New Positions
9 managers initiated
Top five by reported value
Barings Global Short Duration High Yield Fund NEW YORK STOCK EXCHANGE, INC.:BGH
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
9 new17 added25 reduced10 exited
Total Institutional Holders
51
as of 2025-12-31
Top Holder
WELLS FARGO & COMPANY/MN
$9.9M
Largest QoQ Increase
PFG Investments, LLC
+105,968 sh
Largest QoQ Decrease
Gridiron Partners, LLC
-739,281 sh
New Positions(9)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| PFG Investments, LLC | 105,968 | +105,968 | $1.6M | +$1.6M | — |
| Shaker Financial Services, LLC | 33,789 | +33,789 | $511.3K | +$511.3K | — |
| Founders Financial Alliance, LLC | 10,051 | +10,051 | $150.9K | +$150.9K | — |
| Vestmark Advisory Solutions, Inc. | 10,000 | +10,000 | $150.1K | +$150.1K | — |
| Allworth Financial LP | 6,100 | +6,100 | $91.6K | +$91.6K | — |
| Camelot Portfolios, LLC | 5,518 | +5,518 | $82.8K | +$82.8K | — |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3,337 | +3,337 | $50.1K | +$50.1K | — |
| JONES FINANCIAL COMPANIES LLLP | 850 | +850 | $12.8K | +$12.8K | — |
| FNY Investment Advisers, LLC | 800 | +800 | $12 | +$12 | — |
Added To(17)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | 68,000 | +44,000 | $1.0M | +$649.6K | 183.3% |
| GUGGENHEIM CAPITAL LLC | 329,624 | +41,766 | $4.9M | +$497.4K | 14.5% |
| MORGAN STANLEY | 185,588 | +26,369 | $2.8M | +$324.1K | 16.6% |
| J.W. COLE ADVISORS, INC. | 109,868 | +11,343 | $1.6M | +$125.9K | 11.5% |
| WELLS FARGO & COMPANY/MN | 661,907 | +25,312 | $9.9M | +$93.5K | 4.0% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 20,424 | +5,934 | $306.6K | +$82.5K | 41.0% |
| NewEdge Advisors, LLC | 68,149 | +205 | $1.0M | -$27.5K | 0.3% |
| BANK OF AMERICA CORP /DE/ | 58,730 | +128 | $881.5K | -$24.4K | 0.2% |
| ADVISOR GROUP HOLDINGS, INC. | 20,121 | +621 | $302.1K | -$12.1K | 3.2% |
| MCRAE CAPITAL MANAGEMENT INC | 22,281 | +279 | $334.4K | -$5.7K | 1.3% |
| Nilsine Partners, LLC | 63,501 | +1,495 | $953.1K | -$5.5K | 2.4% |
| UBS Group AG | 15,547 | +130 | $233.4K | -$5.0K | 0.8% |
| Jefferies Financial Group Inc. | 10,795 | +70 | $162.0K | -$3.8K | 0.7% |
| OPPENHEIMER & CO INC | 11,669 | +126 | $175.2K | -$3.3K | 1.1% |
| BARINGS LLC | 15,523 | +368 | $233.0K | -$1.3K | 2.4% |
| SOA Wealth Advisors, LLC. | 2,602 | +61 | $39.1K | -$224 | 2.4% |
| Janney Montgomery Scott LLC | 59,907 | +6,289 | $899 | +$70 | 11.7% |
Reduced(25)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Royal Bank of Canada | 56,737 | -66,041 | $852.0K | -$1.0M | -53.8% |
| Invesco Ltd. | 355,212 | -48,163 | $5.3M | -$904.4K | -11.9% |
| RAYMOND JAMES FINANCIAL INC | 174,347 | -35,553 | $2.6M | -$628.1K | -16.9% |
| LPL Financial LLC | 47,649 | -13,471 | $715.2K | -$229.7K | -22.0% |
| Secure Asset Management, LLC | 73,374 | -12,790 | $1.1M | -$229.0K | -14.8% |
| TSP Capital Management Group, LLC | 324,754 | -5,178 | $4.9M | -$226.2K | -1.6% |
| Hennion & Walsh Asset Management, Inc. | 28,932 | -12,905 | $434.3K | -$212.5K | -30.8% |
| Capital Investment Advisors, LLC | 156,945 | -6,513 | $2.4M | -$171.3K | -4.0% |
| Cetera Investment Advisers | 36,722 | -8,643 | $551.2K | -$150.2K | -19.1% |
| FIRST TRUST ADVISORS LP | 27,304 | -1,864 | $409.8K | -$41.1K | -6.4% |
| Advisors Asset Management, Inc. | 53,053 | -869 | $796.3K | -$37.3K | -1.6% |
| CALDWELL SUTTER CAPITAL, INC. | 16,400 | -914 | $246.2K | -$21.5K | -5.3% |
| CI Private Wealth, LLC | 27,085 | 0 | $406.5K | -$12.2K | 0.0% |
| Baird Financial Group, Inc. | 24,767 | 0 | $371.8K | -$11.1K | 0.0% |
| MML INVESTORS SERVICES, LLC | 16,423 | -95 | $246.5K | -$8.9K | -0.6% |
| MAI Capital Management | 57 | -512 | $856 | -$7.9K | -90.0% |
| COMERICA BANK | 12,000 | 0 | $180.1K | -$5.4K | 0.0% |
| Rockefeller Capital Management L.P. | 11,930 | 0 | $179.1K | -$5.4K | 0.0% |
| Mount Yale Investment Advisors, LLC | 10,000 | 0 | $151.3K | -$4.5K | 0.0% |
| Stephens Consulting, LLC | 1,281 | 0 | $19.4K | -$449 | 0.0% |
| HIGHLINE WEALTH PARTNERS LLC | 200 | 0 | $3.0K | -$90 | 0.0% |
| COHEN & STEERS, INC. | 186,013 | 0 | $2.8K | -$84 | 0.0% |
| Thrivent Financial for Lutherans | 23,795 | 0 | $357 | -$11 | 0.0% |
| CWM, LLC | 560 | 0 | $8 | -$1 | 0.0% |
| Lido Advisors, LLC | 20,732 | 0 | $323.1K | $0 | 0.0% |
Sold Out(10)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| ADAPT WEALTH ADVISORS, LLC | 0 | -88,800 | $0 | -$1.4M | — |
| JANE STREET GROUP, LLC | 0 | -21,300 | $0 | -$329.3K | — |
| Gridiron Partners, LLC | 0 | -739,281 | $0 | -$127.9K | — |
| JPMORGAN CHASE & CO | 0 | -1,368 | $0 | -$21.1K | — |
| BNP PARIBAS ARBITRAGE, SNC | 0 | -889 | $0 | -$13.7K | — |
| Future Financial Wealth Managment LLC | 0 | -800 | $0 | -$12.4K | — |
| Ameritas Advisory Services, LLC | 0 | -250 | $0 | -$3.9K | — |
| Asset Dedication, LLC | 0 | -79 | $0 | -$1.2K | — |
| HRT FINANCIAL LP | 0 | -11,725 | $0 | -$181 | — |
| Creekmur Asset Management LLC | 0 | -2 | $0 | -$25 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 661,907 | $9.9M | +25,312 | 4.0% |
| Invesco Ltd. | 355,212 | $5.3M | -48,163 | -11.9% |
| GUGGENHEIM CAPITAL LLC | 329,624 | $4.9M | +41,766 | 14.5% |
| TSP Capital Management Group, LLC | 324,754 | $4.9M | -5,178 | -1.6% |
| MORGAN STANLEY | 185,588 | $2.8M | +26,369 | 16.6% |
| RAYMOND JAMES FINANCIAL INC | 174,347 | $2.6M | -35,553 | -16.9% |
| Capital Investment Advisors, LLC | 156,945 | $2.4M | -6,513 | -4.0% |
| J.W. COLE ADVISORS, INC. | 109,868 | $1.6M | +11,343 | 11.5% |
| PFG Investments, LLC | 105,968 | $1.6M | +105,968 | — |
| Secure Asset Management, LLC | 73,374 | $1.1M | -12,790 | -14.8% |
| NewEdge Advisors, LLC | 68,149 | $1.0M | +205 | 0.3% |
| AMERIPRISE FINANCIAL INC | 68,000 | $1.0M | +44,000 | 183.3% |
| Nilsine Partners, LLC | 63,501 | $953.1K | +1,495 | 2.4% |
| BANK OF AMERICA CORP /DE/ | 58,730 | $881.5K | +128 | 0.2% |
| Royal Bank of Canada | 56,737 | $852.0K | -66,041 | -53.8% |
| Advisors Asset Management, Inc. | 53,053 | $796.3K | -869 | -1.6% |
| LPL Financial LLC | 47,649 | $715.2K | -13,471 | -22.0% |
| Cetera Investment Advisers | 36,722 | $551.2K | -8,643 | -19.1% |
| Shaker Financial Services, LLC | 33,789 | $511.3K | +33,789 | — |
| Hennion & Walsh Asset Management, Inc. | 28,932 | $434.3K | -12,905 | -30.8% |
New & Closed Positions this quarter
Closed Positions
10 managers exited
Top five by prior-quarter value
- ADAPT WEALTH ADVISORS, LLC$1.4M
- JANE STREET GROUP, LLC$329.3K
- Gridiron Partners, LLC$127.9K
- JPMORGAN CHASE & CO$21.1K
- BNP PARIBAS ARBITRAGE, SNC$13.7K
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for BGH against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.