CUSIP 76881Y109
RIVERNORTH OPPORTUNITIES FD
95 institutions · $91.3M total · 11,540,356 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,732,551 | $20.3M | 15.01% | 2025-12-31 |
| 2 | MANGROVE PARTNERS IM, LLC | 515,627 | $6.3M | 4.46% | 2024-06-30 |
| 3 | LPL Financial LLC | 501,019 | $5.9M | 4.34% | 2025-12-31 |
| 4 | Yakira Capital Management, Inc. | 446,668 | $5.2M | 3.87% | 2025-12-31 |
| 5 | ABSOLUTE INVESTMENT ADVISERS, LLC | 384,389 | $4.6M | 3.33% | 2025-12-31 |
| 6 | BANK OF AMERICA CORP /DE/ | 311,461 | $3.7M | 2.69% | 2025-12-31 |
| 7 | B. Riley Wealth Advisors, Inc. | 253,229 | $3.3M | 2.19% | 2024-12-31 |
| 8 | WELLS FARGO & COMPANY/MN | 246,193 | $2.9M | 2.13% | 2025-12-31 |
| 9 | Royal Bank of Canada | 197,925 | $2.3M | 1.71% | 2025-12-31 |
| 10 | READYSTATE ASSET MANAGEMENT LP | 194,655 | $2.3M | 1.68% | 2025-12-31 |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 184,890 | $2.2M | 1.60% | 2025-12-31 |
| 12 | PRINCIPAL SECURITIES, INC. | 175,883 | $2.1M | 1.52% | 2025-12-31 |
| 13 | Quarry LP | 153,570 | $1.8M | 1.33% | 2025-12-31 |
| 14 | Tennessee Valley Asset Management Partners | 137,835 | $1.6M | 1.19% | 2025-12-31 |
| 15 | Everstar Asset Management, LLC | 135,467 | $1.6M | 1.17% | 2025-12-31 |
| 16 | BOOTHBAY FUND MANAGEMENT, LLC | 120,500 | $1.4M | 1.04% | 2025-09-30 |
| 17 | Baird Financial Group, Inc. | 120,777 | $1.4M | 1.04% | 2025-12-31 |
| 18 | Alpine Global Management, LLC | 118,000 | $1.4M | 1.02% | 2025-09-30 |
| 19 | OSAIC HOLDINGS, INC. | 119,803 | $1.4M | 1.03% | 2025-12-31 |
| 20 | Marks Group Wealth Management, Inc | 115,399 | $1.4M | 0.99% | 2025-12-31 |
| 21 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 87,852 | $1.0M | 0.76% | 2025-12-31 |
| 22 | STIFEL FINANCIAL CORP | 87,299 | $1.0M | 0.75% | 2025-12-31 |
| 23 | NOMURA HOLDINGS INC | 83,864 | $984.6K | 0.72% | 2025-12-31 |
| 24 | Opal Wealth Advisors, LLC | 69,843 | $820.0K | 0.60% | 2025-12-31 |
| 25 | Balyasny Asset Management L.P. | 58,603 | $703.2K | 0.50% | 2025-09-30 |
| 26 | Advisor OS, LLC | 59,496 | $698.5K | 0.51% | 2025-12-31 |
| 27 | CSS LLC/IL | 59,275 | $695.9K | 0.51% | 2025-12-31 |
| 28 | NWF Advisory Services Inc. | 58,027 | $663.8K | 0.50% | 2025-12-31 |
| 29 | AEGON USA Investment Management, LLC | 50,165 | $614.5K | 0.43% | 2024-06-30 |
| 30 | Allworth Financial LP | 51,793 | $608.0K | 0.44% | 2025-12-31 |
| 31 | OPPENHEIMER & CO INC | 51,569 | $605.4K | 0.44% | 2025-12-31 |
| 32 | RAYMOND JAMES & ASSOCIATES | 45,317 | $585.5K | 0.39% | 2024-09-30 |
| 33 | RAYMOND JAMES FINANCIAL INC | 49,528 | $581.5K | 0.42% | 2025-12-31 |
| 34 | Sheaff Brock Investment Advisors, LLC | 44,680 | $526.8K | 0.38% | 2025-03-31 |
| 35 | Calamos Advisors LLC | 35,317 | $456.3K | 0.30% | 2024-09-30 |
| 36 | Shaker Financial Services, LLC | 38,476 | $451.7K | 0.33% | 2025-12-31 |
| 37 | Kovack Advisors, Inc. | 37,385 | $441.1K | 0.32% | 2025-12-31 |
| 38 | Raymond James Financial Services Advisors, Inc. | 29,405 | $379.9K | 0.25% | 2024-09-30 |
| 39 | Strategic Wealth Investment Group, LLC | 705 | $379.9K | 0.00% | 2024-12-31 |
| 40 | BlackDiamond Wealth Management, LLC | 28,273 | $348.3K | 0.24% | 2024-06-30 |
| 41 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 28,892 | $347.9K | 0.25% | 2024-03-31 |
| 42 | Atria Wealth Solutions, Inc. | 28,850 | $340.1K | 0.24% | 2025-03-31 |
| 43 | Total Wealth Planning & Management, Inc. | 28,705 | $337.0K | 0.24% | 2025-12-31 |
| 44 | Private Advisor Group, LLC | 26,130 | $306.8K | 0.22% | 2025-12-31 |
| 45 | SeaCrest Wealth Management, LLC | 21,885 | $259.1K | 0.18% | 2025-12-31 |
| 46 | UBS Group AG | 21,707 | $254.8K | 0.18% | 2025-12-31 |
| 47 | Sigma Planning Corp | 20,725 | $249.5K | 0.17% | 2024-03-31 |
| 48 | Westside Investment Management, Inc. | 20,000 | $234.8K | 0.17% | 2025-12-31 |
| 49 | HighTower Advisors, LLC | 19,280 | $226.3K | 0.16% | 2025-12-31 |
| 50 | NewEdge Advisors, LLC | 19,100 | $224.2K | 0.16% | 2025-12-31 |
| 51 | COMMONWEALTH EQUITY SERVICES, LLC | 18,723 | $219.8K | 0.16% | 2025-12-31 |
| 52 | CoreCap Advisors, LLC | 15,652 | $183.8K | 0.13% | 2025-12-31 |
| 53 | BlackRock, Inc. | 15,373 | $180.5K | 0.13% | 2025-12-31 |
| 54 | Sequoia Financial Advisors, LLC | 14,000 | $164.4K | 0.12% | 2025-12-31 |
| 55 | WealthTrust Asset Management, LLC | 13,302 | $156.2K | 0.11% | 2025-12-31 |
| 56 | U.S. Capital Wealth Advisors, LLC | 12,000 | $147.0K | 0.10% | 2024-06-30 |
| 57 | Cetera Investment Advisers | 12,424 | $145.9K | 0.10% | 2025-12-31 |
| 58 | TRANSCEND CAPITAL ADVISORS, LLC | 11,000 | $142.1K | 0.09% | 2024-09-30 |
| 59 | Tactive Advisors, LLC | 11,908 | $139.8K | 0.10% | 2025-12-31 |
| 60 | CHANNEL WEALTH LLC | 11,621 | $136.4K | 0.10% | 2025-12-31 |
| 61 | CIBC Bancorp USA Inc. | 11,300 | $135.6K | 0.09% | 2025-09-30 |
| 62 | Strategic Financial Concepts, LLC | 10,800 | $129.6K | 0.09% | 2025-09-30 |
| 63 | CIBC Private Wealth Group LLC | 11,000 | $129.1K | 0.09% | 2025-12-31 |
| 64 | JANE STREET GROUP, LLC | 10,525 | $123.6K | 0.09% | 2025-12-31 |
| 65 | CARY STREET PARTNERS FINANCIAL LLC | 10,500 | $120.6K | 0.09% | 2024-12-31 |
| 66 | Gateway Wealth Partners, LLC | 10,123 | $118.8K | 0.08% | 2025-12-31 |
| 67 | Independent Advisor Alliance | 10,023 | $115.2K | 0.08% | 2024-12-31 |
| 68 | Truvestments Capital LLC | 9,133 | $107.7K | 0.07% | 2025-03-31 |
| 69 | Plante Moran Financial Advisors, LLC | 3,757 | $45.2K | 0.03% | 2024-03-31 |
| 70 | OLIVER LAGORE VANVALIN INVESTMENT GROUP | 3,400 | $40.1K | 0.02% | 2025-06-30 |
| 71 | SIT INVESTMENT ASSOCIATES INC | 2,771,040 | $32.5K | 24.01% | 2025-12-31 |
| 72 | NATIONAL BANK OF CANADA /FI/ | 2,639 | $30.9K | 0.02% | 2025-12-31 |
| 73 | GHP Investment Advisors, Inc. | 2,110 | $27.3K | 0.01% | 2024-09-30 |
| 74 | Ashton Thomas Private Wealth, LLC | 2,000 | $24.5K | 0.01% | 2024-06-30 |
| 75 | SOA Wealth Advisors, LLC. | 2,021 | $24.3K | 0.01% | 2025-09-30 |
| 76 | Pinnacle Wealth Planning Services, Inc. | 2,000 | $23.5K | 0.01% | 2025-12-31 |
| 77 | Synergy Asset Management, LLC | 1,200 | $15.5K | 0.01% | 2024-12-31 |
| 78 | Elequin Capital, LP | 851 | $10.0K | 0.00% | 2025-03-31 |
| 79 | Penserra Capital Management LLC | 664,632 | $7.8K | 5.75% | 2025-12-31 |
| 80 | Luminist Capital LLC | 537 | $6.3K | 0.00% | 2025-12-31 |
| 81 | Arete Wealth Advisors, LLC | 377,169 | $4.4K | 3.26% | 2025-12-31 |
| 82 | Geneos Wealth Management Inc. | 310 | $3.6K | 0.00% | 2025-12-31 |
| 83 | WOLVERINE ASSET MANAGEMENT LLC | 255 | $3.0K | 0.00% | 2025-03-31 |
| 84 | HIGHLINE WEALTH PARTNERS LLC | 180 | $2.1K | 0.00% | 2025-12-31 |
| 85 | RPg Family Wealth Advisory, LLC | 125 | $1.6K | 0.00% | 2024-09-30 |
| 86 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 106 | $1.3K | 0.00% | 2024-06-30 |
| 87 | Ameritas Advisory Services, LLC | 100 | $1.2K | 0.00% | 2025-06-30 |
| 88 | Farther Finance Advisors, LLC | 83 | $974 | 0.00% | 2025-12-31 |
| 89 | Janney Montgomery Scott LLC | 31,279 | $367 | 0.27% | 2025-12-31 |
| 90 | WEDBUSH SECURITIES INC | 26,489 | $311 | 0.22% | 2025-12-31 |
| 91 | Sunbelt Securities, Inc. | 10 | $117 | 0.00% | 2025-06-30 |
| 92 | CWM, LLC | 623 | $7 | 0.00% | 2025-12-31 |
| 93 | AlphaMark Advisors, LLC | 46 | $1 | 0.00% | 2024-12-31 |
| 94 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | $0 | 0.00% | 2024-03-31 |
| 95 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |