CUSIP 00764C109
ADVENT CONV & INCOME FD
122 institutions · $99.3M total · 12,054,134 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 788,747 | $9.9M | 6.54% | 2025-12-31 |
| 2 | GUGGENHEIM CAPITAL LLC | 785,038 | $9.8M | 6.51% | 2025-12-31 |
| 3 | RAYMOND JAMES FINANCIAL INC | 777,102 | $9.7M | 6.44% | 2025-12-31 |
| 4 | LPL Financial LLC | 567,005 | $7.1M | 4.70% | 2025-12-31 |
| 5 | MORGAN STANLEY | 481,017 | $6.0M | 3.99% | 2025-12-31 |
| 6 | Koshinski Asset Management, Inc. | 465,158 | $5.8M | 3.85% | 2025-12-31 |
| 7 | WELLS FARGO & COMPANY/MN | 428,505 | $5.4M | 3.55% | 2025-12-31 |
| 8 | Baird Financial Group, Inc. | 299,883 | $3.8M | 2.48% | 2025-12-31 |
| 9 | FCA CORP /TX | 231,225 | $2.9M | 1.91% | 2025-12-31 |
| 10 | Steward Partners Investment Advisory, LLC | 217,859 | $2.7M | 1.80% | 2025-12-31 |
| 11 | COMMONWEALTH EQUITY SERVICES, LLC | 163,357 | $2.0M | 1.35% | 2025-12-31 |
| 12 | Creative Planning | 140,680 | $1.8M | 1.16% | 2025-12-31 |
| 13 | Cyndeo Wealth Partners, LLC | 138,145 | $1.7M | 1.14% | 2025-12-31 |
| 14 | ADVISOR GROUP HOLDINGS, INC. | 117,678 | $1.5M | 0.97% | 2025-12-31 |
| 15 | UBS Group AG | 104,853 | $1.3M | 0.86% | 2025-12-31 |
| 16 | READYSTATE ASSET MANAGEMENT LP | 104,580 | $1.2M | 0.86% | 2024-12-31 |
| 17 | Formidable Asset Management, LLC | 89,316 | $1.1M | 0.74% | 2025-12-31 |
| 18 | WILEY BROS.-AINTREE CAPITAL, LLC | 81,621 | $1.0M | 0.67% | 2025-12-31 |
| 19 | NWF Advisory Services Inc. | 76,785 | $899.9K | 0.63% | 2025-12-31 |
| 20 | NewEdge Advisors, LLC | 69,775 | $875.0K | 0.57% | 2025-12-31 |
| 21 | Sanctuary Advisors, LLC | 67,293 | $843.9K | 0.55% | 2025-12-31 |
| 22 | BANK OF AMERICA CORP /DE/ | 62,814 | $803.4K | 0.52% | 2025-12-31 |
| 23 | Modern Wealth Management, LLC | 61,831 | $775.4K | 0.51% | 2025-12-31 |
| 24 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13,034 | $752.2K | 0.10% | 2025-12-31 |
| 25 | ABSOLUTE INVESTMENT ADVISERS LLC | 59,002 | $751.7K | 0.48% | 2025-12-31 |
| 26 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 55,820 | $716.2K | 0.46% | 2025-12-31 |
| 27 | PFG Investments, LLC | 56,300 | $706.0K | 0.46% | 2025-12-31 |
| 28 | Waverly Advisors, LLC | 54,270 | $680.6K | 0.45% | 2025-12-31 |
| 29 | STIFEL FINANCIAL CORP | 50,624 | $634.8K | 0.41% | 2025-12-31 |
| 30 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 47,636 | $597.4K | 0.39% | 2025-12-31 |
| 31 | GREENBERG FINANCIAL GROUP | 47,510 | $595.8K | 0.39% | 2025-12-31 |
| 32 | Heron Bay Capital Management | 42,823 | $537.0K | 0.35% | 2025-12-31 |
| 33 | Royal Bank of Canada | 40,939 | $513.0K | 0.33% | 2025-12-31 |
| 34 | Cetera Investment Advisers | 40,701 | $510.4K | 0.33% | 2025-12-31 |
| 35 | Quarry LP | 38,423 | $481.8K | 0.31% | 2025-12-31 |
| 36 | Concurrent Investment Advisors, LLC | 38,039 | $477.0K | 0.31% | 2025-12-31 |
| 37 | WCG Wealth Advisors LLC | 36,752 | $460.9K | 0.30% | 2025-12-31 |
| 38 | Calamos Advisors LLC | 35,282 | $451.3K | 0.29% | 2025-09-30 |
| 39 | Twelve Points Wealth Management LLC | 34,783 | $447.7K | 0.28% | 2025-12-31 |
| 40 | Integrated Wealth Concepts LLC | 34,337 | $439.2K | 0.28% | 2025-09-30 |
| 41 | Ameritas Advisory Services, LLC | 33,246 | $416.9K | 0.27% | 2025-12-31 |
| 42 | Sage Capital Management, LLC | 33,200 | $416.3K | 0.27% | 2025-12-31 |
| 43 | Centurion Wealth Management LLC | 32,773 | $411.0K | 0.27% | 2025-12-31 |
| 44 | PMG Family Office LLC | 30,489 | $390.0K | 0.25% | 2025-12-31 |
| 45 | Moors & Cabot, Inc. | 29,500 | $369.9K | 0.24% | 2025-12-31 |
| 46 | Invesco Ltd. | 28,922 | $362.7K | 0.23% | 2025-12-31 |
| 47 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,853 | $337.3K | 0.23% | 2025-06-30 |
| 48 | Newbridge Financial Services Group, Inc. | 24,636 | $315.1K | 0.20% | 2025-09-30 |
| 49 | Beacon Pointe Advisors, LLC | 23,428 | $293.8K | 0.19% | 2025-12-31 |
| 50 | CoreCap Advisors, LLC | 23,265 | $291.7K | 0.19% | 2025-12-31 |
| 51 | JANE STREET GROUP, LLC | 21,229 | $271.5K | 0.17% | 2025-09-30 |
| 52 | Atomi Financial Group, Inc. | 21,156 | $265.3K | 0.17% | 2025-12-31 |
| 53 | Shaker Financial Services, LLC | 20,934 | $262.5K | 0.17% | 2025-12-31 |
| 54 | PRIVATE TRUST CO NA | 20,558 | $257.8K | 0.17% | 2025-12-31 |
| 55 | Windsor Capital Management, LLC | 20,553 | $257.7K | 0.17% | 2025-12-31 |
| 56 | Vanguard Capital Wealth Advisors | 20,315 | $254.8K | 0.16% | 2025-12-31 |
| 57 | KESTRA PRIVATE WEALTH SERVICES, LLC | 19,700 | $247.0K | 0.16% | 2025-12-31 |
| 58 | ENVESTNET ASSET MANAGEMENT INC | 19,099 | $239.5K | 0.15% | 2025-12-31 |
| 59 | BENJAMIN EDWARDS INC | 19,093 | $239.4K | 0.15% | 2025-12-31 |
| 60 | COMERICA BANK | 18,721 | $234.8K | 0.15% | 2025-12-31 |
| 61 | CITADEL ADVISORS LLC | 19,121 | $220.5K | 0.15% | 2025-03-31 |
| 62 | TRUIST FINANCIAL CORP | 17,451 | $218.8K | 0.14% | 2025-12-31 |
| 63 | Elequin Securities, LLC | 15,416 | $186.7K | 0.12% | 2025-06-30 |
| 64 | Oxbow Advisors, LLC | 14,696 | $184.3K | 0.12% | 2025-12-31 |
| 65 | Tactive Advisors, LLC | 14,455 | $181.3K | 0.11% | 2025-12-31 |
| 66 | Encompass More Asset Management | 14,422 | $180.8K | 0.11% | 2025-12-31 |
| 67 | Merit Financial Group, LLC | 14,325 | $179.6K | 0.11% | 2025-12-31 |
| 68 | MELFA WEALTH MANAGEMENT, LLC | 13,802 | $173.1K | 0.11% | 2025-12-31 |
| 69 | LEVEL FOUR ADVISORY SERVICES, LLC | 13,094 | $164.2K | 0.10% | 2025-12-31 |
| 70 | Trust Investment Advisors | 12,650 | $161.8K | 0.10% | 2025-09-30 |
| 71 | Mariner, LLC | 13,284 | $160.9K | 0.11% | 2025-06-30 |
| 72 | L.M. KOHN & COMPANY | 13,165 | $159.4K | 0.10% | 2025-06-30 |
| 73 | Pinnacle Wealth Planning Services, Inc. | 12,398 | $155.5K | 0.10% | 2025-12-31 |
| 74 | Vestmark Advisory Solutions, Inc. | 12,181 | $152.8K | 0.10% | 2025-12-31 |
| 75 | Mount Yale Investment Advisors, LLC | 12,181 | $152.8K | 0.10% | 2025-12-31 |
| 76 | OPPENHEIMER & CO INC | 11,511 | $144.3K | 0.09% | 2025-12-31 |
| 77 | Ellevest, Inc. | 11,061 | $138.7K | 0.09% | 2025-12-31 |
| 78 | CALTON & ASSOCIATES, INC. | 10,856 | $136.1K | 0.09% | 2025-12-31 |
| 79 | TRANSCEND CAPITAL ADVISORS, LLC | 11,681 | $134.7K | 0.09% | 2025-03-31 |
| 80 | Ballew Advisors, Inc | 10,077 | $129.5K | 0.08% | 2025-12-31 |
| 81 | HARBOUR INVESTMENTS, INC. | 10,011 | $125.5K | 0.08% | 2025-12-31 |
| 82 | UNITED CAPITAL FINANCIAL ADVISERS, LLC | 10,000 | $121.1K | 0.08% | 2025-06-30 |
| 83 | Kestra Advisory Services, LLC | 9,491 | $119.0K | 0.07% | 2025-12-31 |
| 84 | Rockefeller Capital Management L.P. | 4,927 | $61.8K | 0.04% | 2025-12-31 |
| 85 | Atlantic Union Bankshares Corp | 4,700 | $58.9K | 0.03% | 2025-12-31 |
| 86 | MeadowBrook Investment Advisors LLC | 4,155 | $53.1K | 0.03% | 2025-09-30 |
| 87 | Caldwell Trust Co | 3,000 | $53.0K | 0.02% | 2025-09-30 |
| 88 | LFA - Lugano Financial Advisors SA | 2,759 | $34.3K | 0.02% | 2025-12-31 |
| 89 | SIT INVESTMENT ASSOCIATES INC | 2,437,672 | $30.6K | 20.22% | 2025-12-31 |
| 90 | CIBC Private Wealth Group, LLC | 2,059 | $25.8K | 0.01% | 2025-12-31 |
| 91 | ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 2,010 | $25.2K | 0.01% | 2025-12-31 |
| 92 | Parkside Financial Bank & Trust | 2,042 | $23.5K | 0.01% | 2025-03-31 |
| 93 | US BANCORP \DE\ | 1,474 | $18.5K | 0.01% | 2025-12-31 |
| 94 | Sound Income Strategies, LLC | 1,400 | $17.8K | 0.01% | 2025-12-31 |
| 95 | Penserra Capital Management LLC | 1,303,614 | $16.3K | 10.81% | 2025-12-31 |
| 96 | GHP Investment Advisors, Inc. | 1,300 | $16.3K | 0.01% | 2025-12-31 |
| 97 | Keating Financial Advisory Services, Inc. | 1,095 | $13.7K | 0.00% | 2025-12-31 |
| 98 | Banque Transatlantique SA | 1,210 | $12.9K | 0.01% | 2025-03-31 |
| 99 | Triumph Capital Management | 1,026 | $12.9K | 0.00% | 2025-12-31 |
| 100 | Golden State Wealth Management, LLC | 1,026 | $12.9K | 0.00% | 2025-12-31 |
| 101 | Federation des caisses Desjardins du Quebec | 1,000 | $12.5K | 0.00% | 2025-12-31 |
| 102 | ATTICUS WEALTH MANAGEMENT, LLC | 837 | $10.1K | 0.00% | 2025-06-30 |
| 103 | McIlrath & Eck, LLC | 805 | $10.1K | 0.00% | 2025-12-31 |
| 104 | Fortis Group Advisors, LLC | 544 | $6.8K | 0.00% | 2025-12-31 |
| 105 | Gen-Wealth Partners Inc | 495 | $6.2K | 0.00% | 2025-12-31 |
| 106 | North Star Investment Management Corp. | 420 | $5.3K | 0.00% | 2025-12-31 |
| 107 | Allworth Financial LP | 400 | $5.1K | 0.00% | 2025-12-31 |
| 108 | JPMORGAN CHASE & CO | 400 | $5.0K | 0.00% | 2025-12-31 |
| 109 | Advisory Services Network, LLC | 343 | $4.4K | 0.00% | 2025-09-30 |
| 110 | Global Retirement Partners, LLC | 314 | $4.0K | 0.00% | 2025-09-30 |
| 111 | Arete Wealth Advisors, LLC | 308,048 | $3.9K | 2.55% | 2025-12-31 |
| 112 | PNC Financial Services Group, Inc. | 279 | $3.5K | 0.00% | 2025-12-31 |
| 113 | ASSETMARK, INC | 262 | $3.3K | 0.00% | 2025-12-31 |
| 114 | WPG Advisers, LLC | 254 | $3.1K | 0.00% | 2025-06-30 |
| 115 | HIGHLINE WEALTH PARTNERS LLC | 220 | $2.8K | 0.00% | 2025-12-31 |
| 116 | COLDSTREAM CAPITAL MANAGEMENT INC | 191 | $2.2K | 0.00% | 2025-03-31 |
| 117 | Geneos Wealth Management Inc. | 99 | $1.2K | 0.00% | 2025-12-31 |
| 118 | IFP Advisors, Inc | 98 | $1.2K | 0.00% | 2025-12-31 |
| 119 | Cambridge Investment Research Advisors, Inc. | 68,452 | $858 | 0.56% | 2025-12-31 |
| 120 | Stolper Co | 61,919 | $776 | 0.51% | 2025-12-31 |
| 121 | CWM, LLC | 744 | $9 | 0.00% | 2025-12-31 |
| 122 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |