CUSIP 037636107
APOLLO SR FLOATING RATE FD I
87 institutions · $73.4M total · 5,494,953 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,057,424 | $15.4M | 19.24% | 2025-03-31 |
| 2 | OAKTREE CAPITAL MANAGEMENT LP | 367,821 | $4.9M | 6.69% | 2023-12-31 |
| 3 | GUGGENHEIM CAPITAL LLC | 331,759 | $4.8M | 6.03% | 2024-06-30 |
| 4 | Advisors Asset Management, Inc. | 302,779 | $4.4M | 5.51% | 2024-06-30 |
| 5 | Invesco Ltd. | 263,267 | $3.8M | 4.79% | 2024-06-30 |
| 6 | Saba Capital Management, L.P. | 253,837 | $3.4M | 4.61% | 2023-12-31 |
| 7 | Pathstone Holdings, LLC | 210,005 | $3.1M | 3.82% | 2024-06-30 |
| 8 | Next Capital Management LLC | 202,529 | $2.9M | 3.68% | 2024-06-30 |
| 9 | Resources Investment Advisors, LLC. | 189,649 | $2.8M | 3.45% | 2024-06-30 |
| 10 | LPL Financial LLC | 175,608 | $2.6M | 3.19% | 2024-06-30 |
| 11 | STIFEL FINANCIAL CORP | 161,778 | $2.4M | 2.94% | 2024-06-30 |
| 12 | ADVISOR PARTNERS II, LLC | 163,502 | $2.2M | 2.97% | 2023-12-31 |
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 129,168 | $1.7M | 2.35% | 2023-12-31 |
| 14 | Apollo Management Holdings, L.P. | 100,000 | $1.5M | 1.81% | 2024-06-30 |
| 15 | WELLS FARGO & COMPANY/MN | 96,264 | $1.4M | 1.75% | 2024-06-30 |
| 16 | B. Riley Wealth Advisors, Inc. | 107,682 | $1.4M | 1.95% | 2023-09-30 |
| 17 | BANK OF AMERICA CORP /DE/ | 94,026 | $1.4M | 1.71% | 2024-06-30 |
| 18 | Logan Stone Capital, LLC | 96,705 | $1.3M | 1.75% | 2023-12-31 |
| 19 | SUMMIT WEALTH & RETIREMENT PLANNING, INC. | 74,530 | $941.3K | 1.35% | 2023-06-30 |
| 20 | Bramshill Investments, LLC | 59,137 | $859.9K | 1.07% | 2024-06-30 |
| 21 | UBS Group AG | 53,295 | $774.9K | 0.96% | 2024-06-30 |
| 22 | SHUFRO ROSE & CO LLC | 52,200 | $759.0K | 0.94% | 2024-09-30 |
| 23 | AQR Arbitrage LLC | 54,153 | $727.8K | 0.98% | 2023-12-31 |
| 24 | Royal Bank of Canada | 47,304 | $674.0K | 0.86% | 2024-09-30 |
| 25 | United Advisor Group, LLC | 43,397 | $631.0K | 0.78% | 2024-06-30 |
| 26 | Clough Capital Partners L P | 48,100 | $593.6K | 0.87% | 2023-03-31 |
| 27 | Capital Investment Advisors, LLC | 38,623 | $561.6K | 0.70% | 2024-06-30 |
| 28 | Atomi Financial Group, Inc. | 24,988 | $363.3K | 0.45% | 2024-06-30 |
| 29 | HighTower Advisors, LLC | 27,905 | $357.0K | 0.50% | 2023-09-30 |
| 30 | Advisory Services Network, LLC | 23,394 | $340.1K | 0.42% | 2024-09-30 |
| 31 | Alpine Global Management, LLC | 17,000 | $247.2K | 0.30% | 2024-06-30 |
| 32 | Qube Research & Technologies Ltd | 16,457 | $221.2K | 0.29% | 2023-12-31 |
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,076 | $219.2K | 0.27% | 2024-06-30 |
| 34 | Almitas Capital LLC | 16,801 | $212.2K | 0.30% | 2023-06-30 |
| 35 | ZAZOVE ASSOCIATES LLC | 14,507 | $207.0K | 0.26% | 2024-06-30 |
| 36 | JONES ROAD CAPITAL MANAGEMENT, L.P. | 14,014 | $199.7K | 0.25% | 2024-03-31 |
| 37 | Shaker Financial Services, LLC | 13,694 | $195.1K | 0.24% | 2024-03-31 |
| 38 | Hennion & Walsh Asset Management, Inc. | 13,020 | $189.3K | 0.23% | 2024-06-30 |
| 39 | Rockefeller Capital Management L.P. | 14,000 | $180.7K | 0.25% | 2023-09-30 |
| 40 | MELFA WEALTH MANAGEMENT, LLC | 12,399 | $180.3K | 0.22% | 2024-06-30 |
| 41 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,524 | $179.2K | 0.26% | 2023-03-31 |
| 42 | ENVESTNET ASSET MANAGEMENT INC | 12,083 | $175.7K | 0.21% | 2024-06-30 |
| 43 | Williams Jones Wealth Management, LLC. | 12,000 | $174.5K | 0.21% | 2024-06-30 |
| 44 | FIRST FOUNDATION ADVISORS | 11,018 | $148.1K | 0.20% | 2023-12-31 |
| 45 | Wealthcare Advisory Partners LLC | 10,028 | $145.8K | 0.18% | 2024-06-30 |
| 46 | RAYMOND JAMES & ASSOCIATES | 10,651 | $143.2K | 0.19% | 2023-12-31 |
| 47 | CAROLINAS WEALTH CONSULTING LLC | 9,803 | $142.5K | 0.17% | 2024-06-30 |
| 48 | NOMURA HOLDINGS INC | 10,650 | $141.1K | 0.19% | 2024-03-31 |
| 49 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 11,110 | $137.1K | 0.20% | 2023-03-31 |
| 50 | Matisse Capital | 10,778 | $133.0K | 0.19% | 2023-03-31 |
| 51 | CoreCap Advisors, LLC | 9,000 | $128.3K | 0.16% | 2024-06-30 |
| 52 | ADVISOR GROUP HOLDINGS, INC. | 8,474 | $123.2K | 0.15% | 2024-06-30 |
| 53 | Westchester Capital Management, LLC | 8,068 | $117.3K | 0.14% | 2024-06-30 |
| 54 | JPMORGAN CHASE & CO | 6,126 | $89.1K | 0.11% | 2024-12-31 |
| 55 | COMERICA BANK | 5,798 | $84.3K | 0.10% | 2024-06-30 |
| 56 | Stonebridge Capital Advisors LLC | 4,000 | $49.4K | 0.07% | 2023-03-31 |
| 57 | Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,112 | $45.2K | 0.05% | 2024-06-30 |
| 58 | Steward Partners Investment Advisory, LLC | 3,048 | $44.3K | 0.05% | 2024-06-30 |
| 59 | Anchor Investment Management, LLC | 2,700 | $39.3K | 0.04% | 2024-09-30 |
| 60 | American Portfolios Advisors | 2,100 | $35.3K | 0.03% | 2023-03-31 |
| 61 | CIBC Private Wealth Group, LLC | 1,850 | $27.6K | 0.03% | 2024-06-30 |
| 62 | Accel Wealth Management | 2,176 | $27.5K | 0.03% | 2023-06-30 |
| 63 | WOLVERINE ASSET MANAGEMENT LLC | 2,116 | $27.3K | 0.03% | 2023-09-30 |
| 64 | Cape Investment Advisory, Inc. | 1,870 | $27.2K | 0.03% | 2024-06-30 |
| 65 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,340 | $19.5K | 0.02% | 2024-06-30 |
| 66 | PNC Financial Services Group, Inc. | 1,000 | $14.5K | 0.01% | 2024-06-30 |
| 67 | Allworth Financial LP | 900 | $13.4K | 0.01% | 2024-06-30 |
| 68 | Ameritas Advisory Services, LLC | 900 | $11.4K | 0.01% | 2023-06-30 |
| 69 | FIFTH THIRD BANCORP | 621 | $7.7K | 0.01% | 2023-03-31 |
| 70 | NewEdge Advisors, LLC | 300 | $4.4K | 0.00% | 2024-06-30 |
| 71 | SIT INVESTMENT ASSOCIATES INC | 185,072 | $2.5K | 3.36% | 2023-12-31 |
| 72 | Robinson Capital Management, LLC | 125 | $1.6K | 0.00% | 2023-12-31 |
| 73 | BDO Wealth Advisors, LLC | 99 | $1.3K | 0.00% | 2023-06-30 |
| 74 | Garner Asset Management Corp | 74,449 | $1.1K | 1.35% | 2024-06-30 |
| 75 | ASSETMARK, INC | 39 | $567 | 0.00% | 2024-06-30 |
| 76 | Janney Montgomery Scott LLC | 35,801 | $521 | 0.65% | 2024-06-30 |
| 77 | EverSource Wealth Advisors, LLC | 27 | $349 | 0.00% | 2023-09-30 |
| 78 | Virtu Financial LLC | 12,231 | $178 | 0.22% | 2024-06-30 |
| 79 | PRINCIPAL SECURITIES, INC. | 10 | $145 | 0.00% | 2024-06-30 |
| 80 | BENJAMIN F. EDWARDS & COMPANY, INC. | 9,100 | $132 | 0.16% | 2024-06-30 |
| 81 | Rockbridge Investment Management, LCC | 2 | $30 | 0.00% | 2024-03-31 |
| 82 | Baldrige Asset Management LLC | 1,370 | $17 | 0.02% | 2023-06-30 |
| 83 | FMR LLC | 1 | $14 | 0.00% | 2024-03-31 |
| 84 | BESSEMER GROUP INC | 505 | $7 | 0.00% | 2023-09-30 |
| 85 | IFP Advisors, Inc | 162 | $6 | 0.00% | 2023-03-31 |
| 86 | CWM, LLC | 19 | $0 | 0.00% | 2023-09-30 |
| 87 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2024-06-30 |