13F HOLDINGS REPORT

Shaker Financial Services, LLC

Quarter ended Q1 2024 · Filed May 13, 2024 · Accession 0001172661-24-002188

Total Value

$258.4M

Positions

157

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (157)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	SRH TOTAL RETURN FUND INC	STEW	679,159	$10.2M	3.96%
2	SPROTT FOCUS TR INC	SII	902,867	$7.3M	2.81%
3	LIBERTY ALL-STAR GROWTH FD I	529900102	1,302,176	$7.1M	2.77%
4	NUVEEN S&P 500 BUY-WRITE INC	NU	509,619	$6.9M	2.66%
5	CENTRAL SECS CORP	155123102	144,940	$6.1M	2.34%
6	BLACKROCK ENHANCD CAP & INM	BLK	304,440	$5.9M	2.30%
7	EATON VANCE TAX ADVT DIV INC	ETN	243,838	$5.8M	2.23%
8	NUVEEN NASDAQ 100 DYNAMIC OV	670699107	229,898	$5.6M	2.18%
9	EATON VANCE TX ADV GLBL DIV	ETN	303,374	$5.5M	2.14%
10	ALLSPRING MULTI SECTOR INCOM	ERC	512,598	$4.8M	1.86%
11	EATON VANCE TAX-MANAGED BUY-	ETN	358,786	$4.6M	1.79%
12	ROYCE MICRO-CAP TR INC	RMT	488,719	$4.6M	1.79%
13	NUVEEN S&P 500 DYNAMIC OVERW	6706EW100	275,950	$4.4M	1.71%
14	ALLSPRING INCOME OPPORTUNIT	EAD	633,335	$4.2M	1.64%
15	FIRST TR ENHANCED EQUITY INC	337318109	210,193	$4.0M	1.54%
16	PGIM SHORT DUR HIG YLD OPP F	69355J104	252,359	$3.9M	1.50%
17	NUVEEN FLOATING RATE INCOME	67072T108	437,190	$3.9M	1.49%
18	ALLSPRING GLOBAL DIVIDEND OP	EOD	768,800	$3.8M	1.46%
19	GENERAL AMERN INVS CO INC	368802104	76,463	$3.6M	1.38%
20	HIGHLAND GLOBAL ALLOCATION F	HGLB	455,967	$3.5M	1.35%
21	NUVEEN CORE EQUITY ALPHA FD	NU	234,193	$3.4M	1.30%
22	EATON VANCE TAX MNGED BUY WR	ETN	245,603	$3.4M	1.30%
23	VIRTUS GLOBAL MULTI-SECTOR I	VGI	436,897	$3.3M	1.29%
24	EATON VANCE LTD DURATION INC	ETN	336,662	$3.3M	1.27%
25	FRANKLIN LTD DURATION INCOME	FTF	518,783	$3.3M	1.26%
26	EUROPEAN EQUITY FD INC	298768102	361,027	$3.2M	1.24%
27	EATON VANCE TAX-MANAGED GLOB	ETN	391,833	$3.2M	1.24%
28	MFS CHARTER INCOME TR	MCR	476,421	$3.0M	1.17%
29	HANCOCK JOHN INVT TR II	410142103	220,220	$2.9M	1.12%
30	NUVEEN DOW 30 DYNMC OVERWRT	NU	191,249	$2.9M	1.11%
31	EATON VANCE TAX-MANAGED GLOB	ETN	348,448	$2.9M	1.11%
32	EATON VANCE RISK-MANAGED DIV	ETN	335,907	$2.8M	1.09%
33	NEW GERMANY FD INC	644465106	321,746	$2.8M	1.08%
34	GABELLI DIVID & INCOME TR	36242H104	119,022	$2.7M	1.06%
35	PIMCO GLOBAL STOCKSPLS INCM	722011103	354,480	$2.7M	1.06%
36	ADAMS DIVERSIFIED EQUITY FD	006212104	137,042	$2.7M	1.04%
37	CALAMOS STRATEGIC TOTAL RETU	CSQ	153,903	$2.5M	0.97%
38	GABELLI EQUITY TR INC	GAB-PK	443,099	$2.4M	0.95%
39	TEMPLETON EMERGING MKTS INCO	880192109	446,002	$2.4M	0.94%
40	RIVERNORTH DOUBLELINE STRATE	OPP-PC	274,924	$2.4M	0.92%
41	SWISS HELVETIA FD INC	SWZ	292,378	$2.3M	0.90%
42	FIRST TR INTER DURATN PFD &	33718W103	123,494	$2.2M	0.86%
43	CALAMOS GBL DYN INCOME FUND	12811L107	336,287	$2.2M	0.85%
44	ABRDN INCOME CREDIT STRATEGI	ACP-PA	319,113	$2.2M	0.84%
45	TRI CONTL CORP	895436103	69,475	$2.1M	0.83%
46	PGIM GLOBAL HIGH YIELD FD FO	69346J106	177,501	$2.1M	0.82%
47	PGIM HIGH YIELD BOND FUND IN	ISD	162,180	$2.1M	0.82%
48	JOHN HANCOCK HEDGED EQUITY &	HEQ	200,374	$2.1M	0.81%
49	FIRST TR HIGH INCOME LONG /	33738E109	172,337	$2.1M	0.80%
50	BANCROFT FD LTD	059695106	125,446	$2.0M	0.78%
51	BRANDYWINEGBL GBL INCM OPP F	10537L104	222,440	$1.9M	0.74%
52	ABRDN GLOBAL DYNAMIC DIVIDEN	AGD	193,982	$1.9M	0.73%
53	BLACKROCK ENHANCED EQUITY DI	BLK	222,171	$1.8M	0.71%
54	INVESCO HIGH INCOME TR II	IVZ	147,806	$1.6M	0.61%
55	FLAHERTY & CRUMRINE DYNAMIC	DFP	78,379	$1.5M	0.58%
56	ROYCE VALUE TR INC	RVT	95,125	$1.4M	0.56%
57	SOURCE CAP INC	SOR	32,836	$1.4M	0.54%
58	RIVERNORTH CAP AND INCM FD I	76882B108	87,785	$1.4M	0.54%
59	PIMCO INCOME STRATEGY FD	72201H108	162,570	$1.4M	0.54%
60	HANCOCK JOHN PREM DIVID FD	41013T105	116,946	$1.4M	0.53%
61	TAIWAN FD INC	874036106	33,272	$1.3M	0.51%
62	VIRTUS DIVIDEND INTEREST & P	NFJ	101,826	$1.3M	0.50%
63	SPECIAL OPPORTUNITIES FD INC	84741T104	102,759	$1.3M	0.50%
64	COHEN & STEERS LTD DURATION	19248C105	62,591	$1.3M	0.49%
65	WESTERN ASSET EMERGING MKTS	95766A101	128,302	$1.2M	0.48%
66	PIONEER DIVERSIFIED HIGH INC	723653101	104,265	$1.2M	0.48%
67	SABA CAPITAL INCOME & OPRNT	78518H202	166,533	$1.2M	0.47%
68	PUTNAM PREMIER INCOME TR	PPT	342,209	$1.2M	0.47%
69	ECOFIN SUSTAINABLE AND SOCIA	27901F109	101,114	$1.2M	0.46%
70	ADVENT CONV & INCOME FD	00764C109	99,796	$1.2M	0.46%
71	VOYA ASIA PAC HIGH DIV EQT I	92912J102	182,946	$1.2M	0.45%
72	NUVEEN PFD & INCOME OPPORTUN	NU	158,013	$1.1M	0.44%
73	EATON VANCE TAX-MANAGED DIVE	ETN	84,424	$1.1M	0.44%
74	VIRTUS CONVERTIBLE & INC FD	92838U108	371,625	$1.1M	0.43%
75	HANCOCK JOHN PFD INCOME FD	41013W108	66,374	$1.1M	0.43%
76	VIRTUS CONVERTIBLE & INCOME	92838X102	321,498	$1.1M	0.42%
77	MFS MULTIMARKET INCOME TR	MMT	230,526	$1.1M	0.41%
78	BARINGS GLOBAL SHORT DURATIO	BGH	72,075	$1.0M	0.40%
79	PIONEER FLOATING RATE FUND I	PHD	106,971	$1.0M	0.40%
80	NUVEEN CORE PLUS IMPACT FUND	NPCT	98,884	$1.0M	0.40%
81	BLACKROCK LTD DURATION INCOM	BLK	71,216	$999,161	0.39%
82	NEUBERGER BERMAN NEXT GENERA	NBXG	83,526	$981,431	0.38%
83	MEXICO EQUITY & INCOME FD	592834105	84,204	$973,399	0.38%
84	GABELLI GLOBAL SMALL & MID C	GGZ	78,248	$940,541	0.36%
85	VIRTUS EQUITY & CONV INCM FD	92841M101	38,974	$872,628	0.34%
86	CLOUGH GLOBAL OPPORTUNITIES	GLO	171,389	$870,657	0.34%
87	BNY MELLON HIGH YIELD STRATE	DHF	341,470	$836,123	0.32%
88	ELLSWORTH GROWTH & INCOME FD	289074106	97,238	$789,573	0.31%
89	COHEN & STEERS SELECT PFD &	19248Y107	38,902	$777,651	0.30%
90	EATON VANCE SHORT DURATION D	ETN	72,355	$764,069	0.30%
91	COHEN & STEERS TAX ADVAN PFD	19249X108	38,322	$751,495	0.29%
92	ABRDN TOTAL DYNAMIC DIVIDEND	AOD	85,437	$708,273	0.27%
93	EATON VANCE ENHANCED EQUITY	ETN	38,357	$699,249	0.27%
94	SABA CAPITAL INCOME & OPPORT	880198106	181,785	$694,419	0.27%
95	FIRST TR HIGH YIELD OPPRT 20	33741Q107	46,211	$671,908	0.26%
96	NUVEEN TAXABLE MUNICPAL INM	NU	43,375	$667,694	0.26%
97	BROOKFIELD REAL ASSETS INCOM	RA	51,253	$662,189	0.26%
98	EATON VANCE ENHANCED EQUITY	ETN	32,762	$660,810	0.26%
99	BLACKROCK ENHANCED INTL DIV	BLK	117,473	$649,626	0.25%
100	SPDR S&P 500 ETF TR	SPY	1,222	$644,331	0.25%
101	HANCOCK JOHN FINL OPPTYS FD	409735206	21,211	$627,422	0.24%
102	FIRST TR SR FLTG RATE INCOME	33733U108	59,343	$614,201	0.24%
103	WESTERN ASSET GBL HIGH INC F	95766B109	86,248	$609,991	0.24%
104	JAPAN SMALLER CAPITALIZATION	JOF	75,633	$603,552	0.23%
105	TEMPLETON DRAGON FD INC	88018T101	72,437	$569,355	0.22%
106	TEMPLETON EMERGING MKTS FD	880191101	47,427	$566,279	0.22%
107	EATON VANCE TAX-ADVANTAGED G	ETN	21,425	$535,197	0.21%
108	BLACKROCK ENHANCED GLOBAL DI	BLK	50,847	$531,860	0.21%
109	CHINA FD INC	169373107	52,069	$520,170	0.20%
110	BLACKSTONE LONG SHORT CR INC	BGX	41,321	$508,662	0.20%
111	MEXICO FD INC	592835102	26,216	$503,872	0.19%
112	WESTERN ASSET HIGH YIELD DEF	HYI	41,659	$502,200	0.19%
113	MORGAN STANLEY CHINA A SH FD	MS-PQ	38,116	$458,916	0.18%
114	ALLIANCEBERNSTEIN GLOBAL HIG	AWF	40,386	$428,900	0.17%
115	DOUBLELINE INCOME SOLUTIONS	DSL	33,400	$424,180	0.16%
116	VOYA GLBL ADV & PREM OPP FD	92912R104	46,692	$422,096	0.16%
117	BLACKROCK ESG CAP ALLC TERM	BLK	23,400	$406,224	0.16%
118	PIONEER HIGH INCOME FUND INC	72369H106	52,182	$399,715	0.15%
119	VIRTUS TOTAL RETURN FD INC	92835W107	70,725	$393,939	0.15%
120	CALAMOS LNG SHR EQT DYNAMIC	12812C106	25,087	$387,093	0.15%
121	ABRDN JAPAN EQUITY FUND INC	JEQ	60,813	$378,865	0.15%
122	ABRDN ASIA PACIFIC INCOME FU	ABAKF	134,888	$377,687	0.15%
123	CLOUGH GLOBAL EQUITY FD	18914C100	56,452	$367,503	0.14%
124	ABRDN EMRG MKTS EQTY INCM FD	AEF	69,779	$352,384	0.14%
125	VOYA EMERGING MKTS HIGH DIVI	92912P108	64,419	$339,489	0.13%
126	MORGAN STANLEY EMERGING MKTS	MS-PQ	69,507	$336,414	0.13%
127	KOREA FD INC	500634209	12,746	$324,131	0.13%
128	BLACKROCK INNOVATION AND GRW	BLK	39,000	$317,460	0.12%
129	THORNBURG INCM BUILDER OPP T	885213108	19,500	$315,315	0.12%
130	MFS INTER INCOME TR	55273C107	116,736	$310,518	0.12%
131	FRANKLIN UNVL TR	355145103	44,121	$292,964	0.11%
132	HANCOCK JOHN INCOME SECS TR	410123103	25,917	$289,753	0.11%
133	RIVERNORTH OPPORTUNITIES FD	76881Y109	23,504	$282,989	0.11%
134	KKR INCOME OPPORTUNITIES FD	KKRT	20,779	$281,348	0.11%
135	ABRDN AUSTRALIA EQUITY FD IN	003011103	63,995	$272,619	0.11%
136	INVESCO QQQ TR	IVZ	603	$268,084	0.10%
137	CHIPOTLE MEXICAN GRILL INC	CMG	87	$252,889	0.10%
138	INVESCO BD FD	IVZ	15,865	$248,288	0.10%
139	CALAMOS GLOBAL TOTAL RETURN	CGO	22,259	$231,494	0.09%
140	NUVEEN CR STRATEGIES INCOME	NU	38,308	$215,445	0.08%
141	BNY MELLON ALCENTRA GLOBAL C	05588N108	24,993	$215,190	0.08%
142	FIRST TR MTG INCOME FD	33734E103	17,009	$207,085	0.08%
143	ADOBE INC	ADBE	400	$201,840	0.08%
144	APOLLO SR FLOATING RATE FD I	037636107	13,694	$195,140	0.08%
145	DOUBLELINE YIELD OPPORTUNITI	DLY	11,600	$184,904	0.07%
146	GABELLI HLTHCARE & WELLNESS	36246K103	16,647	$170,466	0.07%
147	ROYCE GLOBAL VALUE TR INC	RGT	15,589	$166,647	0.06%
148	VIRTUS CONVERTIBLE & INC 202	92838R105	18,126	$159,600	0.06%
149	COHEN & STEERS CLOSED-END OP	19248P106	12,829	$149,972	0.06%
150	PUTNAM MASTER INTER INCOME T	746909100	46,358	$149,366	0.06%
151	PIMCO INCOME STRATEGY FD II	72201J104	19,000	$146,094	0.06%
152	BLACKROCK CR ALLOCATION INCO	BLK	12,000	$128,280	0.05%
153	BLACKROCK ENHANCED GOVT FD I	BLK	10,981	$104,210	0.04%
154	CLOUGH GLOBAL DIVID & INCOME	18913Y103	18,215	$101,822	0.04%
155	NUVEEN MULTI-MKT INCOME FD	NU	11,245	$68,792	0.03%
156	GABELLI CONV & INC SECS FD I	36240B109	15,380	$57,060	0.02%
157	VOYA GLBL EQTY DIV & PREM OP	92912T100	10,000	$53,000	0.02%