| Krilogy Financial LLC | 123,880 | +108,263 | $1.2M | +$1.0M | 693.2% |
| Legal & General Group Plc | 687,570 | +84,231 | $6.4M | +$1.0M | 14.0% |
| JANE STREET GROUP, LLC | 264,028 | +94,713 | $2.4M | +$942.3K | 55.9% |
| WELLS FARGO & COMPANY/MN | 151,558 | +93,419 | $1.4M | +$888.1K | 160.7% |
| BANK OF AMERICA CORP /DE/ | 67,997 | +41,103 | $630.3K | +$391.2K | 152.8% |
| BNP PARIBAS FINANCIAL MARKETS | 59,281 | +36,870 | $549.5K | +$350.3K | 164.5% |
| MILLENNIUM MANAGEMENT LLC | 690,051 | +9,351 | $6.4M | +$345.4K | 1.4% |
| OSAIC HOLDINGS, INC. | 208,639 | +42,966 | $1.9M | +$303.9K | 25.9% |
| STATE STREET CORP | 107,263 | +20,704 | $1.0M | +$226.9K | 23.9% |
| GraniteShares Advisors LLC | 292,844 | +12,944 | $2.7M | +$226.4K | 4.6% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 83,322 | +18,812 | $772.4K | +$198.9K | 29.2% |
| Quantbot Technologies LP | 40,986 | +17,055 | $379.9K | +$167.2K | 71.3% |
| EverSource Wealth Advisors, LLC | 10,001 | +8,323 | $92.7K | +$77.8K | 496.0% |
| GUGGENHEIM CAPITAL LLC | 59,147 | +4,362 | $548.3K | +$61.3K | 8.0% |
| ENVESTNET ASSET MANAGEMENT INC | 45,578 | +4,865 | $422.5K | +$60.6K | 11.9% |
| PFG Investments, LLC | 123,507 | +1,372 | $1.1M | +$59.1K | 1.1% |
| GOLDMAN SACHS GROUP INC | 35,158 | +2,929 | $325.9K | +$39.4K | 9.1% |
| Sovran Advisors, LLC | 36,464 | +1,190 | $354.1K | +$34.5K | 3.4% |
| BEACON INVESTMENT ADVISORS LLC | 20,916 | +2,601 | $193.9K | +$31.1K | 14.2% |
| Naviter Wealth, LLC | 20,766 | +2,116 | $194.6K | +$26.9K | 11.3% |
| CALTON & ASSOCIATES, INC. | 13,501 | +2,184 | $125.2K | +$24.6K | 19.3% |
| Ethos Financial Group, LLC | 21,308 | +1,555 | $197.5K | +$21.9K | 7.9% |
| Foundations Investment Advisors, LLC | 21,201 | +1,547 | $196.5K | +$21.8K | 7.9% |
| AE Wealth Management LLC | 22,118 | +324 | $205.0K | +$11.3K | 1.5% |
| Strategies Wealth Advisors, LLC | 13,763 | +455 | $127.6K | +$9.3K | 3.4% |
| Sunbelt Securities, Inc. | 15,729 | +75 | $145.8K | +$6.6K | 0.5% |
| KW WEALTH MANAGEMENT LLC | 13,002 | +160 | $120.5K | +$6.4K | 1.2% |
| Garner Asset Management Corp | 14,281 | +8 | $132.4K | +$5.5K | 0.1% |
| Murphy & Mullick Capital Management Corp | 1,001 | +33 | $9.3K | +$508 | 3.4% |
| Larson Financial Group LLC | 544 | +18 | $5.0K | +$367 | 3.4% |
| CANADA LIFE ASSURANCE Co | 125,122 | +4,703 | $1.2K | +$84 | 3.9% |
| Cambridge Investment Research Advisors, Inc. | 81,314 | +5,141 | $754 | +$77 | 6.7% |
| CWM, LLC | 7,382 | +2,011 | $68 | +$20 | 37.4% |
Reduced(74)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| MARSHALL WACE, LLP | 771,048 | -1,286,351 | $7.1M | -$11.1M | -62.5% |
| Qube Research & Technologies Ltd | 518,749 | -575,224 | $4.8M | -$4.9M | -52.6% |
| Brevan Howard Capital Management LP | 29,723 | -103,048 | $275.5K | -$904.8K | -77.6% |
| NewEdge Wealth, LLC | 171,744 | -99,402 | $1.6M | -$891.6K | -36.6% |
| Corient Private Wealth LLC | 12,861 | -48,987 | $116.8K | -$433.0K | -79.2% |
| CITADEL ADVISORS LLC | 22,200 | -48,300 | $205.8K | -$421.0K | -68.5% |
| COMMONWEALTH EQUITY SERVICES, LLC | 44,522 | -53,942 | $412.7K | +$411.8K | -54.8% |
| CITIGROUP INC | 4,663 | -43,999 | $43.2K | -$389.4K | -90.4% |
| MORGAN STANLEY | 577,124 | -65,580 | $5.3M | -$363.7K | -10.2% |
| Royal Bank of Canada | 22,053 | -26,458 | $204.0K | -$321.0K | -54.5% |
| BlackRock, Inc. | 681,881 | -5,274 | $6.3M | +$212.2K | -0.8% |
| Cornerstone Wealth Management, LLC | 34,421 | -22,421 | $319.1K | -$186.2K | -39.4% |
| Mariner, LLC | 11,201 | -19,646 | $103.8K | -$170.4K | -63.7% |
| Trexquant Investment LP | 223,878 | -24,811 | $2.1M | -$135.5K | -10.0% |
| Invesco Ltd. | 1,222,697 | -40,183 | $11.3M | +$107.4K | -3.2% |
| WESTBOURNE INVESTMENTS, INC. | 10,500 | -12,208 | $101.0K | -$106.3K | -53.8% |
| Virtus Investment Advisers, LLC | 79,701 | -13,142 | $738.8K | -$86.5K | -14.2% |
| PFG Advisors | 98,057 | -12,069 | $909.0K | -$70.0K | -10.9% |
| DENALI ADVISORS LLC | 48,547 | -9,952 | $450.0K | -$70.0K | -17.0% |
| PharVision Advisers, LLC | 17,494 | -8,070 | $162.2K | -$65.1K | -31.6% |
| Muzinich & Co., Inc. | 170,836 | 0 | $1.6M | +$64.9K | 0.0% |
| LPL Financial LLC | 417,065 | -25,066 | $3.9M | -$64.3K | -5.7% |
| Advisors Asset Management, Inc. | 344,109 | -7,870 | $3.2M | +$60.8K | -2.2% |
| RAYMOND JAMES FINANCIAL INC | 18,586 | -7,382 | $172.3K | -$58.6K | -28.4% |
| Sumitomo Mitsui Trust Group, Inc. | 147,213 | 0 | $1.4M | +$55.9K | 0.0% |
| JPMORGAN CHASE & CO | 4,267 | -4,919 | $39.6K | -$42.1K | -53.5% |
| Cetera Investment Advisers | 68,278 | -7,286 | $632.9K | -$38.8K | -9.6% |
| TWO SIGMA INVESTMENTS, LP | 397,063 | -21,302 | $3.7M | -$38.5K | -5.1% |
| MAI Capital Management | 70 | -3,230 | $650 | -$28.7K | -97.9% |
| Yelin Lapidot Holdings Management Ltd. | 74,427 | 0 | $689.9K | +$28.3K | 0.0% |
| Teamwork Financial Advisors, LLC | 10,844 | -3,329 | $100.5K | -$25.5K | -23.5% |
| Farther Finance Advisors, LLC | 5,886 | -3,082 | $54.6K | -$25.2K | -34.4% |
| Quarry LP | 1,181 | -2,852 | $10.9K | -$24.9K | -70.7% |
| Global Retirement Partners, LLC | 2,576 | -2,612 | $23.9K | -$22.2K | -50.3% |
| NORTHERN TRUST CORP | 45,286 | -4,410 | $419.8K | -$22.0K | -8.9% |
| VestGen Advisors, LLC | 14,500 | -3,000 | $134.4K | -$21.2K | -17.1% |
| STIFEL FINANCIAL CORP | 50,957 | -3,841 | $472.4K | -$14.8K | -7.0% |
| Vantage Financial Partners, LLC | 38,499 | 0 | $356.9K | +$14.6K | 0.0% |
| Atlantic Union Bankshares Corp | 1,200 | -1,500 | $11.1K | -$12.9K | -55.5% |
| PIN OAK INVESTMENT ADVISORS INC | 1,146 | 0 | $11 | -$10.3K | 0.0% |
| CERTUITY, LLC | 26,658 | 0 | $247.1K | +$10.1K | 0.0% |
| Private Advisor Group, LLC | 13,094 | -1,678 | $121.4K | -$9.9K | -11.3% |
| M&T Bank Corp | 21,899 | 0 | $203.0K | +$8.3K | 0.0% |
| OXFORD ASSET MANAGEMENT LLP | 45,382 | -2,817 | $420.7K | -$7.8K | -5.8% |
| FULTON BREAKEFIELD BROENNIMAN LLC | 11,798 | 0 | $109.4K | +$4.5K | 0.0% |
| Glenview Trust co | 10,650 | 0 | $98.7K | +$4.0K | 0.0% |
| Sigma Planning Corp | 10,495 | 0 | $97.3K | +$4.0K | 0.0% |
| Triumph Capital Management | 1,600 | -500 | $14.8K | -$3.8K | -23.8% |
| INVESTMENT PARTNERS, LTD. | 10,000 | 0 | $92.7K | +$3.8K | 0.0% |
| Sage Mountain Advisors LLC | 10,000 | 0 | $92.7K | +$3.8K | 0.0% |
| Golden State Wealth Management, LLC | 9,756 | 0 | $90.4K | +$3.7K | 0.0% |
| CIBC Private Wealth Group LLC | 7,122 | 0 | $66.0K | +$2.7K | 0.0% |
| HighTower Advisors, LLC | 71,205 | -2,743 | $660.1K | +$2.7K | -3.7% |
| MPWM ADVISORY SOLUTIONS, LLC | 5,000 | 0 | $46.4K | +$1.9K | 0.0% |
| NewEdge Advisors, LLC | 4,714 | 0 | $43.7K | +$1.8K | 0.0% |
| Kestra Advisory Services, LLC | 9,623 | -605 | $89.2K | -$1.7K | -5.9% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,000 | 0 | $37.1K | +$1.5K | 0.0% |
| US BANCORP \DE\ | 4,000 | 0 | $37.1K | +$1.5K | 0.0% |
| Wilmington Savings Fund Society, FSB | 3,363 | 0 | $31.2K | +$1.3K | 0.0% |
| Rockefeller Capital Management L.P. | 3,000 | 0 | $27.8K | +$1.1K | 0.0% |
| PRIVATE TRUST CO NA | 2,530 | 0 | $23.5K | +$961 | 0.0% |
| WEDBUSH SECURITIES INC | 39,262 | -104,459 | $364 | -$914 | -72.7% |
| VAN ECK ASSOCIATES CORP | 2,331,159 | -202,046 | $21.6K | -$910 | -8.0% |
| ORG Partners LLC | 1,500 | 0 | $13.9K | +$570 | 0.0% |
| Financial Network Wealth Advisors LLC | 1,426 | 0 | $13.2K | +$542 | 0.0% |
| DELTA ASSET MANAGEMENT LLC/TN | 943 | 0 | $8.7K | +$359 | 0.0% |
| Harbor Asset Planning, Inc. | 526 | 0 | $4.9K | +$200 | 0.0% |
| Vermillion Wealth Management, Inc. | 500 | 0 | $4.6K | +$190 | 0.0% |
| JONES FINANCIAL COMPANIES LLLP | 200 | -20 | $1.9K | -$163 | -9.1% |
| Blue Trust, Inc. | 100 | 0 | $927 | +$38 | 0.0% |
| Janney Montgomery Scott LLC | 40,141 | -2,862 | $372 | -$10 | -6.7% |
| State of Alaska, Department of Revenue | 4,625 | 0 | $42 | +$1 | 0.0% |
| Lido Advisors, LLC | 12,114 | 0 | $108.9K | $0 | 0.0% |
| Hudson Bay Capital Management LP | 10,350 | 0 | $92.0K | $0 | 0.0% |