13F QoQ Ownership Changes
ECCW Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 28 new · 40 added · 56 reduced · 12 exited
New Positions(28)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 454,249 | +454,249 | $2.6M | +$2.6M | — |
| ARES MANAGEMENT LLC | 311,659 | +311,659 | $1.8M | +$1.8M | — |
| Invesco Ltd. | 201,527 | +201,527 | $1.2M | +$1.2M | — |
| XTX Topco Ltd | 134,413 | +134,413 | $774.2K | +$774.2K | — |
| Thomas J. Herzfeld Advisors, Inc. | 124,736 | +124,736 | $718.5K | +$718.5K | — |
| NWF Advisory Services Inc. | 51,573 | +51,573 | $523.8K | +$523.8K | — |
| TWO SIGMA SECURITIES, LLC | 73,186 | +73,186 | $421.6K | +$421.6K | — |
| Quadrature Capital Ltd | 67,546 | +67,546 | $389.1K | +$389.1K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 61,345 | +61,345 | $353.3K | +$353.3K | — |
| Kovack Advisors, Inc. | 41,576 | +41,576 | $239.5K | +$239.5K | — |
| Marex Group plc | 36,999 | +36,999 | $213.1K | +$213.1K | — |
| Castleview Partners, LLC | 36,200 | +36,200 | $208.5K | +$208.5K | — |
| CIBC WORLD MARKET INC. | 33,673 | +33,673 | $194.0K | +$194.0K | — |
| Ferguson Shapiro LLC | 29,616 | +29,616 | $170.6K | +$170.6K | — |
| IFP Advisors, Inc | 21,200 | +21,200 | $130.9K | +$130.9K | — |
| Wealthcare Advisory Partners LLC | 13,417 | +13,417 | $77.3K | +$77.3K | — |
| Colter Lewis Investment Partners LLC | 12,500 | +12,500 | $72.0K | +$72.0K | — |
| Arlington Capital Management, Inc. | 10,360 | +10,360 | $59.7K | +$59.7K | — |
| Pinnacle Wealth Planning Services, Inc. | 6,414 | +6,414 | $36.9K | +$36.9K | — |
| Cape Investment Advisory, Inc. | 3,751 | +3,751 | $21.6K | +$21.6K | — |
| FLAGSHIP HARBOR ADVISORS, LLC | 3,464 | +3,464 | $20.0K | +$20.0K | — |
| Tower Research Capital LLC (TRC) | 3,161 | +3,161 | $18.2K | +$18.2K | — |
| Smartleaf Asset Management LLC | 3,081 | +3,081 | $17.7K | +$17.7K | — |
| US BANCORP \DE\ | 2,742 | +2,742 | $15.8K | +$15.8K | — |
| COMERICA BANK | 734 | +734 | $4.2K | +$4.2K | — |
| Allworth Financial LP | 225 | +225 | $1.5K | +$1.5K | — |
| JPMORGAN CHASE & CO | 200 | +200 | $1.2K | +$1.2K | — |
| DANSKE BANK A/S | 4 | +4 | $23 | +$23 | — |
Added To(40)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1,278,195 | +854,625 | $7.4M | +$7.4M | 201.8% |
| MORGAN STANLEY | 2,467,854 | +755,471 | $14.2M | +$2.9M | 44.1% |
| JANE STREET GROUP, LLC | 460,318 | +288,314 | $2.7M | +$1.5M | 167.6% |
| RAYMOND JAMES FINANCIAL INC | 410,830 | +280,922 | $2.4M | +$1.5M | 216.2% |
| &PARTNERS | 202,685 | +180,335 | $1.2M | +$1.0M | 806.9% |
| Freestone Capital Holdings, LLC | 528,356 | +195,503 | $3.0M | +$843.2K | 58.7% |
| PFG Investments, LLC | 839,463 | +22,499 | $4.8M | -$564.8K | 2.8% |
| OSAIC HOLDINGS, INC. | 196,685 | +78,877 | $1.1M | +$334.7K | 67.0% |
| J.W. COLE ADVISORS, INC. | 319,506 | +12,697 | $1.8M | -$188.6K | 4.1% |
| Balboa Wealth Partners | 90,343 | +34,624 | $520.4K | +$152.1K | 62.1% |
| Global Retirement Partners, LLC | 18,912 | +18,712 | $108.9K | +$107.6K | 9356.0% |
| Apollon Wealth Management, LLC | 94,273 | +27,496 | $543.0K | +$101.6K | 41.2% |
| Oxinas Partners Wealth Management LLC | 136,185 | +4,835 | $784.4K | -$83.8K | 3.7% |
| Kestra Advisory Services, LLC | 177,311 | +11,021 | $1.0M | -$77.9K | 6.6% |
| CoreCap Advisors, LLC | 14,211 | +10,500 | $81.9K | +$57.3K | 282.9% |
| Parisi Gray Wealth Management | 68,724 | +424 | $395.9K | -$55.6K | 0.6% |
| CFO4Life Group, LLC | 36,175 | +12,700 | $208.4K | +$53.2K | 54.1% |
| MONEY CONCEPTS CAPITAL CORP | 354,597 | +41,391 | $2.0M | -$27.8K | 13.2% |
| Chicago Partners Investment Group LLC | 34,045 | +7,012 | $197.5K | +$27.7K | 25.9% |
| Global Assets Advisory, LLC | 32,433 | +1,068 | $186.8K | -$20.5K | 3.4% |
| Cetera Investment Advisers | 117,410 | +18,147 | $676.3K | +$20.2K | 18.3% |
| Royal Bank of Canada | 5,600 | +4,029 | $32.0K | +$19.0K | 256.5% |
| Mariner, LLC | 29,144 | +6,482 | $167.9K | +$18.1K | 28.6% |
| N.E.W. Advisory Services LLC | 5,300 | +2,650 | $30.5K | +$13.0K | 100.0% |
| Corient Private Wealth LLC | 18,366 | +564 | $105.8K | -$11.9K | 3.2% |
| TCTC Holdings, LLC | 8,000 | +2,500 | $46.1K | +$9.7K | 45.5% |
| WPG Advisers, LLC | 3,694 | +1,880 | $21.3K | +$9.3K | 103.6% |
| AXXCESS WEALTH MANAGEMENT, LLC | 10,659 | +141 | $61.4K | -$8.1K | 1.3% |
| EVOKE WEALTH, LLC | 19,792 | +3,440 | $114.0K | +$5.9K | 21.0% |
| WADDELL & ASSOCIATES, LLC | 13,192 | +819 | $76.0K | -$5.8K | 6.6% |
| FIRST FOUNDATION ADVISORS | 13,920 | +920 | $80.2K | -$5.7K | 7.1% |
| Sage Capital Advisors,llc | 41,170 | +4,544 | $237.1K | -$5.0K | 12.4% |
| Freestate Advisors LLC | 11,932 | +788 | $68.7K | -$4.9K | 7.1% |
| Fermata Advisors, LLC | 13,578 | +1,033 | $78.2K | -$4.7K | 8.2% |
| Compound Planning, Inc. | 19,220 | +3,135 | $110.7K | +$4.4K | 19.5% |
| AdvisorNet Financial, Inc | 10,983 | +906 | $63.3K | -$3.3K | 9.0% |
| MGO ONE SEVEN LLC | 32,217 | +3,860 | $185.6K | -$1.9K | 13.6% |
| BI Asset Management Fondsmaeglerselskab A/S | 247,357 | +180,305 | $1.4K | +$982 | 268.9% |
| WELLS FARGO & COMPANY/MN | 3 | +2 | $17 | +$8 | 200.0% |
| CWM, LLC | 1,158 | +100 | $7 | $0 | 9.4% |
Reduced(56)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| STONE POINT CAPITAL LLC | 5,822,728 | 0 | $33.5M | -$4.9M | 0.0% |
| North Ground Capital | 390,468 | -242,865 | $2.2M | -$2.7M | -38.3% |
| Legacy Wealth Managment, LLC/ID | 563,306 | -290,286 | $3.2M | -$2.4M | -34.0% |
| Alpine Global Management, LLC | 191,472 | -141,861 | $1.1M | -$1.1M | -42.5% |
| Rockefeller Capital Management L.P. | 252,918 | -54,934 | $1.5M | -$578.1K | -17.8% |
| UBS Group AG | 78,656 | -75,251 | $453.1K | -$564.3K | -48.9% |
| LPL Financial LLC | 123,448 | -59,101 | $711.1K | -$495.6K | -32.4% |
| COMMONWEALTH EQUITY SERVICES, LLC | 45,030 | -96,644 | $259.4K | +$258.4K | -68.2% |
| Virtus Investment Advisers, LLC | 302,090 | -32 | $1.7M | -$257.0K | -0.0% |
| Triumph Capital Management | 8,777 | -32,111 | $50.6K | -$219.7K | -78.5% |
| Private Advisor Group, LLC | 112,013 | -14,825 | $645.2K | -$193.2K | -11.7% |
| BANK OF AMERICA CORP /DE/ | 15,308 | -24,985 | $88.2K | -$178.2K | -62.0% |
| Samalin Investment Counsel, LLC | 73,224 | -11,307 | $421.8K | -$137.0K | -13.4% |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 94,743 | -5,373 | $545.7K | -$116.0K | -5.4% |
| B. Riley Wealth Advisors, Inc. | 17,620 | -12,194 | $101.5K | -$95.6K | -40.9% |
| M&T Bank Corp | 78,430 | 0 | $451.8K | -$66.7K | 0.0% |
| HARBOUR INVESTMENTS, INC. | 28,308 | -4,504 | $163.1K | -$53.8K | -13.7% |
| PNC Financial Services Group, Inc. | 1,400 | -7,700 | $8.1K | -$52.1K | -84.6% |
| Essex Financial Services, Inc. | 22,884 | -4,531 | $131.8K | -$49.4K | -16.5% |
| Prospera Financial Services Inc | 10,767 | -5,954 | $62.0K | -$48.5K | -35.6% |
| ENVESTNET ASSET MANAGEMENT INC | 10,047 | -4,620 | $57.9K | -$39.1K | -31.5% |
| Cerity Partners LLC | 16,595 | -2,500 | $95.6K | -$30.6K | -13.1% |
| Spire Wealth Management | 1,300 | -4,300 | $7.5K | -$29.5K | -76.8% |
| DOCK STREET ASSET MANAGEMENT INC | 32,954 | -40 | $189.8K | -$28.3K | -0.1% |
| TT Capital Management LLC | 12,500 | -2,400 | $72.0K | -$26.5K | -16.1% |
| Cresset Asset Management, LLC | 30,187 | 0 | $173.9K | -$25.7K | 0.0% |
| McIlrath & Eck, LLC | 2,618 | -3,505 | $15.1K | -$25.4K | -57.2% |
| BNP PARIBAS FINANCIAL MARKETS | 11,711 | -2,332 | $67.5K | -$25.4K | -16.6% |
| Ballentine Partners, LLC | 24,269 | 0 | $139.8K | -$20.6K | 0.0% |
| AMERIFLEX GROUP, INC. | 2,500 | -2,500 | $14.4K | -$18.6K | -50.0% |
| World Investment Advisors | 19,800 | 0 | $114.0K | -$16.8K | 0.0% |
| Creative Planning | 14,267 | -553 | $82.2K | -$15.8K | -3.7% |
| IEQ CAPITAL, LLC | 16,689 | 0 | $96.1K | -$14.2K | 0.0% |
| NBC SECURITIES, INC. | 11,000 | 0 | $63.4K | -$9.3K | 0.0% |
| Per Stirling Capital Management, LLC. | 10,100 | 0 | $58.2K | -$8.6K | 0.0% |
| Kingsview Wealth Management, LLC | 10,000 | 0 | $57.6K | -$8.5K | 0.0% |
| EverSource Wealth Advisors, LLC | 10,000 | 0 | $57.6K | -$8.5K | 0.0% |
| MONTAG A & ASSOCIATES INC | 1,000 | -750 | $5.8K | -$5.8K | -42.9% |
| Farther Finance Advisors, LLC | 4,202 | 0 | $24.2K | -$3.6K | 0.0% |
| Sunbelt Securities, Inc. | 3,950 | 0 | $22.8K | -$3.4K | 0.0% |
| CIBC Private Wealth Group LLC | 3,400 | 0 | $19.6K | -$2.9K | 0.0% |
| NewEdge Advisors, LLC | 2,978 | 0 | $17.2K | -$2.5K | 0.0% |
| WEBSTER BANK, N. A. | 2,855 | 0 | $16.4K | -$2.4K | 0.0% |
| Pacer Advisors, Inc. | 1,905 | 0 | $11.0K | -$1.6K | 0.0% |
| SWAN Capital LLC | 1,300 | 0 | $7.5K | -$1.1K | 0.0% |
| HIGHLINE WEALTH PARTNERS LLC | 1,000 | 0 | $5.8K | -$850 | 0.0% |
| WEDBUSH SECURITIES INC | 297,787 | -65,894 | $1.7K | -$689 | -18.1% |
| Blume Capital Management, Inc. | 750 | 0 | $4.3K | -$638 | 0.0% |
| Hilltop National Bank | 200 | 0 | $1.2K | -$170 | 0.0% |
| Arax Advisory Partners | 160 | 0 | $922 | -$136 | 0.0% |
| Cambridge Investment Research Advisors, Inc. | 75,945 | -8,598 | $437 | -$122 | -10.2% |
| MAI Capital Management | 100 | 0 | $576 | -$85 | 0.0% |
| Blue Trust, Inc. | 80 | 0 | $461 | -$68 | 0.0% |
| DHJJ Financial Advisors, Ltd. | 50 | 0 | $288 | -$43 | 0.0% |
| Arete Wealth Advisors, LLC | 18,485 | -1,200 | $106 | -$24 | -6.1% |
| MCF Advisors LLC | 0 | 0 | $1 | $0 | — |
Sold Out(12)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CastleKnight Management LP | 0 | -22,400 | $0 | -$148.1K | — |
| STEPHENS INC /AR/ | 0 | -15,000 | $0 | -$99.2K | — |
| SUMMITRY LLC | 0 | -12,000 | $0 | -$79.3K | — |
| HUDSON VALLEY INVESTMENT ADVISORS INC /ADV | 0 | -10,500 | $0 | -$69.4K | — |
| Abel Hall, LLC | 0 | -10,000 | $0 | -$66.1K | — |
| PRINCIPAL SECURITIES, INC. | 0 | -4,440 | $0 | -$29.3K | — |
| GPS Wealth Strategies Group, LLC | 0 | -3,200 | $0 | -$21.2K | — |
| Ameritas Advisory Services, LLC | 0 | -2,645 | $0 | -$17.5K | — |
| Advisory Services Network, LLC | 0 | -2,598 | $0 | -$17.2K | — |
| Newbridge Financial Services Group, Inc. | 0 | -1,158 | $0 | -$7.7K | — |
| Plante Moran Financial Advisors, LLC | 0 | -970 | $0 | -$6.4K | — |
| Russell Investments Group, Ltd. | 0 | -300 | $0 | -$2.0K | — |