New Positions
11 managers initiated
Top five by reported value
Allspring Multi-Sector Income Fund NYSE MKT LLC:ERC
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
11 new17 added41 reduced5 exited
Total Institutional Holders
69
as of 2025-12-31
Top Holder
RAYMOND JAMES FINANCIAL INC
$7.6M
Largest QoQ Increase
SIT INVESTMENT ASSOCIATES INC
+514,147 sh
Largest QoQ Decrease
Royal Bank of Canada
-428,981 sh
New Positions(11)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 89,467 | +89,467 | $832.0K | +$832.0K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46,832 | +46,832 | $435.5K | +$435.5K | — |
| Closed-End Fund Advisors, Inc. | 36,682 | +36,682 | $341.1K | +$341.1K | — |
| WOLVERINE ASSET MANAGEMENT LLC | 25,963 | +25,963 | $241.5K | +$241.5K | — |
| READYSTATE ASSET MANAGEMENT LP | 25,212 | +25,212 | $234.5K | +$234.5K | — |
| XTX Topco Ltd | 13,229 | +13,229 | $123.0K | +$123.0K | — |
| Allworth Financial LP | 11,073 | +11,073 | $103.0K | +$103.0K | — |
| Kestra Advisory Services, LLC | 7,960 | +7,960 | $74.0K | +$74.0K | — |
| Pinnacle Wealth Planning Services, Inc. | 329 | +329 | $3.1K | +$3.1K | — |
| FNY Investment Advisers, LLC | 1,600 | +1,600 | $15 | +$15 | — |
| WELLS FARGO & COMPANY/MN | 1 | +1 | $7 | +$4 | — |
Added To(17)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | 711,529 | +160,109 | $6.6M | +$1.3M | 29.0% |
| NWF Advisory Services Inc. | 73,600 | +61,200 | $681.9K | +$566.2K | 493.5% |
| UBS Group AG | 106,547 | +51,024 | $990.9K | +$459.0K | 91.9% |
| NWAM LLC | 38,077 | +25,218 | $357.0K | +$236.9K | 196.1% |
| LPL Financial LLC | 125,640 | +23,513 | $1.2M | +$190.1K | 23.0% |
| RAYMOND JAMES FINANCIAL INC | 820,328 | +4,870 | $7.6M | -$183.0K | 0.6% |
| Rareview Capital LLC | 151,876 | +13,225 | $1.4M | +$125.0K | 9.5% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,895 | +329 | $101.3K | +$101.2K | 3.1% |
| ADVISOR GROUP HOLDINGS, INC. | 79,839 | +6,221 | $742.7K | +$40.9K | 8.4% |
| AMERIPRISE FINANCIAL INC | 264,137 | +10,517 | $2.5M | +$26.8K | 4.1% |
| Pensionmark Financial Group, LLC | 17,685 | +3,682 | $115.4K | -$18.8K | 26.3% |
| Global Retirement Partners, LLC | 1,892 | +892 | $17.6K | +$8.0K | 89.2% |
| Capital Investment Advisors, LLC | 46,351 | +928 | $431.1K | -$4.1K | 2.0% |
| SIT INVESTMENT ASSOCIATES INC | 3,060,969 | +514,147 | $28.5K | +$4.1K | 20.2% |
| Encompass More Asset Management | 13,774 | +89 | $128.1K | -$3.0K | 0.7% |
| Catalina Capital Group, LLC | 10,929 | +65 | $101.6K | -$2.4K | 0.6% |
| Cetera Investment Advisers | 22,759 | +591 | $211.7K | -$715 | 2.7% |
Reduced(41)
Sold Out(5)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| GraniteShares Advisors LLC | 0 | -335,015 | $0 | -$3.2M | — |
| Pathstone Holdings, LLC | 0 | -319,437 | $0 | -$3.1M | — |
| VSM Wealth Advisory, LLC | 0 | -6,424 | $0 | -$61.5K | — |
| Rockefeller Capital Management L.P. | 0 | -308 | $0 | -$3.0K | — |
| Virtu Financial LLC | 0 | -12,189 | $0 | -$117 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | 820,328 | $7.6M | +4,870 | 0.6% |
| Royal Bank of Canada | 795,447 | $7.4M | -428,981 | -35.0% |
| GUGGENHEIM CAPITAL LLC | 711,529 | $6.6M | +160,109 | 29.0% |
| MORGAN STANLEY | 579,583 | $5.4M | -9,211 | -1.6% |
| Invesco Ltd. | 545,513 | $5.1M | -3,722 | -0.7% |
| 1607 Capital Partners, LLC | 525,628 | $4.9M | -140,306 | -21.1% |
| Shaker Financial Services, LLC | 347,848 | $3.3M | -18,718 | -5.1% |
| AMERIPRISE FINANCIAL INC | 264,137 | $2.5M | +10,517 | 4.1% |
| Sowell Financial Services LLC | 159,867 | $1.5M | -2,497 | -1.5% |
| Rareview Capital LLC | 151,876 | $1.4M | +13,225 | 9.5% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 131,579 | $1.2M | -2,905 | -2.2% |
| LPL Financial LLC | 125,640 | $1.2M | +23,513 | 23.0% |
| UBS Group AG | 106,547 | $990.9K | +51,024 | 91.9% |
| Advisors Asset Management, Inc. | 89,467 | $832.0K | +89,467 | — |
| ADVISOR GROUP HOLDINGS, INC. | 79,839 | $742.7K | +6,221 | 8.4% |
| NWF Advisory Services Inc. | 73,600 | $681.9K | +61,200 | 493.5% |
| BANK OF AMERICA CORP /DE/ | 69,696 | $648.2K | -4,948 | -6.6% |
| BENJAMIN EDWARDS INC | 66,369 | $617.3K | -10,601 | -13.8% |
| Morey & Quinn Wealth Partners, LLC | 63,431 | $589.9K | 0 | 0.0% |
| STIFEL FINANCIAL CORP | 61,998 | $576.6K | -2,796 | -4.3% |
New & Closed Positions this quarter
Closed Positions
5 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for ERC against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.