CUSIP 84741T104
SPECIAL OPPORTUNITIES FD INC
83 institutions · $93.5M total · 6,641,036 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | Kovitz Investment Group Partners, LLC | 1,383,383 | $21.4M | 20.83% | 2025-09-30 |
| 2 | Focus Partners Wealth | 1,323,104 | $19.4M | 19.92% | 2025-12-31 |
| 3 | Relative Value Partners Group, LLC | 1,599,294 | $19.2M | 24.08% | 2024-03-31 |
| 4 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 278,909 | $4.1M | 4.19% | 2025-12-31 |
| 5 | Shaker Financial Services, LLC | 250,579 | $4.0M | 3.77% | 2025-12-31 |
| 6 | GatePass Capital, LLC | 131,750 | $1.9M | 1.98% | 2025-12-31 |
| 7 | CSS LLC/IL | 115,979 | $1.7M | 1.74% | 2025-12-31 |
| 8 | Advisors Asset Management, Inc. | 112,888 | $1.7M | 1.69% | 2025-12-31 |
| 9 | SEVEN MILE ADVISORY | 108,416 | $1.6M | 1.63% | 2025-12-31 |
| 10 | SCOTIA CAPITAL INC. | 108,205 | $1.6M | 1.62% | 2025-12-31 |
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 103,488 | $1.5M | 1.55% | 2025-12-31 |
| 12 | Independent Advisor Alliance | 94,349 | $1.4M | 1.42% | 2024-12-31 |
| 13 | MORGAN STANLEY | 73,373 | $1.1M | 1.10% | 2025-12-31 |
| 14 | EPIQ PARTNERS, LLC | 67,426 | $937.9K | 1.01% | 2024-09-30 |
| 15 | FIRST MANHATTAN CO | 40,010 | $620.4K | 0.60% | 2025-12-31 |
| 16 | Cetera Investment Advisers | 38,001 | $558.2K | 0.57% | 2025-12-31 |
| 17 | Robinson Capital Management, LLC | 42,338 | $453.4K | 0.63% | 2023-12-31 |
| 18 | Jefferies Financial Group Inc. | 30,010 | $439.0K | 0.45% | 2024-12-31 |
| 19 | RAYMOND JAMES FINANCIAL INC | 29,078 | $427.2K | 0.43% | 2025-12-31 |
| 20 | RAYMOND JAMES & ASSOCIATES | 28,929 | $402.4K | 0.43% | 2024-09-30 |
| 21 | North Ground Capital | 27,500 | $402.3K | 0.41% | 2024-12-31 |
| 22 | Alpine Global Management, LLC | 25,000 | $365.8K | 0.37% | 2024-12-31 |
| 23 | ENVESTNET ASSET MANAGEMENT INC | 24,735 | $363.4K | 0.37% | 2025-12-31 |
| 24 | Matisse Capital | 22,786 | $317.0K | 0.34% | 2024-09-30 |
| 25 | OPPENHEIMER & CO INC | 20,766 | $305.1K | 0.31% | 2025-12-31 |
| 26 | TRUIST FINANCIAL CORP | 19,290 | $298.8K | 0.29% | 2025-06-30 |
| 27 | GUGGENHEIM CAPITAL LLC | 20,203 | $296.8K | 0.30% | 2025-12-31 |
| 28 | NBC SECURITIES, INC. | 19,770 | $290.4K | 0.29% | 2025-12-31 |
| 29 | Triad Investment Management | 24,827 | $271.4K | 0.37% | 2023-12-31 |
| 30 | Ancora Advisors, LLC | 18,470 | $271.3K | 0.27% | 2025-12-31 |
| 31 | ADVISOR GROUP HOLDINGS, INC. | 18,000 | $264.4K | 0.27% | 2025-12-31 |
| 32 | Sowell Financial Services LLC | 17,369 | $255.2K | 0.26% | 2025-12-31 |
| 33 | Almitas Capital LLC | 23,058 | $252.0K | 0.34% | 2023-12-31 |
| 34 | HARBOUR INVESTMENTS, INC. | 16,284 | $239.2K | 0.24% | 2025-12-31 |
| 35 | COMMONWEALTH EQUITY SERVICES, LLC | 15,885 | $233.3K | 0.23% | 2025-12-31 |
| 36 | Private Advisor Group, LLC | 16,462 | $229.0K | 0.24% | 2024-09-30 |
| 37 | Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 15,542 | $227.4K | 0.23% | 2024-12-31 |
| 38 | TrueMark Investments, LLC | 14,915 | $219.1K | 0.22% | 2025-12-31 |
| 39 | Live Oak Private Wealth LLC | 14,853 | $218.2K | 0.22% | 2025-12-31 |
| 40 | RPO LLC | 17,158 | $216.9K | 0.25% | 2024-03-31 |
| 41 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,755 | $205.2K | 0.22% | 2024-09-30 |
| 42 | PATRON PARTNERS, LLC | 13,825 | $203.1K | 0.20% | 2025-12-31 |
| 43 | NWF Advisory Services Inc. | 18,000 | $202.0K | 0.27% | 2025-12-31 |
| 44 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,367 | $196.4K | 0.20% | 2025-12-31 |
| 45 | WETHERBY ASSET MANAGEMENT INC | 12,637 | $195.7K | 0.19% | 2025-06-30 |
| 46 | ASPIRIANT, LLC | 13,246 | $193.8K | 0.19% | 2024-12-31 |
| 47 | K2 PRINCIPAL FUND, L.P. | 11,878 | $178.4K | 0.17% | 2025-03-31 |
| 48 | BRIGHTON JONES LLC | 13,246 | $173.3K | 0.19% | 2025-03-31 |
| 49 | WELLS FARGO & COMPANY/MN | 11,543 | $169.6K | 0.17% | 2025-12-31 |
| 50 | TCG Advisory Services, LLC | 12,900 | $168.7K | 0.19% | 2024-06-30 |
| 51 | HighTower Advisors, LLC | 10,598 | $155.7K | 0.15% | 2025-12-31 |
| 52 | ABSOLUTE INVESTMENT ADVISERS LLC | 10,504 | $153.7K | 0.15% | 2024-12-31 |
| 53 | Csenge Advisory Group | 13,287 | $149.1K | 0.20% | 2023-09-30 |
| 54 | Dynamic Advisor Solutions LLC | 10,125 | $140.8K | 0.15% | 2024-09-30 |
| 55 | Atlas Wealth LLC | 10,371 | $138.3K | 0.15% | 2024-06-30 |
| 56 | Cresset Asset Management, LLC | 10,000 | $126.4K | 0.15% | 2024-03-31 |
| 57 | Meixler Investment Management, Ltd. | 10,999 | $123.4K | 0.16% | 2023-09-30 |
| 58 | Crewe Advisors LLC | 6,970 | $97.0K | 0.10% | 2024-09-30 |
| 59 | Keating Financial Advisory Services, Inc. | 5,308 | $78.0K | 0.07% | 2025-12-31 |
| 60 | MAI Capital Management | 5,203 | $76.4K | 0.07% | 2025-12-31 |
| 61 | UBS Group AG | 4,933 | $72.5K | 0.07% | 2025-12-31 |
| 62 | Global Retirement Partners, LLC | 3,383 | $49.7K | 0.05% | 2025-12-31 |
| 63 | Quarry LP | 3,023 | $44.2K | 0.04% | 2024-12-31 |
| 64 | TUCKER ASSET MANAGEMENT LLC | 2,692 | $34.0K | 0.04% | 2024-06-30 |
| 65 | Royal Bank of Canada | 2,148 | $32.0K | 0.03% | 2025-12-31 |
| 66 | NewEdge Advisors, LLC | 2,162 | $31.8K | 0.03% | 2025-12-31 |
| 67 | WINMILL & CO. INC | 2,000 | $29.4K | 0.03% | 2025-12-31 |
| 68 | Kestra Advisory Services, LLC | 1,495 | $22.0K | 0.02% | 2025-12-31 |
| 69 | GODSEY & GIBB, INC | 1,155 | $17.9K | 0.01% | 2025-06-30 |
| 70 | WOLVERINE ASSET MANAGEMENT LLC | 937 | $13.8K | 0.01% | 2025-12-31 |
| 71 | Advisory Services Network, LLC | 882 | $13.7K | 0.01% | 2025-09-30 |
| 72 | Rockefeller Capital Management L.P. | 890 | $13.1K | 0.01% | 2025-12-31 |
| 73 | Indiana Trust & Investment Management CO | 810 | $11.9K | 0.01% | 2025-12-31 |
| 74 | Lindbrook Capital, LLC | 1,001 | $10.9K | 0.01% | 2023-12-31 |
| 75 | EASTERN BANK | 727 | $10.7K | 0.01% | 2025-12-31 |
| 76 | Sound Income Strategies, LLC | 692 | $10.5K | 0.01% | 2025-12-31 |
| 77 | CoreCap Advisors, LLC | 375 | $5.6K | 0.00% | 2025-03-31 |
| 78 | HIGHLINE WEALTH PARTNERS LLC | 200 | $2.9K | 0.00% | 2025-12-31 |
| 79 | CVA Family Office, LLC | 39 | $573 | 0.00% | 2025-12-31 |
| 80 | SkyView Investment Advisors, LLC | 29,923 | $391 | 0.45% | 2024-06-30 |
| 81 | BESSEMER GROUP INC | 250 | $3 | 0.00% | 2024-09-30 |
| 82 | CWM, LLC | 175 | $2 | 0.00% | 2023-12-31 |
| 83 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |