CUSIP 76882B108
RIVERNORTH CAP AND INCM FD I
46 institutions · $38.3M total · 2,760,636 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | Palatine Hill Wealth Management, LLC | 673,115 | $9.7M | 24.38% | 2025-12-31 |
| 2 | CSS LLC/IL | 294,880 | $4.2M | 10.68% | 2025-12-31 |
| 3 | NOMURA HOLDINGS INC | 250,000 | $3.7M | 9.05% | 2025-09-30 |
| 4 | StrategIQ Financial Group, LLC | 173,252 | $2.6M | 6.27% | 2023-12-31 |
| 5 | ADVISOR GROUP HOLDINGS, INC. | 179,232 | $2.6M | 6.49% | 2025-12-31 |
| 6 | Sea Otter Advisors LLC | 120,000 | $1.8M | 4.34% | 2024-06-30 |
| 7 | CANTOR FITZGERALD, L. P. | 122,266 | $1.8M | 4.42% | 2025-12-31 |
| 8 | ICON ADVISERS INC/CO | 120,282 | $1.7M | 4.35% | 2025-12-31 |
| 9 | Waverly Advisors, LLC | 92,523 | $1.3M | 3.35% | 2025-12-31 |
| 10 | Alpine Global Management, LLC | 73,778 | $1.2M | 2.67% | 2024-06-30 |
| 11 | BOOTHBAY FUND MANAGEMENT, LLC | 73,766 | $1.1M | 2.67% | 2025-06-30 |
| 12 | Quarry LP | 72,044 | $1.0M | 2.60% | 2025-06-30 |
| 13 | TrueMark Investments, LLC | 47,966 | $688.8K | 1.73% | 2025-12-31 |
| 14 | Capital Investment Advisors, LLC | 40,660 | $591.6K | 1.47% | 2025-06-30 |
| 15 | Shaker Financial Services, LLC | 37,955 | $558.7K | 1.37% | 2025-09-30 |
| 16 | Everstar Asset Management, LLC | 23,757 | $349.7K | 0.86% | 2025-09-30 |
| 17 | WEST PACES ADVISORS INC. | 13,268 | $317.8K | 0.48% | 2023-12-31 |
| 18 | Cresset Asset Management, LLC | 18,178 | $279.2K | 0.65% | 2024-06-30 |
| 19 | NewEdge Advisors, LLC | 15,800 | $226.9K | 0.57% | 2025-12-31 |
| 20 | RAYMOND JAMES FINANCIAL INC | 15,590 | $223.9K | 0.56% | 2025-12-31 |
| 21 | RAYMOND JAMES & ASSOCIATES | 14,441 | $222.2K | 0.52% | 2024-09-30 |
| 22 | JANE STREET GROUP, LLC | 14,932 | $214.4K | 0.54% | 2025-12-31 |
| 23 | Yakira Capital Management, Inc. | 13,054 | $198.5K | 0.47% | 2025-03-31 |
| 24 | Tabor Asset Management, LP | 13,054 | $198.5K | 0.47% | 2025-03-31 |
| 25 | ABSOLUTE INVESTMENT ADVISERS LLC | 13,080 | $192.5K | 0.47% | 2025-09-30 |
| 26 | Twelve Points Wealth Management LLC | 12,399 | $190.8K | 0.44% | 2024-09-30 |
| 27 | MORGAN STANLEY | 12,262 | $176.1K | 0.44% | 2025-12-31 |
| 28 | Equitable Holdings, Inc. | 11,647 | $167.3K | 0.42% | 2025-12-31 |
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,056 | $154.5K | 0.36% | 2024-06-30 |
| 30 | Noble Wealth Management PBC | 9,255 | $136.2K | 0.33% | 2025-12-31 |
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 6,937 | $105.5K | 0.25% | 2025-03-31 |
| 32 | Farther Finance Advisors, LLC | 6,478 | $99.7K | 0.23% | 2024-09-30 |
| 33 | UBS Group AG | 4,100 | $58.9K | 0.14% | 2025-12-31 |
| 34 | WFA Asset Management Corp | 3,090 | $47.6K | 0.11% | 2025-09-30 |
| 35 | Advisory Services Network, LLC | 2,355 | $34.7K | 0.08% | 2025-09-30 |
| 36 | Mendota Financial Group, LLC | 1,732 | $27.5K | 0.06% | 2024-03-31 |
| 37 | Royal Bank of Canada | 1,400 | $22.0K | 0.05% | 2024-09-30 |
| 38 | BANK OF AMERICA CORP /DE/ | 1,377 | $20.0K | 0.04% | 2025-06-30 |
| 39 | Clough Capital Partners L P | 600 | $10.2K | 0.02% | 2023-03-31 |
| 40 | HIGHLINE WEALTH PARTNERS LLC | 200 | $2.9K | 0.00% | 2025-12-31 |
| 41 | WELLS FARGO & COMPANY/MN | 144 | $2.3K | 0.00% | 2024-03-31 |
| 42 | SIT INVESTMENT ASSOCIATES INC | 129,631 | $1.9K | 4.69% | 2025-12-31 |
| 43 | Tower Research Capital LLC (TRC) | 100 | $1.5K | 0.00% | 2023-12-31 |
| 44 | OTA Financial Group L.P. | 19,999 | $308 | 0.72% | 2023-06-30 |
| 45 | FMR LLC | 1 | $15 | 0.00% | 2024-12-31 |
| 46 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |